Wellington Shields & Co LLC

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Assets, Funds, Holdings

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Wellington Shields & Co LLC
CRD #149021
SEC #801-70755
CIK #0001506073
AUM $307.9 MM (92% Disc, 95% US, 2020-07-02)
Employees 21 (48% Investors, 81% Brokers)
Phone212-320-3000
Address140 Broadway
New York, NY 10005
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($MM)
3502802101407002009201320172021
Sector Form 13F Holdings Cap ($BB) Value ($BB)
ILMN 41.8 0.0
PSNL 0.0
MSFT 747.7 0.0
AAPL 674.8 0.0
SHOP 13.6 0.0
JPM 324.6 0.0
BE 1.1 0.0
AMZN 733.6 0.0
UNP 101.8 0.0
DIS 163.2 0.0
View All
Holdings by Sector ($BB)
4.03.22.41.60.80.02012201520182021
EDGAR Form CIK 2011 - 2021
13F-HR [0001506073]
Related Firms State AUM ($BB)
Wellington Management Company LLP
MA 1,229.6
Wellington Management International Limited
121.9
Wellington Alternative Investments LLC
MA 46.5
Wellington Management Japan PTE Ltd
26.0
Wellington Management Singapore PTE Ltd
25.0
Wellington Management Hong Kong Limited
10.3
Wellington Funds US LLC
MA 3.1
Wellington Shields Capital Management LLC
NY 1.0
Wellington Consulting Services Inc
VA 0.9
Wellington Shields & Co LLC
NY 0.3
Wellington-Altus USA Inc
0.0
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