|
⚲
|
| John W Brooker & Co CPAS PC
✚
| |
|---|---|
| CRD # | 105437 |
| SEC # | 801-19247 |
| CIK # | |
| AUM | $562.8 MM (2024-03-12) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Phone | 510-638-1815 |
| Address | 7677 Oakport Street Oakland, CA 94621 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 79 | 32.2 |
| (b) Individuals (high net worth individuals) | 130 | 411.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 48 | 107.7 |
| (h) Charitable organizations | 3 | 11.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 570 | 562.8 |
| By Discretionary | ||
| Discretionary | 570 | 562.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 570 | 562.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 562.8 | |
| Total | 570 | 562.8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Whelan Financial
✚
|
CA | 0.6 |
|
NorthStar Asset Management Company LLC
✚
|
PA | 0.6 |
|
Schiavi & Company LLC
✚
|
DE | 0.6 |
|
Moller Wealth Partners Inc
✚
|
IL | 0.6 |
|
Murphy Pohlad Asset Management LLC
✚
|
MN | 0.6 |
|
Financial Directions LLC
✚
|
AZ | 0.6 |
|
Epsilon Financial Group Inc
✚
|
CA | 0.6 |
|
Tranquility Partners LLC
✚
|
TN | 0.6 |
|
Goldstone Financial Group LLC
✚
|
IL | 0.6 |
|
Blue Oak Capital LLC
✚
|
CA | 0.6 |