Infinium Investment Advisors LLC

ITEM 5 - FEES AND COMPENSATION

INVESTMENT MANAGEMENT FEES AND COMPENSATION
Our Firm charges a fee as compensation for providing Investment Management services on your account. These
services include advisory services, trade entry, investment supervision, and other account maintenance activities.
Our custodian charges transaction costs, custodial fees, redemption fees, retirement plan and administrative fees
or commissions. See Additional Fees and Expenses below for details.

The fees for investment management are based on an annual percentage of assets under management and are
applied to the household asset value on a pro rata basis and billed quarterly in advance. The initial fee will be based
upon the market value of the account on the date the account is accepted for management by execution of the
investment advisory contract by the Firm and the assets are transferred and then prorated for the number of days
in the calendar quarter that your account is under management. Thereafter, the quarterly fee will be calculated on
the market value of the portfolio on the last business day of the prior quarter. Fees may be adjusted for deposits

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and withdrawals during the previous quarter. Fees are assessed on all assets under management, including
securities, cash, and money market balances. Margin account balances are not included in the fee billing.

Our maximum investment advisory fee is 1.50%, or we may negotiate a lower advisory fee. The specific advisory fees
are set forth in your Investment Advisory Agreement. Fees may vary based on the size of the account, complexity
of the portfolio, extent of activity in the account, or other reasons agreed upon by us and you as the client. In certain
circumstances, our fees and the timing of the fee payments may be negotiated. Our employees and their family
related accounts are charged a reduced fee for our services.

Unless otherwise instructed by the Client, we will aggregate related client accounts for the purposes of determining
the account size and annualized fee. The common practice is often referred to as “house-holding” portfolios for fee
purposes and may result in lower fees than if fees were calculated on portfolios separately. Our method of house-
holding accounts for fee purposes looks at the overall family dynamic and relationship. When applicable and noted
in Appendix A of the Investment Management Agreement, legacy positions will also be excluded from the fee
calculation.

The independent and qualified custodian holding your funds and securities will debit your account directly for the
advisory fee and pay that fee to us. You will provide written authorization permitting the fees to be paid directly
from your account held by the qualified custodian. Further, the qualified custodian agrees to deliver an account
statement to you on a quarterly basis indicating all the amounts deducted from the account including our advisory
fees.

Either Infinium or you may terminate the management agreement immediately upon written notice to the other
party. The management fee will be pro-rated to the date of termination, for the quarter in which the cancellation
notice was given and the unearned fee refunded to your account. Full refunds will only be made in cases where
cancellation occurs within five (5) business days of signing the Advisor’s investment advisory agreement. After five
(5) business days, clients will receive pro-rata refunds, which take into account work completed by the Advisor on
behalf of the client.

Upon termination, you are responsible for monitoring the securities in your account, and we will have no further
obligation to act or advise with respect to those assets. In the event of client’s death or disability, Infinium will
continue management of the account until we are notified of client’s death or disability and given alternative
instructions by an authorized party.

Fees are negotiable based on client circumstances, but we do not charge performance-based fees unless clients
meet qualified client thresholds under Rule 205-3.

Higher asset-based fees may incentivize us to recommend strategies that increase AUM.

FINANCIAL PLANNING FEES
Our financial planning services are included in the investment management fee discussed above, unless otherwise
discussed and documented.

On occasion, our firm is asked to provide financial planning services for a separate fee if a client chooses not to select
our firm for its investment management services described above. In this circumstance, we offer financial planning
services on an hourly basis for $250 per hour, which may be negotiable depending on the nature and complexity of
each client’s circumstances. An estimate for total hours will be determined at the start of the advisory relationship.
The number of hours may vary based on the extent and complexity of your individual or family circumstances and
the amount of your assets under our management. Our fee will be agreed in advance of services being performed.
The fee will be determined based on factors including the complexity of your financial situation, agreed upon

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deliverables, and whether or not you intend to implement any recommendations through Infinium. Financial
Planning fees may be negotiated as a fixed fee and range from $500 to $10,000. The specific fixed fee for your
financial plan is specified in your planning agreement with Infinium. The financial planning fee can be applied to the
investment management fees at the firm’s discretion.

One half of the total estimated fixed and hourly fees are due and payable at the time the client’s agreement is
executed, the remainder of the fees are due upon presentation of a plan or the rendering of consulting services.
Financial plans will be presented to the clients within 6 months of the contract date, provided that all information
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ITEM 7 - TYPES OF CLIENTS

We provide investment advice to individuals, high-net worth individuals, employee sponsored retirement plans,
institutions, trusts, foundations, endowments family offices and estates. Our Firm generally requires a minimum
initial household portfolio value of $1,000,000. This minimum may be waived in certain cases at the Firm’s discretion.