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Klein Pavlis & Peasley Financial Inc
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CRD # | 112414 |
SEC # | 801-121974 |
CIK # | 0001907480 |
AUM | $162.5 MM (2024-03-06) |
Employees | 4 (75% Investors, 0% Brokers) |
Phone | 800-557-5461 |
Address | 17875 von Karman Avenue Irvine, CA 92614 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
Total AUM ($MM) |
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Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
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AEM | 22,129.1 | 5.3 | |
CCJ | 8,999.9 | 5.2 | |
OKE | 25,448.2 | 4.1 | |
SCCO | 40,100.2 | 4.0 | |
SWKS | 15,484.3 | 3.9 | |
NEM | 49,968.3 | 3.4 | |
RBA | 6,927.9 | 3.3 | |
SCHW | 121,688.8 | 3.3 | |
WPM | 17,101.8 | 3.2 | |
HPQ | 35,615.7 | 3.0 | |
View All |
Holdings by Sector ($MM) |
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AUM Breakdown | Accounts | AUM ($MM) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 318 | 98.6 |
(b) Individuals (high net worth individuals) | 36 | 63.8 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 1 | 0.2 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 720 | 162.5 |
By Discretionary | ||
Discretionary | 720 | 162.5 |
Non-Discretionary | 0 | 0.0 |
Total | 720 | 162.5 |
By Non-United States Persons | ||
Non-United States Persons | 0.1 | |
United States Persons | 162.5 | |
Total | 720 | 162.5 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001907480] |
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MO | 0.2 |
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Mission Hills Financial Advisory LLC
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