Legacy Capital Wealth Partners LLC

Item 5 - Fees and Compensation

    A. Fee Schedule for Advisory Services

Investment Management Services

Legacy Capital charges an annual advisory fee that is agreed upon with each Client and set forth
in an agreement executed by Legacy Capital and the Client. Legacy Capital and any Client may,
however, agree to adjust the fee annually or on a more frequent basis.

Legacy Capital’s fee for investment advisory services is negotiable and varies based on a multitude
of factors, including, but not limited to, the size of the relationship and the nature and complexity
of the products and investments involved, service intensity, degree of custom work, time
requirement, number of entities, number of family members served and travel requirements. The
fee can be based on a percentage of assets under management or a fixed dollar amount. If based
on a percentage of the value of assets under management, the fee generally ranges between 0.50%
and 1.50% annually of the Client’s net billable assets under management. If based on a percentage
of the value of assets under management, the initial advisory fee for the first calendar quarter (or
part thereof) in which the Client enters into an advisory agreement with Legacy Capital shall be
calculated on the day after initial assets are placed with Legacy Capital and shall be the advisory
fee for the first calendar quarter (or part thereof). The initial advisory fee for any partial quarter is
payable on a pro rata basis based on the number of calendar days in the partial quarter and is paid
in the month following the establishment of the Client account. For subsequent quarters, the
advisory fee generally is payable in advance (except for services to participant-directed 401k plans,
which are payable either in advance or arrears, depending on the terms of the agreement), based
on the market value of assets under management on the last business day of the prior calendar
quarter. If a fixed dollar amount, the advisory fee for the initial quarter is payable, on a pro rata
basis, in arrears. For subsequent quarters, the fixed fee generally is payable in advance. All
securities held in accounts managed by Legacy Capital will be independently valued by the
Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to ensure
accurate billing.

Legacy Capital Wealth Partners, LLC                                          Disclosure Brochure

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and
custody fees, and other related costs and expenses described below, which may be incurred by
the Client. However, the Advisor shall not receive any portion of these commissions, fees, and
costs.

Legacy Capital generally requires a minimum balance of assets under management per household
of $500,000; this requirement may be waived solely in the discretion of the Advisor.

Financial Planning Services

Legacy Capital offers its Clients financial planning services for a fixed fee. Clients enter into a
separate agreement with Legacy Capital for financial planning services. The standard fee for such
services ranges from $2,500 to $10,000; the actual fee charged varies, based upon amount, type
and nature of the Client’s assets and liabilities involved, the number of family members, travel
commitments scope of work, and specific requests made by the Client. The Client is required to
pay one-half of the fee up-front prior to the commencement of work on the financial plan; the
remainder is due after the financial plan is completed. Legacy Capital generally waives the
remaining fee if the Client enters into an advisory relationship with the Advisor. Legacy Capital
reserves the right to charge a financial planning fee greater than $10,000 based on factors that
include, but are not limited to, the amount, type and nature of the Client’s assets and liabilities
involved, the number of family members, travel commitments scope of work, and specific requests
made by the Client. For any services that will be completed six (6) months or more in advance,
Legacy Capital will only collect advance fees of up to $1,200.

Legacy Capital also offers its Clients consulting services on a flat fee basis negotiated by Legacy
Capital and the Client. The fee varies depending on the services provided and the experience,
knowledge, and skill of those performing the services on behalf of Legacy Capital. The scope and
charges of all work must be agreed-upon in writing by Legacy Capital and the Client before any
billing begins.

Retirement Plan Advisory Services

Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.50% and
are billed quarterly, and may be billed in advance or arrears (the “Billing Period”), pursuant to the
terms of the retirement plan advisory agreement. Retirement plan fees are based on the market value
of assets under management at the end of the respective Billing Period. Fees may be negotiable
depending on the size and complexity of the Plan.

Legacy Capital Wealth Partners, LLC                                          Disclosure Brochure

   B. Payment of Fees

Investment Management Services

Legacy Capital generally deducts its advisory fee from a Client’s investment account[s] held at the
custodian. Upon engaging Legacy Capital to manage such account[s], a Client grants Legacy
Capital this limited authority through a written instruction to the custodian of the Client’s
account[s]. The Client is responsible to verify the accuracy of the calculation of the advisory fee;
the custodian will not determine whether the fee is accurate or properly calculated. The fee
generally is billed on a quarterly basis in advance of each calendar quarter, except the services to
participant-directed 401k plans that are billed either in advance or in arrears depending on the
terms of the agreement. A Client may utilize the same procedure for financial planning or
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Item 7 - Types of Clients

Legacy Capital offers personalized investment advisory services to individuals, high net worth
individuals, families, family offices, trusts, charitable foundations, nonprofit organizations and
retirement/profit-sharing plans. Legacy Capital generally requires a minimum balance of assets
under management per household of $500,000; this requirement may be waived solely in the
discretion of the Advisor.