Investment Metrics LLC

Item 5 – Fees and Compensation

Financial Planning Fee Schedule

 Item Number            Description                                                                  Price

 WFG-02                 Wellspring Financial Guide. Initial report production including email and    $160
                        up to 2 teleconferences necessary to complete the report, delivered
                        electronically and one hardcopy with one follow-up conference.
                        Available exclusively for all ERISA – 401(k), 403(b) - plan
                        participants of Wellspring Financial Partners.

 WFG-03                 Wellspring Financial Guide. Initial report production including email and    $0
                        up to 2 teleconferences necessary to complete the report, delivered
                        electronically and one hardcopy and one follow-up conference.
                        Available exclusively to Wellspring Financial Partners Wealth
                        Management clients

Investment Metrics, LLC dba Wellspring Financial Partners.                                     Disclosure Brochure

Financial Planning Fee Schedule - Continued

 WFG-04            Wellspring Financial Guide. Available to all non-ERISA – 401(k), 403(b) -         $320
                   plan participants that were directed to Wellspring.

 WFG-10            Employee Financial Wellness Training and Planning Services. Up to 4               $5,000/yr
                   training days at one location per year, with access to a financial planner on
                   site for the day.

 ORPU-01           Wellspring Financial Partners Financial Plan. Updated Financial Analysis          $0
                   including two annual meetings, all emails and teleconferences necessary to
                   complete the plan; delivered electronically with one hardcopy. Available
                   exclusively to Wellspring Financial Partners Wealth Management
                   clients

Comprehensive Wellspring Solution Fixed Fee Program

We may also charge fixed fees for the preparation of written financial plans, which range up to $320.
Wellspring may negotiate its fixed fee amount for a Wellspring Solution based on the complexity of the
client’s financial situation. Typically, the standard financial plan takes 10 hours; those plans that take
significantly less time may negotiate a lower fee while those financial plans that take significantly longer
may be charged a slightly higher amount. Additionally, Wellspring may offer discounts to select friends,
employees (plan participants) and family. The final amount will be specified in the Investment Advisory
Agreement.

Termination of Financial Planning and Consulting Services

Financial planning services automatically terminate upon presentation of the plan to the client or upon
completion of the consultation. Either party can also terminate the advisory agreement before then by
providing written notice to the other party. Termination will be effective upon receipt of notice. If
terminated within five business days of signing the advisory agreement, services are terminated without
fee or penalty. If the agreement is terminated after five business days but prior to completion of services,
at the option of Wellspring Financial Partners associated persons, clients may be responsible for the time
expended and expenses disbursed prior to receipt of the termination notice. In this case, Wellspring
Financial Partners will provide clients with a statement detailing the time and expenses due calculated at
$300 per hour.

Investment Management

In the event the client determines to engage Wellspring Financial Partners to provide investment
management services, we will do so on a fee basis. We are authorized, without prior consultation with the
client, to buy, sell and trade in stocks, bonds, mutual funds and other securities and/or contracts relating
to the same and to give instructions in furtherance of such authority to the registered broker/dealer and
the custodian of assets.

Management Fee for Portfolio Management Services

Wellspring charges a management fee based on a percentage of assets under management. The
percentage of assets charged per year (annum) is listed in the following table by assets level. Fees are

Investment Metrics, LLC dba Wellspring Financial Partners.                                     Disclosure Brochure

negotiable but generally range from .25% to .99% per year of the assets under management based on
the amount of assets, overall relationship among other things. Fees for the management of Fixed Income
and Money Market portfolios are also negotiable.

           Client Assets Under Management                         Advisory Fee
    First                           $1,500,000.00                   0.99%
    Next                            $1,000,000.00                   0.85%
    Next                            $1,000,000.00                   0.60%
    Next                            $1,500,000.00                   0.40%
    $5,000,000.01 and up                                            0.25%

Fees are typically paid either monthly or quarterly in arrears as required by the record keeper responsible
for the account and are based on the account’s asset value as of the last business day of the prior
calendar month/quarter. We may alternatively agree to negotiate flat dollar amount fees that will not
exceed our published maximums above on a percentage basis. Unless otherwise agreed to in writing,
advisory fees shall be applicable to cash and cash equivalents. Adjustments will be made for deposits
and withdrawals made mid-period. Fees are typically deducted for the managed account; however upon
request Wellspring will be able to bill the client directly. Please refer to Item 15– Custody for more
information. The frequency of the fee billing process that will apply to your account will be specified in the
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Item 7 – Types of Clients

Wellspring Financial Partners generally provides investment advice to the following types of clients:

    •    Individuals
    •    ERISA Plans and Related Trusts
    •    Trusts, estates, or charitable organizations
    •    Corporations or Other businesses

Minimum Investment Amounts Required

There are no minimum investment amounts or conditions required for establishing an account managed
by Wellspring Financial Partners. However, all clients are required to execute an agreement for services
in order to establish a client arrangement with Wellspring Financial Partners.