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| Keyboard |
| James T Borello & Co
✚
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|---|---|
| CRD # | 16860 |
| SEC # | 801-114233 |
| CIK # | |
| AUM | 514.1 M (2025-10-21) |
| Employees | 4 (100% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 847-426-0200 |
| Address | 151 Dundee Avenue East Dundee, IL 60118 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (10/21/2025) [Brochure] |
|---|
Item 5: Fees and Compensation
E. External Compensation for the Sale of Securities to Clients
JTB’s advisory professionals are compensated primarily through a salary and bonus structure. JTB’s
advisory professionals may receive commission-based compensation for the sale of insurance
products. In addition, the firm may be paid sales, service, or administrative fees for the sale of
securities. Such payments may constitute a conflict of interest in that JTB may have an economic
interest in effecting mutual fund transactions through such affiliate. Please see Item 10 for detailed
information and conflicts of interest.
JTB is dually registered as a broker-dealer and investment advisor firm.
Part 2A of Form ADV: James T. Borello & Co. Brochure |
| Account Minimums and Types of Clients — Form ADV Part 2A (10/21/2025) [Brochure] |
|---|
Item 7: Types of Clients
JTB offers its investment services to various types of clients, including individuals, high-net-worth
individuals, family offices, small businesses, trusts, and other legal entities.
Part 2A of Form ADV: James T. Borello & Co. Brochure |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 534 | 153.1 |
| (b) Individuals (high net worth individuals) | 166 | 361.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 700 | 514.1 |
| By Discretionary | ||
| Discretionary | 700 | 514.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 700 | 514.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 514.1 | |
| Total | 700 | 514.1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Retail |
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|
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|
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