Legacy Advisory Services LLC

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Legacy Advisory Services LLC
CRD #147173
SEC #801-128187
CIK #0002068847
AUM 156.9 M (2026-02-27)
Employees 3 (100% Investors, 100% Brokers)
Fees
Minimum
Phone610-524-6801
Address658 Exton Commons
Exton, PA 19341
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
16012896643202010201520212027
Fees and Compensation — Form ADV Part 2A (2/27/2026) [Brochure]
Item 5 Fees and Compensation
The following information shall address the fees of Legacy Advisory Services, LLC which will include
the general fee ranges, calculation methods, billing frequency and manner of billing.

Fee Schedule

Total Accounts Value               Annual Fee
Up to $500,000                     1.25%
$500,001 to $2,499,999             1.00%
$2.5 million and above             0.75%

To ensure the equal treatment of all clients, Legacy Advisory Services, LLC fees are generally not
negotiable, although we reserve the right to negotiate fees under certain circumstances, at the sole
discretion of Legacy Advisory Services, LLC.

Clients may elect to be billed directly for fees (this requires payment by check) or to authorize Legacy
Advisory Services, LLC to directly debit fees from client accounts.

Pursuant to an investment advisory contract signed by the client, the client will be billed in advance for
the quarter on the first business day of that quarter based upon the value of the client's accounts on
the last day of the previous quarter. An account billed on the first business day of January, for
example, applies one-fourth of the appropriate annual fee to the account's market value on the last day
of December. Legacy Advisory Services, LLC bills accounts on the first of January, April, July and
October. Accounts initiated during a calendar quarter will be charged a prorated fee for said quarter at
the beginning of the next quarter.

Clients may request to terminate their advisory contract with Legacy Advisory Services, LLC, in whole
or in part, by providing advanced written notice. Upon termination, any fees paid in advance will be
prorated to the date of termination and any excess will be promptly refunded to the client.

Legacy Advisory Services, LLC fees are exclusive of brokerage commissions, transaction fees, and
other related costs and expenses which shall be incurred by the client. Clients may incur certain
charges imposed by custodians, brokers, insurance companies, third party investment and other third
parties such as fees charged by managers, custodial fees, deferred sales charges, odd-lot differentials,
transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts
and securities transactions.

Mutual funds and exchange traded funds also charge internal management fees, which are disclosed
in a fund's prospectus. Such charges, fees and commissions are exclusive of and in addition to Legacy
Advisory Services, LLC fee, and Legacy Advisory Services, LLC shall not receive any portion of these
commissions, fees and costs. Variable annuities will also have yearly mortality and expense charges to
compensate the insurance company for running and assuming the risk of the contract. Most annuity
contracts will also have a surrender charge which is a fee assessed for withdrawing funds from an
annuity during an initial a pre-set number of years. Both the M&E and surrender charges are paid to
the insurance company. Legacy Advisory Services, LLC will not receive any portion of these charges.
These charges are in addition to the advisory fee paid to Legacy Advisory Services, LLC.

Clients may contract to have investment advisory advice and/or financial planning advice provided on
an hourly fee rather than based on the assets under management. The advisor's hourly fee will be
billed at a rate of $250 per hour, but may be negotiated in advance. The advisor's hourly fees will be
negotiated and agreed upon by the parties in advance. Hourly fee-based clients are billed on a monthly
basis upon completion of work performed.

Legacy Advisory Services, LLC possesses written authorization from the client to deduct advisory fees
from an account held by a qualified custodian; Legacy Advisory Services, LLC sends the qualified
custodian written notice of the amount of the fee to be deducted from the client's account; and, Legacy
Advisory Services, LLC sends the client a written invoice itemizing the fee, including any formulae
used to calculate the fee, the time period covered by the fee and the amount of assets under
management on which the fee is based.
Account Minimums and Types of Clients — Form ADV Part 2A (2/27/2026) [Brochure]
Item 7 Types of Clients
Legacy Advisory Services, LLC provides investment advice to individuals, pensions and profit sharing
plans, trusts, estates, charitable organizations, corporations and other business entities.
Sector Form 13F Holdings Value ($M)
Shopify Inc 0.6
Wal Mart Stores Inc 0.6
Broadcom Inc 0.6
Nvidia Corp 0.5
Merck & Co Inc 0.5
Metropcs Communications Inc 0.5
Crocs Inc 0.5
AutoNation Inc 0.5
Apple Inc 0.5
Medtronic Holdings Ltd 0.5
View All
Holdings by Sector ($M)
14011284562802024202520262027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 75 28.8
(b) Individuals (high net worth individuals) 48 128.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 325 156.9
By Discretionary
Discretionary 325 156.9
Non-Discretionary 0 0.0
Total 325 156.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 156.9
Total 325 156.9
EDGAR Form CIK 2011 - 2026
13F-HR [0002068847]
Firm Profile (Form ADV)
Discretionary AUM$0.1B
ServesRetail
Comparable Firms State AUM
Peck Wealth Management LLC
157.4 M
Delphinus Financial Advisors LLC
MA 157.1 M
Davenport Watts & Drake Investment Advisors LLC
MS 157.1 M
Ppsgrp LLC
NY 157.0 M
Camden Financial Management Inc
157.0 M
Breakwater Capital LLC
MI 156.6 M
Dale Q Rice Investment Management Ltd
156.6 M
Profocus Incorporated
AZ 156.5 M
Maimon Wealth Management Ltd
156.5 M
Star Wealth Management Corporation
MI 156.5 M
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com