Kohmann Bosshard Financial Services LLC

ITEM 5: FEES, COMPENSATION AND TERMINATION OF SERVICES
A. FEE SCHEDULES
Kohmann Bosshard is only compensated for advisory services by a percentage of assets under
management or fixed fees (which are dependent upon the nature and scope of a Consultation
Services engagement).

Advisory fees for Investment Management Services
Advisory fees for Investment Management Services are agreed upon at the time of engagement.
Fees charged are up to 0.85% annually, as broken down below, and are negotiable.

  First $2 million                                   .85%
  Additional $2,000,001 - $4,000,000                 .65%
  Additional $4,000,000 +                            .50%

The Advisor’s fees may be charged quarterly in arrears and are based upon the market value of
the portfolio, pro-rated for deposits and withdrawals, and set forth by the Client’s custodian as of
the last market day of the relevant calendar month. Where services are initiated at any time other
than the beginning of a calendar quarter or month, as applicable, advisory fees will also be pro-
rated.
The Advisor may apply household/breakpoint pricing when tiered fee schedules are applicable.
Not all Clients will qualify for household/breakpoint pricing. The Advisor reserves the right to offer
household/breakpoint pricing. In the event household/breakpoint pricing is applicable, each
account will be deducted fees in proportion of the account size to the total billable household.
The Advisor reserves the right to modify fees (higher or lower) at the time of engagement,
depending upon the nature of the engagement, complexity of services, time to be incurred, for
pre-existing relationships, or other special situations and at the Advisor’s discretion. The Advisor
reserves the right to re-evaluate fees at any time through the engagement and where fees are

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scheduled to increase due to changes in services, complexities, additional consultation needs, or
other reasons, and the Advisor will provide 30 days’ notice to the Client. Clients are welcome to
terminate services at any time. The Advisor may also agree to waive fees (all or for a specified
period) for family members, certain pre-existing relationships, charitable organizations, or
religious foundations.
In the event the Client should request additional services outside the scope of the Investment
Management Agreement, the Advisor’s fixed-rate project services may apply. The Advisor would
notify the Client when additional fees will apply, before engaging in additional efforts.
A Client may terminate any advisory agreement for Investment Management services without
penalty (full refund or no fees due) within 5 business days of signing the Agreement if the Advisor’s
ADV Part 2A was not delivered prior to engagement. Alternatively, Management Services are
ongoing until the Client receives notice of termination or renewal. Either party may terminate the
agreement by providing written notice. The Advisor may issue an invoice for partial services if
services are terminated prior to the end of a billing period.
Fees for Consultation Services
Fees for Consultation Services are determined at the time of engagement based upon the time
and effort required and/or the nature and complexity of services. The Advisor’s Consultation
services which are invoiced on a fixed project rate usually range from $500 per meeting and/or
$10,000 or more for annual engagements. The hourly and project fees will be agreed upon at the
time of engagement and the project fee may be modified depending upon the nature and
complexity of services to be provided. Kohmann Bosshard may request pre-payment of ½ of the
project fee, and in such cases, the project balance is due upon the conclusion of services.
Any long-term Consultation engagements will be invoiced quarterly in arrears. Therefore, the
Advisor does not have constructive custody issues that arise when an Advisor accepts fees more
than $1,200 and for services six months or more in advance.
In the event the Client’s financial or investment condition should change during the engagement,
such that new analysis and advice are needed, there may be additional hourly fees. In each case,
the Client would be advised if additional fees will apply.
Financial Planning Services
Kohmann Bosshard has several fee structures for the financial planning services set forth above.
The specific fee structure utilized in any given situation shall be fully discussed with the Client and
disclosed in the investment advisory agreement which the Client signs with Kohmann Bosshard
prior to the commencement of any services. Some of the possible fee structures are:
Hourly Fees: Kohmann Bosshard may charge an hourly fee for services which may vary
depending upon the needs of the Client and the complexity of the plan/consulting. The exact
hourly rate, as well as the work to be performed, will be specifically disclosed in the investment
advisory agreement and agreed to by the Client.
Negotiated Flat Fee: Kohmann Bosshard may charge a flat fee for its services typically ranging
from $250 to $50,000 or more depending on the needs of the Client and the complexity of the
plan/consulting. The flat fee negotiated between Kohmann Bosshard and the Client, as well as
the work to be performed, will be specifically disclosed in the investment advisory agreement and
agreed to by the Client.
For financial planning engagements, a portion of the planning fee may be due and payable at the
time the investment advisory agreement is signed with the balance of the fee due as portions of
the plan are completed and delivered to the Client. Kohmann Bosshard Clients will not be charged
more than an initial fee of $1,200 for any financial or estate plan that is expected to exceed 6

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ITEM 7: TYPES OF CLIENTS AND MINIMUM CONDITIONS
Kohmann Bosshard is available to provide advisory services to individuals, pension and profit-
sharing plans, trusts, estates, charitable organizations, corporations, and business entities.
Kohmann Bosshard typically requires a minimum investment amount of $500,000 for Clients
seeking Investment Management Services. Kohmann Bosshard reserves the right to waive such
minimums for all retirement accounts and family members of existing Clients where accepting a
lower investment amount is appropriate for the Client and is acceptable to the Recommended
Independent Managers.
The Advisor reserves the right to decline to provide Investment Management services to any
person or firm in its sole discretion and for any reason.

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ITEM 8: METHOD OF ANALYSIS, INVESTMENT STRATEGIES AND RISK OF
LOSS
A. METHODS OF ANALYSIS AND INVESTMENT STRATEGIES
The Advisor believes each Client presents a unique set of goals, values, interests, objectives,
time horizons and challenges.
Kohmann Bosshard provides individualized Investment Management Services to its Clients. The
Advisor can provide advisory services for portfolios ranging from conservative to aggressive, each
designed to meet the varying needs of and within the direction set forth by the investors. The
Advisor selects the portfolio or Independent Manager program best suited to their individual needs
after Clients have defined their objectives, risk tolerance, and time horizons and the selection is
approved by the Client.
The Advisor attempts to measure an investor’s risk tolerance, time horizon, goals and objectives
through an interview and data- gathering process to determine an investment plan or portfolio to
best fit the investor’s profile. Client participation and the Client’s delivery of accurate and complete
information are critical to the Advisor’s process. Investment strategies may be based upon several
concepts and determined by the type of investor, based upon information provided to the Advisor.
Services are customized for each individual Client. The Advisor’s security analysis methods are
based on the Advisor’s research and the belief in “Efficient Market Theory” and “Strategic Asset
Allocation.”
The Advisor may recommend the services of itself, its Advisory Representatives in their individual
capacities as investment managers and registered securities representatives, and other
professionals to implement its recommendations. Clients are advised that a conflict of interest
exists if the Advisor recommends its own services. Any professional referrals (i.e., insurance
agents/firms, accounting professionals, legal professionals, etc.) are solely a courtesy and the
Advisor receives no direct or indirect compensation because of referrals. The Client is welcome
but is never under any obligation to act upon any of the recommendations made by the Advisor
under a consulting engagement and/or engage the services of any such recommended
professional, including the Advisor itself. The Client retains absolute discretion over all such
implementation decisions and is free to accept or reject any of the Advisor’s recommendations.
Kohmann Bosshard provides individualized Investment Management Services. Kohmann Bosshard
provides advisory services for portfolios designed to meet the varying needs of investors. The
Advisor selects the portfolio best suited to their individual needs after Clients have defined their
objectives, risk tolerance and time horizons and the selection is approved by the Client.
Investment strategies may be based upon several concepts and determined by the type of
investor. The concept of asset allocation or spreading investments among many asset classes
(domestic stocks, foreign stocks, large cap stocks, small cap stocks, corporate bonds, and
government securities) is generally in the forefront of Kohmann Bosshard strategies. At its core,
asset allocation seeks to achieve the most efficient diversification of assets, to help lessen risk and
achieve the Client’s objectives. Since risk reduction is a key element to long-term investment
success, asset allocation principles are a key part of the Advisor’s overall approach in preparing
advice for Clients.
The Advisor seeks to minimize trading costs and the impact of investments on taxes. To this end,
the Advisor generally sets target ranges for the percentage of assets in each asset class. These
ranges are not intended to attempt to time the market, but instead to provide flexibility to reduce
trading activity and taxable income. Within each asset class, the Advisor will typically seek to
construct broadly diversified portfolios using ETFs or low-cost mutual funds.
Portfolio holdings or recommendations are generally judged by (managers’ or investments’)
experience, expenses, track record and performance of like-kind investments. The Advisor will

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actively manage each portfolio. Investors should expect to remain fully invested within the ranges
of their selected asset allocation plan always unless restated by the Client.
Independent Managers who may provide services to the Advisor’s Clients are responsible for
providing investment management, portfolio reporting, best execution and trade error correction
within their respective programs. While the Advisor makes every effort to consider tax
consequences, the sale of investments may cause taxable gain(s) or loss(es) to the Client. Clients
are welcome to consult their independent personal tax Advisor about tax consequences resulting
from transactions or any investment held in their account.

B. MATERIAL RISKS INVOLVED
Kohmann Bosshard takes the general position that long-term investors with diversified portfolios
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