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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Vanguard Group Inc	[2023-03-31]	SOLE	0.0	367,445.0
Ikarian Capital LLC	[2023-03-31]	SOLE	360,569.0	360,569.0
Kent Lake Capital LLC	[2023-03-31]	SOLE	219,468.0	219,468.0
CIBC World Market Inc	[2023-03-31]	SOLE	102,832.0	102,832.0
Geode Capital Management LLC	[2023-03-31]	DFND	62,733.0	62,733.0
Morgan Stanley	[2023-03-31]	DFND	0.0	43,811.0
Advisors Capital Management LLC	[2023-03-31]	SOLE	0.0	27,021.0
State Street Corp	[2023-03-31]	DFND	26,757.0	26,757.0
BlackRock Inc.	[2023-03-31]	SOLE	16,632.0	16,632.0
Northern Trust Corp	[2023-03-31]	DFND	0.0	16,253.0
Renaissance Technologies LLC	[2023-03-31]	SOLE	12,100.0	12,100.0
Vanguard Group Inc	[2023-03-31]	DFND	0.0	2,881.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	69.0	2,773.0
Tower Research Capital LLC (TRC)	[2023-03-31]	DFND	2,694.0	2,694.0
Tower Research Capital LLC (TRC)	[2023-03-31]	OTR	1,969.0	1,969.0
JPMorgan Chase & Co	[2023-03-31]	DFND	1,805.0	1,805.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	1.0	1,757.0
UBS Group AG	[2023-03-31]	DFND	0.0	828.0
Allworth Financial LP	[2023-03-31]	SOLE	0.0	100.0
Lindbrook Capital LLC	[2023-03-31]	SOLE	6.0	6.0
Bank of America Corp /DE/	[2023-03-31]	DFND	1.0	2.0
UMB Bank, n.a.	[2023-03-31]	DFND	0.0	2.0
Simplex Trading LLC	[2023-03-31]	SOLE	1.0	1.0
AllSquare Wealth Management LLC	[2023-03-31]	SOLE	1.0	1.0
Parallel Advisors LLC	[2023-03-31]	SOLE	1.0	1.0
Newbridge Financial Services Group Inc	[2023-03-31]	SOLE	0.0	1.0
Concourse Financial Group Securities Inc	[2023-03-31]	SOLE	0.0	0.0
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