|
⚲
|
| Joseph P Lucia & Associates LLC
✚
| |
|---|---|
| CRD # | 147625 |
| SEC # | 801-76540 |
| CIK # | 0001775391 |
| AUM | $310.3 MM (2024-02-29) |
| Employees | 5 (60% Investors, 40% Brokers) |
| Phone | 914-352-6600 |
| Address | 3505 Hill Blvd Yorktown Heights, NY 10598 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 9.3 | |
| AMZN | 1,092,997.8 | 6.2 | |
| NVDA | 399,550.0 | 5.5 | |
| META | 434,852.0 | 2.5 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 637 | 138.3 |
| (b) Individuals (high net worth individuals) | 56 | 172.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,518 | 310.3 |
| By Discretionary | ||
| Discretionary | 910 | 216.9 |
| Non-Discretionary | 608 | 93.4 |
| Total | 1,518 | 310.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.3 | |
| United States Persons | 307.1 | |
| Total | 1,518 | 310.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001775391] |
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|---|---|---|
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✚
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CA | 0.3 |
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