Hilpan Moxie Wealth Management LLC

5. FEES AND COMPENSATION
        A. FEES AND COMPENSATION
Financial Planning Services
Hilpan Moxie provides financial planning services for a flat-fee rate basis of $6,750. HMWM
solely reserves the right to charge lower fees at the firm’s discretion. Financial Planning
services will include preparation and research, areas to be specified and estimated in the written
agreement for services, as well as one plan revision. The fixed fee can be negotiatedwith the
client. All fees for planning services are agreed upon in advance in writing with the fees being
assessed quarterly in advance with the first payment due upon signing.
Financial Planning and Portfolio Management Services
For clients requesting financial planning and portfolio management services, it is offered for one
negotiated annual fee. The annual fee is based upon a percentage of assets under management
and it can range from .85% to 1.75%. The annual fee is calculated, accrued, and collected on a
quarterly basis in arrears. The annual fee can be negotiated based upon the complexity of the
client’s financial situation, the net worth of the individual or business, the estimate of hours
involved, including preparation and research, areas to be specified for financial planning, number
of accounts to be managed and size of the accounts to be managed. Also, the fee may be lower
for clients who do not request or want a financial plan.

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Please refer to the tiered schedule:
      Minimum Balance                   Maximum Balance                       Annual Fee
               $0                            $250,000                            1.75%
            $250,001                         $450,000                            1.50%
            $450,001                         $800,000                            1.35%
            $800,001                        $1,000,000                           1.25%
           $1,000,001                       $2,000,000                           1.00%
           $2,000,001                            Up                              0.85%

Comparable Services Disclosure
Clients should note that lower fees for comparable services may be available from other sources.
Termination of Advisory Services
A client may terminate this service for any reason within the first five (5) business days after
signing the contract without any cost or penalty. Thereafter, the contract may be terminated at
any time by giving ten (10) days written notice to Hilpan Moxie at 13 Woodland Drive, Irvine,
CA 92604. For financial planning services, after the first five (5) business days, written
termination will result in a pro-rated refund of any prepaid and unearned fee to the client based
upon the number of hours worked on the financial plan at rate of $300 per hour.
        B. FEES DEDUCTION
The client will be asked to authorize Hilpan Moxie with the ability to deduct fees directly from
the client’s account. This authorization will be to deduct Hilpan Moxie’s management fee only.
Prior to deducting the fee, Hilpan Moxie will send a billing statement (invoice) to the client that
indicates the fee to be withdrawn and how it was calculated from the account. A client may
object to the deduction of the management fees from the Account by notifying Hilpan Moxie at
the address or telephone number shown on each billing statement or by notifying client’s
custodian. In addition to the billing statement, the client’s custodian will also send a quarterly
statement indicating the amount of fees withdrawn from the client’s Account. Hilpan Moxie
urges each client to carefully review such statements and compare them to the invoice provided.
        C. OTHER FEES AND EXPENSES
Hilpan Moxie’s fee is separate and distinct from brokerage fees, transaction fees, and other
related costs and expenses that are incurred by the client. Clients may incur certain charges
imposed by custodians, brokers, third party investment and other third parties such as fees

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charged by managers, custodial fees, deferred sales charges, odd-lot differentials, transfer taxes,
wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and
securities transactions. Mutual funds and exchange traded funds also charge internal
management fees, as disclosed in a fund’s prospectus, which are separate and distinct from the
fee. Such charges, fees and commissions are exclusive of and in addition to our fee. We do not
receive any portion of these commissions, fees, and costs. For additional information on our
brokerage practices please see Item 12, below.
        D. WHEN FEES ARE DEDUCTED
The fee is collected on a quarterly basis at the beginning of each quarter. Exigent circumstances
may require a closing date very near the end of the quarter.
        E. OTHER SECURITIES COMPENSATION
Hilpan Moxie does not receive any other securities compensation for providing investment
advisory services to clients.

7. TYPES OF CLIENTS

Hilpan Moxie serves a diverse clientele, including professionals across various industries. A
portion of the firm’s assets under management (AUM) consists of clients from the technology
sector, among others. Client meetings are conducted based on individual preferences, either in
person at designated locations or via secure video conferencing platforms.

Hilpan Moxie generally requires a minimum account size of $1,000,000 for new clients. However,
the firm may consider accounts below this threshold on a case-by-case basis at its sole discretion.