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| Thomas J Herzfeld Advisors Inc
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|
|
|---|---|
| CRD # | 108369 |
| SEC # | 801-20866 |
| CIK # | 0001509510 |
| AUM | $640.0 MM (2023-03-29) |
| Employees | 9 (44% Investors, 0% Brokers) |
| Phone | 305-777-1660 |
| Address | 119 Washington Avenue Miami Beach, FL 33139 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| HFRO | 750.6 | 25.8 | |
| OXLC | 837.9 | 14.2 | |
| NXDT | 593.4 | 13.2 | |
| NRGX | 587.9 | 10.8 | |
| CLM | 1,020.9 | 5.4 | |
| GRX | 182.5 | 3.3 | |
| LDP | 558.6 | 3.0 | |
| DMO | 133.1 | 3.0 | |
| PGP | 88.0 | 2.8 | |
| FINS | 287.5 | 2.7 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | The HCM Master Fund Limited | [2020-01-17] | 55.1 | 308.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 10 | 2.1 |
| (b) Individuals (high net worth individuals) | 139 | 118.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 30.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 298.9 |
| (g) Pension and profit sharing plans | 5 | 1.8 |
| (h) Charitable organizations | 10 | 38.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 11 | 32.8 |
| (n) Other | 122 | 117.4 |
| Total | 307 | 640.0 |
| By Discretionary | ||
| Discretionary | 274 | 599.8 |
| Non-Discretionary | 33 | 40.2 |
| Total | 307 | 640.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 298.9 | |
| United States Persons | 341.0 | |
| Total | 307 | 640.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Inc Thomas J Herzfeld Advisors | 1 | ||
| Thomas Herzfeld | 1 | ||
| Erik Herzfeld | 1 | ||
| HCM GP | 1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001509510] | |
| SC 13D | [0001509510] | |
| SC 13G | [0001509510] |
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|---|---|---|
|
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✚
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NY | 0.7 |
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MA | 0.6 |
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CT | 0.6 |
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NV | 0.6 |
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MA | 0.6 |