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| Legacy Advisory Services LLC
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| CRD # | 147173 |
| SEC # | 801-128187 |
| CIK # | 0002068847 |
| AUM | 156.9 M (2026-02-27) |
| Employees | 3 (100% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 610-524-6801 |
| Address | 658 Exton Commons Exton, PA 19341 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
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| Fees and Compensation — Form ADV Part 2A (2/27/2026) [Brochure] |
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Item 5 Fees and Compensation The following information shall address the fees of Legacy Advisory Services, LLC which will include the general fee ranges, calculation methods, billing frequency and manner of billing. Fee Schedule Total Accounts Value Annual Fee Up to $500,000 1.25% $500,001 to $2,499,999 1.00% $2.5 million and above 0.75% To ensure the equal treatment of all clients, Legacy Advisory Services, LLC fees are generally not negotiable, although we reserve the right to negotiate fees under certain circumstances, at the sole discretion of Legacy Advisory Services, LLC. Clients may elect to be billed directly for fees (this requires payment by check) or to authorize Legacy Advisory Services, LLC to directly debit fees from client accounts. Pursuant to an investment advisory contract signed by the client, the client will be billed in advance for the quarter on the first business day of that quarter based upon the value of the client's accounts on the last day of the previous quarter. An account billed on the first business day of January, for example, applies one-fourth of the appropriate annual fee to the account's market value on the last day of December. Legacy Advisory Services, LLC bills accounts on the first of January, April, July and October. Accounts initiated during a calendar quarter will be charged a prorated fee for said quarter at the beginning of the next quarter. Clients may request to terminate their advisory contract with Legacy Advisory Services, LLC, in whole or in part, by providing advanced written notice. Upon termination, any fees paid in advance will be prorated to the date of termination and any excess will be promptly refunded to the client. Legacy Advisory Services, LLC fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses which shall be incurred by the client. Clients may incur certain charges imposed by custodians, brokers, insurance companies, third party investment and other third parties such as fees charged by managers, custodial fees, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions. Mutual funds and exchange traded funds also charge internal management fees, which are disclosed in a fund's prospectus. Such charges, fees and commissions are exclusive of and in addition to Legacy Advisory Services, LLC fee, and Legacy Advisory Services, LLC shall not receive any portion of these commissions, fees and costs. Variable annuities will also have yearly mortality and expense charges to compensate the insurance company for running and assuming the risk of the contract. Most annuity contracts will also have a surrender charge which is a fee assessed for withdrawing funds from an annuity during an initial a pre-set number of years. Both the M&E and surrender charges are paid to the insurance company. Legacy Advisory Services, LLC will not receive any portion of these charges. These charges are in addition to the advisory fee paid to Legacy Advisory Services, LLC. Clients may contract to have investment advisory advice and/or financial planning advice provided on an hourly fee rather than based on the assets under management. The advisor's hourly fee will be billed at a rate of $250 per hour, but may be negotiated in advance. The advisor's hourly fees will be negotiated and agreed upon by the parties in advance. Hourly fee-based clients are billed on a monthly basis upon completion of work performed. Legacy Advisory Services, LLC possesses written authorization from the client to deduct advisory fees from an account held by a qualified custodian; Legacy Advisory Services, LLC sends the qualified custodian written notice of the amount of the fee to be deducted from the client's account; and, Legacy Advisory Services, LLC sends the client a written invoice itemizing the fee, including any formulae used to calculate the fee, the time period covered by the fee and the amount of assets under management on which the fee is based. |
| Account Minimums and Types of Clients — Form ADV Part 2A (2/27/2026) [Brochure] |
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Item 7 Types of Clients Legacy Advisory Services, LLC provides investment advice to individuals, pensions and profit sharing plans, trusts, estates, charitable organizations, corporations and other business entities. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Shopify Inc | 0.6 | ||
| Wal Mart Stores Inc | 0.6 | ||
| Broadcom Inc | 0.6 | ||
| Nvidia Corp | 0.5 | ||
| Merck & Co Inc | 0.5 | ||
| Metropcs Communications Inc | 0.5 | ||
| Crocs Inc | 0.5 | ||
| AutoNation Inc | 0.5 | ||
| Apple Inc | 0.5 | ||
| Medtronic Holdings Ltd | 0.5 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 75 | 28.8 |
| (b) Individuals (high net worth individuals) | 48 | 128.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 325 | 156.9 |
| By Discretionary | ||
| Discretionary | 325 | 156.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 325 | 156.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 156.9 | |
| Total | 325 | 156.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002068847] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
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