Pflueger Wealth LLC

Item 5 – Fees and Compensation
Wealth Management: The fee for Investment Management is based on the amount of assets under
management (“AUM”), as determined by the independent qualified custodian. Clients can engage
Pflueger for Investment Management by signing an advisory agreement (“Agreement”) that outlines our
services, as well as a description of the fees charged (“Advisory Fees”). Advisory Fees will be charged
monthly and in arrears, based on the average daily value of the AUM at the end of the month. Accounts
opened under the Agreement will be aggregated together for determining AUM during the billing
process, which may provide the client a lower Advisory Fee rate. Our standard Advisory Fee schedule
for Individual Accounts is as:
                                    First $1,000,000           0.75%
                                    Next $2,000,000            0.55%
                                    Over $3,000,000            0.35%
Our Advisory Fee is charged on a tiered basis, meaning that clients will pay each level of fee based on
their AUM. For example, a client with $5 million would annually pay 0.75% on the first $1 million, 0.55%
on the next $2 million and 0.35% on the remaining $2 million. Advisory Fees we charge are separate
and distinct from the fees and expenses charged by investments like mutual funds and exchange traded
funds (ETFs). In these cases, the fees and expenses are described in each fund's prospectus or

available through common financial websites. These fees will generally include a management fee,
other fund expenses, and a possible distribution fee. In no case will the fees exceed the industry
standard of 3%.
Fees for Financial Consulting are based on the arrangement and can be hourly or fixed as detailed in
the Financial Consulting Agreement (“Consulting Agreement”). The fees for Financial Consulting will
not exceed $500 per hour or $25,000 per engagement. Financial Consulting fees are payable in
arrears. Financial Consulting fees can be paid by check, third-party payment programs, ACH or through
any taxable account opened through Investment Management (if authorized by the client). Clients will
be provided an invoice for Financial Consulting fees upon completion of services, or at minimum on a
quarterly basis.
In addition to our Advisor Fee, clients are also responsible for the transaction charges, fees and other
expenses charged and imposed by the firm (“Custodian”) who holds the client assets. Advisory Fees
may be negotiated, lowered or waived for family, friends or based upon the complexity level of the client
situation. We do have a minimum household fee for Investment Management of $7,500, but can waive
that for family, children or other situations. Clients provide us authorization to electronically debit our
fees in the Agreement and custodial paperwork. Clients can cancel the Agreement for Investment
Management or Financial Consulting without any charges and penalties within 5 business days after
contract execution by contacting us by phone or email.
In the event a client terminates our services Advisory Fees will be charged until the notice of termination
is provided by the client. Clients can terminate our Investment Management or Financial Consulting
services by phone, writing or email. Advisory Fees are electronically debited from client accounts. The
value used to calculate the Advisory Fee will include all positions in the account, cash, dividends,
accrued interest and interest payments unless specifically excluded in the Special Instructions section
of the Agreement.

Item 7 – Types of Clients
We provide services to individuals, trusts, estates, charitable organizations (non-profits), corporations,
associations and other business entities (such as limited liability companies, networks or limited
partnerships). We do not have a minimum account size but we do require a minimum annual Advisory
Fee of $7,500 per household.