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| Horizon Technology Finance Management LLC
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|---|---|
| CRD # | 153052 |
| SEC # | 801-71141 |
| CIK # | 0001513381, 0001487428 |
| AUM | 811.1 M (2026-06-12) |
| Employees | 23 (61% Investors, 0% Brokers) |
| Phone | 860-676-8654 |
| Address | 312 Farmington Avenue Farmington, CT 06032-2586 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 811.1 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 811.1 |
| By Discretionary | ||
| Discretionary | 1 | 811.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 811.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 811.1 | |
| Total | 1 | 811.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001487428] | |
| 10-Q | [0001487428] | |
| 3 | [0001487428] | |
| 4 | [0001487428] | |
| 8-K | [0001487428] | |
| SC 13G | [0001487428] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Horizon Technology Finance Corp | Evelo Biosciences Inc | [2023-07-21] |
| Advisors Asset Management Inc | Horizon Technology Finance Corp | [2015-02-11] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2024-12-16 | Buy | 20,000 | $8.53 | 170,600 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2024-11-25 | Buy | 8,000 | $9.31 | 74,480 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2024-11-14 | Buy | 4,500 | $9.20 | 41,400 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2024-11-13 | Buy | 5,000 | $9.35 | 46,750 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2024-08-05 | Buy | 2,313 | $10.81 | 25,004 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2024-08-05 | Buy | 10,000 | $10.58 | 105,800 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2024-03-08 | Buy | 3,650 | $11.77 | 42,960 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-12-20 | Buy | 18,250 | $11.03 | 201,298 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-12-09 | Buy | 4,000 | $13.03 | 52,120 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-12-09 | Buy | 600 | $13.03 | 7,818 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-12-06 | Buy | 4,000 | $12.90 | 51,600 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-11-16 | Buy | 758 | $13.04 | 9,884 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-09-29 | Buy | 500 | $9.88 | 4,940 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-06-21 | Buy | 4,000 | $11.30 | 45,200 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-05-16 | Buy | 10,000 | $12.23 | 122,300 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-05-12 | Buy | 5,000 | $11.82 | 59,100 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-05-10 | Buy | 414 | $12.00 | 4,968 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-05-09 | Buy | 3,050 | $12.06 | 36,783 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-05-06 | Buy | 1,000 | $12.57 | 12,570 |
|
Horizon Technology Finance Corp HRZN
Common Stock
|
2022-05-06 | Buy | 4,000 | $12.73 | 50,920 |
| showing 20 of 114 most recent transactions | |||||
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