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| Thomas J Herzfeld Advisors Inc
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| |
|---|---|
| CRD # | 108369 |
| SEC # | 801-20866 |
| CIK # | 0001509510 |
| AUM | $726.9 MM (2024-03-28) |
| Employees | 9 (44% Investors, 0% Brokers) |
| Phone | 305-777-1660 |
| Address | 119 Washington Avenue Miami Beach, FL 33139 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| PDX | 34.0 | ||
| FSCO | 23.1 | ||
| HFRO | 750.6 | 20.4 | |
| CLM | 1,020.9 | 8.6 | |
| JPC | 788.0 | 7.8 | |
| CUBA | 24.4 | 5.7 | |
| DMA | 61.4 | 5.7 | |
| NCLH | 5,347.7 | 4.6 | |
| PAXS | 4.2 | ||
| RCL | 10,233.9 | 4.0 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | HCM Co-Investment II LLC | 2024-03-28 | 9.0 | |
| HF | HCM Co-Investment I LLC | 2024-03-28 | 8.5 | |
| HF | The HCM Master Fund Limited | [2020-01-17] | 55.1 | 339.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 9 | 2.5 |
| (b) Individuals (high net worth individuals) | 116 | 119.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 56.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 357.4 |
| (g) Pension and profit sharing plans | 5 | 2.0 |
| (h) Charitable organizations | 9 | 53.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 12 | 42.1 |
| (n) Other | 123 | 93.4 |
| Total | 280 | 726.9 |
| By Discretionary | ||
| Discretionary | 270 | 707.7 |
| Non-Discretionary | 10 | 19.2 |
| Total | 280 | 726.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 339.9 | |
| United States Persons | 386.9 | |
| Total | 280 | 726.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Thomas Herzfeld | 1 | ||
| Inc Thomas J Herzfeld Advisors | 1 | ||
| Erik Herzfeld | 1 | ||
| HCM GP | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001509510] | |
| SC 13D | [0001509510] | |
| SC 13G | [0001509510] |
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