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| Thomas J Herzfeld Advisors Inc
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|---|---|
| CRD # | 108369 |
| SEC # | 801-20866 |
| CIK # | 0001509510 |
| AUM | 890.4 M (2026-03-31) |
| Employees | 15 (40% Investors, 0% Brokers) |
| Phone | 305-777-1660 |
| Address | 119 Washington Avenue Miami Beach, FL 33139 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| PIMCO Energy & Tactical Credit Opportunities Fund | 27.6 | ||
| FS Credit Opportunities Corp | 18.8 | ||
| Highland Income Fundma | 15.5 | ||
| Herzfeld Caribbean Basin Fund Inc | 12.5 | ||
| Guggenheim Strategic Opportunities Fund | 11.2 | ||
| ASA Gold & Precious Metals Ltd | 7.8 | ||
| Templeton Global Income Fund | 6.4 | ||
| PIMCO Access Income Fund | 6.3 | ||
| Brookfield Real Assets Income Fund Inc | 4.4 | ||
| Eagle Point Income Co Inc | 3.7 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | The HCM Preffered Equity Master Fund Limited | [2026-03-30] | 75.7 M | 183.6 M |
| Filed 2025-10-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $140,945 · Net Assets Decline to Disclose | ||||
| SA | Saratoga Senior Loan Fund I JV LLC | 2025-03-27 | 35.1 M | |
| HF | TJHA BB SPV LLC | 2025-03-27 | 2.1 M | |
| HF | HCM Co-Investment II LLC | 2024-03-28 | ||
| HF | HCM Co-Investment I LLC | 2024-03-28 | ||
| HF | The HCM Master Fund Limited | [2020-01-17] | 75.7 M | 264.1 M |
| Filed 2025-10-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $140,945 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 15 | 5.2 |
| (b) Individuals (high net worth individuals) | 125 | 140.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 41.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 484.8 |
| (g) Pension and profit sharing plans | 3 | 1.1 |
| (h) Charitable organizations | 11 | 47.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 44.7 |
| (n) Other | 127 | 125.2 |
| Total | 349 | 890.4 |
| By Discretionary | ||
| Discretionary | 330 | 870.4 |
| Non-Discretionary | 19 | 20.1 |
| Total | 349 | 890.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 447.7 | |
| United States Persons | 442.7 | |
| Total | 349 | 890.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Inc Thomas J Herzfeld Advisors | Promoter | 1 | 1 | |
| Erik Herzfeld | Executive Officer | 1 | 1 | |
| Thomas Herzfeld | Executive Officer | 1 | 1 | |
| Hcm GP | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001509510] | |
| SC 13D | [0001509510] | |
| SC 13G | [0001509510] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 1 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 5493000NHLPFYM29TH78 |
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