Wellington Shields & Co LLC

-

Assets, Funds, Holdings

Home | Sign Up | Log In
Wellington Shields & Co LLC
CRD #149021
SEC #801-70755
CIK #1506073, 1450943
AUM $258.4 MM (90% Disc, 94% US)
Employees21 (52% Investors, 86% Brokers)
Phone212-320-3000
Address140 Broadway
New York, NY 10005
Links IAPDexternal EDGARexternal Websiteexternal
Total AUM ($BB)
Sector Holding Cap ($MM) Value ($MM)
ILMN 44,130.0 17.7
UEIC 448.2 9.1
MSFT 865,660.0 6.7
JNJ 369,000.0 6.0
GM 54,430.0 4.4
IBM 122,540.0 4.3
AES 11,900.0 3.9
XOM 337,850.0 3.7
FSLR 5,620.0 3.5
MDLZ 68,050.0 3.4
View All
Holdings by Sector ($BB)
Related Firms State AUM ($BB)
Wellington Management Company LLP
MA
965.3
Wellington Management International Limited
103.5
Wellington Management Japan PTE Ltd
24.8
Wellington Management Singapore PTE Ltd
20.9
Wellington Alternative Investments LLC
MA
15.6
Wellington Management Hong Kong Limited
9.1
Wellington Funds US LLC
MA
1.9
Wellington Shields Capital Management LLC
NY
0.9
Wellington Consulting Services Inc
VA
0.7
Wellington Shields & Co LLC
NY
0.3
Wellington-Altus USA Inc
0.0
Comparable Firms State AUM ($BB)
ORR & RENO PA
NH
0.3
Alpha Financial Advisors LLC
NC
0.3
BRAY Capital Advisors LLC
FL
0.3
Claybrook Capital LLC
MA
0.3
Stokes & Hubbell Capital Management Inc
LA
0.3
Westshore Wealth LLC
CA
0.3
Daniel Devine & Company
FL
0.3
Springside Partners LLC
OH
0.3
Summit Investment Advisory Services Inc
MN
0.3
Northwest Bank & Trust Company
IA
0.3