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| Happy Holidays!! thanks for using AUM13F!! |
| HPE Capital Management II LLC
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| CRD # | 283607 |
| SEC # | 801-117101 |
| CIK # | |
| AUM | $600.3 M (2025-07-07) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 513-745-9200 |
| Address | 5905 E Galbraith Road Cincinnati, OH 45236 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Hauser Private Equity Core Fund V LP | [2025-07-07] | 285.0 | 285.0 |
| PE | Hauser Private Equity Core Fund IV-Q LLC | [2022-03-29] | 294.8 | 319.7 |
| PE | HPE Private Equity Core Fund 35 LLC | 2020-09-18 | 50.7 | |
| PE | Hauser Private Equity Core Fund III LLC | [2018-03-28] | 93.0 | 158.2 |
| PE | Hauser Capital Partners LLC | 2015-02-17 | 8.3 | |
| PE | Hauser Private Equity Core Fund II LLC | [2015-02-17] | 100.1 | 63.4 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 600.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 600.3 |
| By Discretionary | ||
| Discretionary | 5 | 600.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 600.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 600.3 | |
| Total | 5 | 600.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Guillermo Borda | 5 | ||
| Mark Hauser | 26 | ||
| Paul Swanson | 6 |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Hauser Retirement Solutions 2 LLC
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|
OH | 1.2 |
|
HPE Capital Management II LLC
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|
OH | 0.6 |
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FL | 0.6 |
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Goanna Capital Management LLC
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|
The Phoenix Fund Advisor LLC
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PR | 0.6 |
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TX | 0.6 |
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Broadoak Asset Management LLC
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|
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Systima Capital Management LLC
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IL | 0.6 |