Hassell Wealth Management LLC

Item 5 – Fees and Compensation

Investment Management Services

Investment management services are packaged so that clients will receive portfolio management,
custodial, reporting, and clearing services for one all-inclusive fee. Depending on the custodian
relationship utilized by the client, brokerage charges may also be included in this fee.

Annual fees range up to 1.80% depending upon the market value of the assets under
management. Accounts are grouped by household for the purpose of determining applicable fee
levels noted in the schedule below.

The firm’s standard fee schedule is as follows:

       Assets Under Management                         Annual Fee

       First $100,000                                  1.80%

       Next $300,000                                   1.65%

       Next $350,000                                   1.25%

       Next $250,000                                   1.00%

       Next $2,000,000                                 0.75%

       Next $7,000,000                                 0.60%

       Next $5,000,000                                 0.50%

       Amounts Over $15,000,000                        0.25%

Fees are generally calculated and charged quarterly in advance based on the period ending
balance of the preceding quarter. Fees for partial quarters are prorated based on the number of
days assets are under management. Fees are typically deducted directly from the client’s
account.

Investment management services may be terminated by either party at any time with written
notice to the other party. Upon termination, fees will be prorated through the end of the asset
transfer date and any unearned prepaid fees will be refunded.

Investment management fees may or may not include brokerage charges depending on the
custodian used. Investment management fees are separate from charges that may be imposed by
third parties, such as custodial fees, expense or other charges imposed directly by mutual funds
or exchange traded funds, margin costs, deferred sales charges, odd-lot differentials, transfer

taxes, wire transfer and electronic fund transfer fees, and other fees and taxes on brokerage
accounts and securities transactions.

For our clients’ accounts where brokerage charges are included, the applicable custodian charges
an asset based fee that covers trading fees and custody services. HWM has chosen to absorb
these costs that would otherwise be paid by the client. Fees applicable to our client accounts
were negotiated based on the condition that our clients collectively maintain a certain level of
assets at the custodian. We feel this commitment benefits you because we expect the overall
rates for fees you pay will be lower than they might be otherwise.

Financial Planning Services

Fees charged for financial planning services are quoted in advance and charged at a fixed
amount, but generally start at $2,400 for projects and at $200 per month for ongoing
engagements. Quoted fixed fees will be based on the complexity and level of service provided
on a case by case basis. As mentioned above, services may include planning in areas such as
education funding, retirement planning, estate planning, risk management, employee benefits
planning, tax planning, etc. Since each of these areas can vary in complexity depending on the
complexity of the client’s financial situation, cost will vary as well. If the client engages
HWM for additional investment advisory services, HWM may offset all or a portion of its fees
for financial planning services.

One time project fees are generally billed directly to the client in arrears, although a portion of
which may be billed in advance. Fees for ongoing engagements are generally billed directly to
the client monthly in advance.

Services may be terminated at any time by either party with written notice to the other party, and
fees will be prorated based on the degree to which services have been completed. Any payments
made in advance will be prorated and any unearned fees will be refunded to the client.

All financial planning fees paid to HWM are separate and unrelated to any fees or expenses
assessed by any broker, custodian, or other outside party.

Retirement Plan Services

Fees charged for retirement plan services may be charged in advance or in arrears depending on
the service provided. Fees may be fixed or asset-based (not to exceed 1.0% annually when
charged against plan assets) and are negotiable depending on the complexity of the service. Fee
levels (whether fixed or asset-based) are primarily based on actual services to be provided.

Fees may be deducted directly from client accounts on a quarterly basis, or clients may elect to
alternatively pay fees by check or wire transfer.

Services may be terminated at any time by either party with written notice to the other party, and
fees will be prorated accordingly. Any payments made in advance will be prorated through the
end of the asset transfer date and unearned fees will be refunded to the client.

All retirement plan fees paid to HWM are separate and unrelated to any fees or expenses
assessed by any broker, custodian, or other outside party.

Item 7 – Types of Clients

HWM provides services to individuals, businesses and retirement plans.

For its investment management services, HWM may impose a minimum fee for establishing or
maintaining a client’s account, but the firm reserves the right to waive minimums or decline
engagements at its discretion.