Wellington Shields & Co LLC

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Assets, Funds, Holdings

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Wellington Shields & Co LLC
CRD #149021
SEC #801-70755
CIK #1450943, 1506073
AUM $258.4 MM (90% Disc, 94% US)
Employees21 (52% Investors, 86% Brokers)
Phone212-320-3000
Address140 Broadway
New York, NY 10005
Source [IAPD] [EDGAR] [Website]
Total AUM ($MM)
2802241681125602007201120152020
Sector Holding Cap ($MM) Value ($MM)
ILMN44,130.022.1
MSFT865,660.08.4
JPM341,670.05.0
AES11,900.04.9
CASI312.64.3
BEL2,560.03.7
XOM337,850.03.5
GM54,430.03.3
PFE230,400.03.2
IBM122,540.03.2
View All
Holdings by Sector ($)
0.30.20.20.10.10.02014201620182020
Related Firms State AUM ($BB)
Wellington Management Company LLP
MA 1,182.0
Wellington Management International Limited
127.1
Wellington Alternative Investments LLC
MA 45.1
Wellington Management Japan PTE Ltd
25.8
Wellington Management Singapore PTE Ltd
20.8
Wellington Management Hong Kong Limited
12.4
Wellington Funds US LLC
MA 3.3
Wellington Shields Capital Management LLC
NY 0.9
Wellington Consulting Services Inc
VA 0.7
Wellington Shields & Co LLC
NY 0.3
Wellington-Altus USA Inc
0.0
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FL 0.3
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NC 0.3
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FL 0.3
Claybrook Capital LLC
MA 0.3
Westshore Wealth LLC
CA 0.3
Daniel Devine & Company
FL 0.3
Springside Partners LLC
OH 0.3
Summit Investment Advisory Services Inc
MN 0.3
Benchmark Wealth Management LLC
CT 0.3
Kennerman Associate Inc
NY 0.3
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