Klein Pavlis & Peasley Financial Inc

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Assets, Funds, Holdings

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Klein Pavlis & Peasley Financial Inc
CRD #112414
SEC #801-121974
CIK #0001907480
AUM $162.5 MM (2024-03-06)
Employees 4 (75% Investors, 0% Brokers)
Phone800-557-5461
Address17875 von Karman Avenue
Irvine, CA 92614
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($MM)
170136102683402001200920172025
Sector Form 13F Holdings Cap ($MM) Value ($MM)
AEM 22,129.1 5.3
CCJ 8,999.9 5.2
OKE 25,448.2 4.1
SCCO 40,100.2 4.0
SWKS 15,484.3 3.9
NEM 49,968.3 3.4
RBA 6,927.9 3.3
SCHW 121,688.8 3.3
WPM 17,101.8 3.2
HPQ 35,615.7 3.0
View All
Holdings by Sector ($MM)
1209672482402023202320242025
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 318 98.6
(b) Individuals (high net worth individuals) 36 63.8
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 0.2
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 720 162.5
By Discretionary
Discretionary 720 162.5
Non-Discretionary 0 0.0
Total 720 162.5
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 162.5
Total 720 162.5
EDGAR Form CIK 2011 - 2024
13F-HR [0001907480]
Comparable Firms State AUM ($BB)
McCartney Wealth Management LLC
MO 0.2
Hodge Financial Services LLC
NH 0.2
Jaykay Wealth Advisors Inc
TX 0.2
Coastwise Capital Group LLC
CA 0.2
Financially Speaking Inc
CO 0.2
WH CornerStone Investments Inc
MA 0.2
Enspyre Wealth Advisors Inc
MN 0.2
Dale Buckner Inc
TX 0.2
Kahler Financial Group Inc
SD 0.2
Mission Hills Financial Advisory LLC
CA 0.2
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