Imperity Wealth Alliance LLC

Item 5 – Fees and Compensation

Asset Management Programs
Clients who elect to receive asset management services through one or more of our asset management
programs or TPAM programs will generally pay the firm for those services with an annual asset
management fee based on a percentage of assets under management, including cash and money market
positions. The maximum account management fee that can be charged in any of our firm’s managed
account program is listed in the fee schedule below. The fee schedules for TPAM programs are provided
in the respective TPAM sponsor’s Form ADV Part 2A and advisory client agreements. Certain managed
account programs have lower maximum annual fee amounts, and fee schedules will vary among
programs. Clients are urged to carefully review and discuss the contents of this Brochure with their
advisor, including descriptions of the various programs and services offered, the fees and charges clients
will pay, the means by which the firm and your advisor are compensated, and the conflicts of interest that
exist between the client and the firm and your advisor in respect to each program or service offered, to
determine the most appropriate programs or services for your specific needs.

Revised July 2026

PPS Program Fee Schedules
Following are the maximum allowable fee schedules for Commonwealth’s various PPS programs.

PPS Custom Program (Transactions)
The maximum allowable annual management fee schedule for a new PPS Custom Program (Transactions)
account is:

In addition to the annual management fee, and unless otherwise agreed between the client and the
advisor, clients participating in the PPS Custom Program (Transactions) will pay transaction charges as
described in the “Other Fees and/or Costs” section below.

Clients participating in the PPS Custom Program (Transactions) may pay more or less than clients might
otherwise pay if purchasing the services separately. There are several factors that determine whether
such costs would be more or less, including, but not limited to, the following:

    •   Size of the account
    •   Types of securities and strategies involved
    •   Amount of trading effected by the advisor
    •   Actual costs of such services if purchased separately

The advisory fees charged for the services provided by Imperity Wealth, including research, supplemental
advisory, and client-related services offered through the PPS Custom Program (Transactions), may exceed
those of other similar programs.

PPS Custom Program (Platform)
Unless otherwise agreed between the client and the advisor, clients participating in the PPS Custom
Program (Platform) will pay a total account fee that consists of a combination of a management fee, which
is negotiable, and a platform fee. Depending upon the mutual fund families selected, transaction charges
will also apply as described below.

The maximum allowable management fee schedule for a new PPS Custom Program (Platform) account is:

The maximum platform fee schedule for a new PPS Custom Program (Platform) account is:

Revised July 2026

    Account Value                     Maximum Platform Fee1
    First $250,000                    0.05%
    Next $250,000                     0.04%
    Next $500,000                     0.03%
    Next $1,500,000                   0.02%
    Above $2,500,000                  0.01%

 The platform fee is household based and calculated on a blended basis, with a minimum annual account fee of $60 (minimum quarterly fee
of $15), which may exceed the maximum annual platform fee percentage based on account size. Households are maintained by Imperity
Wealth

We may elect to pay the platform fee on behalf of the client. In most cases, the annual platform or
program fee is payable quarterly in advance and is computed as one-quarter of the annual fee based on
the total value of your account on the last business day of the previous quarter.

Transaction charges. In addition to the platform fee, transaction charges of $15 for buys and sells and a
maximum of $3 for periodic investment plans and systematic withdrawal plans will apply in the following
mutual fund families: Dodge & Cox, Vanguard, and Dimensional Fund Advisors (DFA), except that DFA sells
are $0. For trader-assisted transactions, an additional $5 fee is charged to our firm. A transaction charge
of $1 per contract for purchases and sales of options will apply. A $5 quarterly paper document fee will
apply account by account to all accounts not enrolled in electronic delivery of statements and
confirmations

PPS Select Program
Clients participating in the PPS Select Program will pay a total account fee that consists of a combination
of an advisor fee and a program fee.

The maximum allowable advisor fee in the PPS Select Program is as follows:

In addition to the annual advisor fee, all clients participating in PPS Select will pay an annual program fee.

There are several different PPS Select model portfolios with program fees that vary; however, the
maximum        fee       within      the      PPS       Select     program        is    as      follows:

Revised July 2026

 The maximum annual advisor fee for certain account sizes and types may be negotiated.

 Commonwealth will charge a minimum annual program fee of $600 ($150 quarterly) for certain accounts, which
may exceed the maximum annual program fee percentage based on account size.

PPS Direct Program
Clients participating in the PPS Direct Program will pay an annual fee that consists of a combination of an
advisor fee and a program fee not to exceed 3.00%. In the event the combination of the advisor fee and
the program fee for a particular money manager and investment strategy exceeds 3.00%, the advisor fee
will be reduced such that the annual fee will not exceed 3.00%.

The maximum allowable advisor fee in the PPS Direct Program is as follows:

The maximum program fee in the PPS Direct Program is as follows:
...

Item 7 – Types of Clients
Imperity Wealth generally provides advisory services to the following types of clients:

    •   Individuals (other than high net worth individuals)
    •   High net worth individuals
    •   Pension and profit-sharing plans
    •   Charitable organizations
    •   Other investment advisers
    •   Corporations or other businesses not listed above

While Imperity Wealth does not require a specific household minimum, advisory accounts in our various
programs are subject to minimums as outlined in Item 4 of this Brochure.