Fees and Compensation
Investment Management Fees
Lane Generational, LLC
(617) 865-3949
www.LaneGenerational.com
The Firm is compensated for investment advice by a percentage of the value of the Client’s assets under the Firm’s
management. The Firm’s standard advisory fee is 1% annually, which is billed quarterly in arrears. The fee
percentage is negotiable at the sole discretion of the Firm. The fee to be charged each Client will be stipulated in the
Client’s Advisory Agreement or otherwise memorialized in writing. The fee applies to all of the assets within the
managed portfolio including cash. Assets included in Clients’ margin balances are included when calculating the
Firm’s fees; Clients who use margin will also pay margin interest on these same assets.
All Clients provide written authorization permitting investment advisory fees and performance fees to be deducted
by the Firm directly from their account(s) held by the Client's Qualified Custodian as part of the investment advisory
agreement. The Qualified Custodian provides each Client with account statements, at least quarterly, reflecting
deduction of the investment advisory fee.
For any Client who engages the Firm during the quarter that is being billed, the investment advisory fee for the quarter
of service is prorated from the inception date of the account(s) to the end of the quarter. The fee will be adjusted to
account for withdrawals of $50,000 or more during a quarter. The fee may also be adjusted to account for withdrawals
in lesser amounts; these will be addressed on a case-by-case with the client. For any Client whose engagement with
the Firm terminates during a quarter, the fee is assessed through and including the date of termination, unless that
date is within 5 days of the date the agreement was originally executed, in which case no fees will accrue. The Firm
has discretion to waive the final fee.
Strategies Offered Only To Qualified Clients
The Firm offers Digital Assets Advisory Services to Qualified Clients. For this service, the Firm charges a
performance fee of 15% of the net gains in Client’s accounts as of the calculation date.
The following is a summary description of the performance fees. Qualified Clients who wish to engage the Firm for
these services should read the Digital Assets Investment Advisory Services Agreement which is an Addendum to the
Firm’s Investment Advisory Agreement.
Performance fees accrue commencing with the opening of the Client account. The Firm has the option of crystallizing
and billing the accrued performance fee at the end of each calendar year, or the Firm, in its sole discretion, may defer
the collection of performance fees in any year. The fee is based on the net gains in the account since inception or the
last billing date and are subject to a high-water mark. Net gains means the realized and unrealized gains in the value
of the Client’s investments (e.g., Bitcoin) less the expenses of the account. Performance fees previously paid to the
Firm will be excluded. If the Firm elects to defer the collection of Fees, the Firm will notify the Clients and explain
the terms of the deferral.
Upon termination of a Qualified Client’s agreement with the Firm relating to performance-fee-based services, any
accrued but unpaid performance fee earned through the date of termination, including those for periods in which the
advisor elected to defer the payment of the accrued performance fee, will become due and payable.
The Firm does not deduct its performance fees (or any other fee that may be applicable) from a Client’s digital assets
account. The Firm offers Digital Assets Clients the option to pay performance fees associated with digital assets
accounts directly via wire or through a deduction from their investment management accounts.
Lane Generational, LLC
(617) 865-3949
www.LaneGenerational.com
Private Fund
The Helix Fund is offered to Qualified Clients, Accredited Investors, and a limited number of non-Accredited
Investors. All non-Qualified Clients (Class B) are charged an annual management fee of 2.0%. Qualified Clients
(Class A), are charged an annual management fee of 1.25%, with the exception of Qualified Clients in the Founders
Class who are charged an annual management fee of 1.00%. The Founders Class was reserved for existing clients of
Lane Generational prior to the formation of the Fund. All management fees are charged quarterly in arrears. For
Qualified Clients, an Incentive Allocation from a Limited Partner’s capital account for each calendar is also owed
to the General Partner. The General Partner’s Incentive Allocation will be an amount equal to fifteen percent
(15%) of the net profits allocated for Founders Class and Class A for each Limited Partner for that calendar year
(or partial calendar year), net of all expenses including the Investment Manager’s Management Fees that exceeds
a performance hurdle based on a rate of return equal to an annualized five percent (5%) return (the “Hurdle”). See
the Fund’s offering documents for details and information on other fees and expenses.
Additional Fees Imposed by Third Parties
In addition to the advisory and performance fees paid to us, Clients will also incur certain charges imposed by third
parties such as broker-dealers, custodians and mutual funds or ETFs. These additional charges include a platform fee,
brokerage commissions, transaction fees, custodial fees, charges imposed directly by a mutual fund or ETF in a
client’s account (e.g., fund management fees and other fund expenses, as disclosed in the fund’s prospectus), odd-lot
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