Highland Floating Rate Opportunities Fund

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Highland Floating Rate Opportunities Fund
CIK #0001710680
EDGAR Form CIK 2011 - 2026
3 [0001710680]
4 [0001710680]
8-K [0001710680]
SC 13D [0001710680]
SC 13G [0001710680]
Form 13D/13G Filer Form 13D/13G Subject Filed
Thomas J Herzfeld Advisors Inc Highland Opportunities & Income Fund [2025-10-29]
Saba Capital Management LP Highland Opportunities & Income Fund [2025-08-04]
Morgan Stanley Highland Opportunities & Income Fund [2025-05-06]
Raymond James & Associates Highland Opportunities & Income Fund [2025-01-31]
Goldstein Phillip Highland Income Fund Ma [2021-08-10]
Morgan Stanley Highland Floating Rate Opportunities Fund [2017-12-11]
Form 3/4/5 Subject 2011 - 2026
Highland Opportunities & Income Fund
Saba Capital Management LP
Froehlich Robert J
Waterhouse Frank George
Norris Dustin David
Vitiello Stephanie
McWhorter Dorri
Corrie Pamela B
Post Robert Jason
Mitts Brian
View All
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Highland Opportunities & Income Fund HFRO
Common Stock
2022-12-05 Sell 767 $11.21 8,598
Highland Opportunities & Income Fund HFRO
Contingent Bonus Award · derivative
2022-06-02 Grant 2,295.19
Highland Opportunities & Income Fund HFRO
Contingent Bonus Award · derivative
2022-06-02 Grant 42,372.88
Highland Opportunities & Income Fund HFRO
Contingent Bonus Award · derivative
2022-06-02 Grant 16,949.15
Highland Opportunities & Income Fund HFRO
Contingent Bonus Award · derivative
2021-11-12 Other 1,548.27 $0.00
Highland Opportunities & Income Fund HFRO
Contingent Bonus Award · derivative
2021-07-21 Other 39,758.60 $0.00
Highland Opportunities & Income Fund HFRO
Contingent Bonus Award · derivative
2021-06-15 Other 27,322.40 $0.00
Highland Opportunities & Income Fund HFRO
Contingent Bonus Award · derivative
2021-06-15 Other 12,522.77 $0.00
Highland Opportunities & Income Fund HFRO
Contingent Bonus Award · derivative
2021-06-15 Other 1,548.27 $0.00
Highland Opportunities & Income Fund HFRO
Common Stock
2020-10-13 Buy 697 $8.47 5,904
Highland Opportunities & Income Fund HFRO
Common Stock
2020-02-25 Buy 130 $12.89 1,676
Highland Opportunities & Income Fund ?HFRO?
Common Shares of Beneficial Interest
2018-03-21 Buy 312.03 $16.02 4,999
Highland Opportunities & Income Fund ?HFRO?
Common Shares of Beneficial Interest
2017-12-01 Sell 9,431 $15.34 144,672
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