Resolute Wealth Strategies LLC

Item 5 - Fees and Compensation

RWS charges fees based on a percentage of assets under management as well as fixed fees, depending on
the particular types of services to be provided. The specific fees charged by RWS for services provided will
be set forth in each client’s Agreement.

Resolute Wealth Strategies                                                        Disclosure Brochure

      A. Financial Planning and Investment Management Services

Fees for Financial Planning and Consulting Services
Clients that are receiving financial planning services only are charged a one time fixed fee ranging from
$1,000 to $15,000, depending on the complexity of a client’s plan and services provided. The fee for
financial planning services will be billed in accordance with the agreement with the client, and may be
billed in periodic installments until final delivery of the financial plan or otherwise fully payable upon
delivery of the financial plan. Actual fees charged are clearly outlined in the financial planning agreement
and clients receive invoices reflecting the amount of the fee due and payable. Please refer to “Additional
Information Regarding Fees” below for more detailed information regarding fees paid by RWS clients.

Fees for Investment Management Services
RWS charges an annual advisory fee that is agreed upon with each client and set forth in an agreement
executed by RWS and the client. If fixed, the advisory fee will be specified on the fee schedule as set forth
in the agreement executed by RWS and the client. If based on a percentage of the aggregate portfolio value
of assets under management, the fee is charged quarterly in advance based upon the market value of the
assets being managed as of the last day of the previous quarter. Fees are prorated for partial quarters. Fees
are adjusted in the following quarter for any additions or withdrawals of capital intra-quarter. In the event
the advisory agreement is terminated, the fee for the final billing period is prorated for the number of days
for which services are rendered through the effective date of the termination, and the unearned portion of
the fee is refunded to the Client, as appropriate.

Following is RWS’s asset based fee schedule for Investment Management Services:

                                                FEE SCHEDULE
                             Market Value of Assets                        Rate
                      First $500,000                                       1.1%
                      Next $500,000                                        1.0%
                      Next $1,000,000                                      .85%
                      Above $2,000,000                                     .75%
                      The percentage fee shown for each range of the managed asset value
                      will apply only to assets within that range.

Notwithstanding the foregoing, RWS and the client may choose to negotiate an annual advisory fee that
varies from the schedule set forth above. Factors upon which a different annual advisory fee may be
based include, but are not limited to, the size and nature of the relationship, the services rendered, the
nature and complexity of the products and investments involved, time commitments, and travel
requirements. The advisory fee charged by the Firm will apply to all of the client’s assets under
management, unless specifically excluded in the client agreement. The advisory fee may include the
financial planning services described above. Although RWS believes that its fees are competitive, clients
should understand that lower fees for comparable services may be available from other sources and firms.

Resolute Wealth Strategies                                                   Disclosure Brochure

The investment advisory agreement between RWS and the client may be terminated at will by either RWS
or the client upon written notice. RWS does not impose termination fees when the client terminates the
investment advisory relationship, except when agreed upon in advance.

     B.   Payment of Fees

RWS generally deducts its advisory fee from a client’s investment account(s) held at his/her custodian.
Upon engaging RWS to manage such account(s), a client grants RWS this limited authority through a
written instruction to the custodian of his/her account(s). The client is responsible for verifying the accuracy
of the calculation of the advisory fee; the custodian will not determine whether the fee is accurate or
properly calculated. See Section A herewith for further information on fee billing. A client may utilize the
same procedure for financial planning or consulting fees if the client has investment accounts held at a
custodian.

Although clients generally are required to have their investment advisory fees deducted from their accounts,
in some cases, RWS will directly bill a client for investment advisory fees if it determines that such billing
arrangement is appropriate given the circumstances.

The custodian of the client’s accounts provides each client with a statement, at least quarterly, indicating
separate line items for all amounts disbursed from the client's account(s), including any fees paid directly
to RWS.

Clients may make additions to and withdrawals from their account at any time, subject to RWS’s right to
terminate an account. Additions may be in cash or securities provided that the Firm reserves the right to
liquidate transferred securities or decline to accept particular securities into a client’s account. Clients may
withdraw account assets at any time on notice to RWS, subject to the usual and customary securities
settlement procedures. However, the Firm generally designs its portfolios as long-term investments and the
withdrawal of assets may impair the achievement of a client’s investment objectives. RWS may consult
with its clients about the options and implications of transferring securities. Clients are advised that when
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Item 7 - Types of Clients

RWS offers investment advisory services to individuals, including high net worth individuals, families,
family offices, trusts, businesses, charitable foundations, and retirement/profit-sharing plans. RWS does
not impose a minimum portfolio size or a minimum initial investment to open an account. However, RWS
does reserve the right to accept or decline a potential client for any reason in its sole discretion.