FC Wealth Solutions LLC

Item 5: Fees and Compensation

A. Fee Schedule
Portfolio Management Fees

          Total Assets Under Management           Annual Fees
          $0 - $2,000,000                         Up to 1.50%

          $2,000,001 - $5,000,000                 Up to 1.00%

          $5,000,001 – And Up                     Up to 0.85%

The advisory fee is calculated using the value of the assets on the last business day of the
prior billing period.

These fees are generally negotiable, and the final fee schedule is attached as Exhibit II of
the Investment Advisory Contract. Clients may terminate the agreement without penalty
for a full refund of FCWS's fees within five business days of signing the Investment
Advisory Contract. Thereafter, clients may terminate the Investment Advisory Contract
immediately upon written notice.

Financial Planning Fees

Fixed Fees
The negotiated fixed rate for creating client financial plans is between $1,000 and $5,000.
Clients may terminate the agreement without penalty, for full refund of FCWS’s fees,
within five business days of signing the Financial Planning Agreement. Thereafter,
clients may terminate the Financial Planning Agreement generally upon written notice.

B. Payment of Fees

Payment of Portfolio Management Fees
The Firm charges advisory fees based on a percentage of assets under management
(“AUM”). Fees are stated as an annualized rate and are billed monthly in arrears.
Fees are calculated as follows:
The applicable annual fee rate is applied to the client’s account value and accrues daily
based on the daily account value.
Accrued fees are summed over the billing period and assessed at the end of each month.
Contributions and withdrawals during the billing period are reflected in the daily account
value and are therefore prorated based on the number of days the assets are in the account.
Because fees are billed in arrears on a monthly basis, clients will experience a change in the
timing and frequency of fee deductions compared to the Firm’s prior quarterly billing
practices.

       Depending on account activity, the total fees paid over time may differ slightly from those
       that would have been charged under quarterly billing.
       Clients generally authorize the Firm to deduct advisory fees directly from their custodial
       accounts. Clients will receive account statements from the qualified custodian reflecting all
       fee deductions. Fixed financial planning fees are paid in arrears upon completion.

       C. Client Responsibility For Third Party Fees
       Clients are responsible for the payment of all third party fees (i.e. custodian fees,
       brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
       distinct from the fees and expenses charged by FCWS. Please see Item 12 of this brochure
       regarding broker-dealer/custodian.

       D. Prepayment of Fees
       FCWS may collect certain fees in advance and certain fees in arrears, as indicated
       above. Refunds for fees paid in advance will be returned within fourteen days to the
       client via check, or return deposit back into the client’s account.

       Neither FCWS nor its supervised persons accept any compensation for the sale
       of securities or other investment products, including asset-based sales charges or
       service fees from the sale of mutual funds.

Item 7: Types of Clients
FCWS generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals
       ❖      Corporations

There is no account minimum for any of FCWS’s services.