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| Joseph P Lucia & Associates LLC
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|---|---|
| CRD # | 147625 |
| SEC # | 801-76540 |
| CIK # | 0001775391 |
| AUM | 388.0 M (2026-03-25) |
| Employees | 5 (60% Investors, 40% Brokers) |
| Fees | |
| Minimum | |
| Phone | 914-352-6600 |
| Address | 3505 Hill Blvd Yorktown Heights, NY 10598 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 11.8 | ||
| Nvidia Corp | 9.7 | ||
| Amazon Com Inc | 7.5 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 561 | 143.5 |
| (b) Individuals (high net worth individuals) | 101 | 244.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,645 | 388.0 |
| By Discretionary | ||
| Discretionary | 1,645 | 388.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,645 | 388.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.6 | |
| United States Persons | 381.4 | |
| Total | 1,645 | 388.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001775391] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Redwood Financial Planning LLC
✚
|
NJ | 388.8 M |
|
Know Your Options LLC
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IL | 388.8 M |
|
Marin Financial Advisors LLC
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CA | 388.8 M |
|
James Reed Financial Services Inc
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OH | 388.6 M |
|
Kathleen S Wright Associates Inc
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PA | 388.1 M |
|
Resolute Wealth Strategies LLC
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|
Hassell Wealth Management LLC
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LA | 387.4 M |
|
Soundview Advisors Inc
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|
WA | 387.2 M |
|
MacroView Investment Management LLC
✚
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MD | 387.1 M |
|
Lewis Asset Management LLC
✚
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CA | 387.1 M |