|
⚲
|
| Keyboard |
| Lawrence W Kelly & Associates Inc
✚
|
|
|---|---|
| CRD # | 106635 |
| SEC # | 801-24322 |
| CIK # | 0000920441 |
| AUM | 540.1 M (2026-03-26) |
| Employees | 5 (40% Investors, 0% Brokers) |
| Phone | 626-449-9500 |
| Address | 199 South Los Robles Avenue Pasadena, CA 91101-2461 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Alphabet Inc | 32.4 | ||
| Apple Inc | 28.0 | ||
| Advanced Micro Devices Inc | 24.8 | ||
| Costco Wholesale Corp /NEW | 24.2 | ||
| Intercontinentalexchange Group Inc | 13.9 | ||
| Capital One Financial Corp | 13.0 | ||
| Visa Inc | 12.6 | ||
| Generac Holdings Inc | 12.1 | ||
| Johnson & Johnson | 11.7 | ||
| Amazon Com Inc | 10.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 17 | 9.8 |
| (b) Individuals (high net worth individuals) | 61 | 525.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 4.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 83 | 540.1 |
| By Discretionary | ||
| Discretionary | 83 | 540.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 83 | 540.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 540.1 | |
| Total | 83 | 540.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000920441] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
IAS Wealth Management Inc
✚
|
TX | 549.0 M |
|
Wellington Shields & Co LLC
✚
|
NY | 546.0 M |
|
Oneascent Family Office LLC
✚
|
AL | 544.5 M |
|
Fountainhead Financial LLC
✚
|
IL | 543.2 M |
|
Affiliated Financial Advisors Inc
✚
|
WI | 541.5 M |
|
Black Knight Wealth Management LLC
✚
|
539.2 M | |
|
Robertson Investment Management
✚
|
TX | 534.1 M |
|
Jacksonville Wealth Management LLC
✚
|
FL | 533.5 M |
|
DST Wealth Management LLC
✚
|
CA | 532.1 M |
|
Pension & Wealth Management Advisors Inc
✚
|
MA | 529.8 M |