|
⚲
|
| Halifax Investment Management LLC
✚
|
|
|---|---|
| CRD # | 152789 |
| SEC # | 801-71683 |
| CIK # | |
| AUM | $1.9 B (2026-03-26) |
| Employees | 18 (89% Investors, 0% Brokers) |
| Phone | 919-786-4420 |
| Address | 3605 Glenwood Avenue Raleigh, NC 27612 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | HCP V QM Co-Investors LP | 2025-03-26 | 21.1 | |
| PE | Halifax Capital Partners IV-A LP | 2024-08-27 | 96.7 | |
| PE | HCP V CK Co-Investors LP | 2024-03-22 | 11.2 | |
| PE | Halifax Capital Partners V LP | [2023-03-29] | 445.0 | 716.1 |
| PE | HCP IV CDL Co-Investors LP | 2022-03-29 | 25.6 | |
| PE | HCP IV NPPI Co-Investors LP | 2021-03-29 | 59.1 | |
| PE | HCP III Co-Investors-A2 LP | 2019-04-10 | 0.0 | |
| PE | HCP III Co-Investors-B2 Holdings LP | 2019-04-10 | 0.0 | |
| PE | HCP Iii-A2 LP | 2019-03-29 | 0.0 | |
| PE | HCP III-B2 LP | 2019-03-29 | 0.0 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 1,898.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 1,898.8 |
| By Discretionary | ||
| Discretionary | 8 | 1,898.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 1,898.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,898.8 | |
| Total | 8 | 1,898.8 |
| Limited Partners | 2011 - 2026 |
|---|---|
| New York State Common Retirement Fund | |
| North Carolina Retirement Services | |
| Pennsylvania Public School Employees' Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Dupree | 14 | 2 | ||
| Michael Marshall | 11 | 2 | ||
| Scott Plumridge | 8 | 2 | ||
| Brent Williams | 5 | 2 | ||
| Christopher Cathcart | 4 | 2 | ||
| Kenneth Doyle | 4 | 2 | ||
| The Halifax Group LLC | 2 | 1 | ||
| Halifax GenPar IV LP | 1 | 1 | ||
| Arthur High Jr | 1 | 1 | ||
| Halifax GenPar III LP | 1 | 1 | ||
| View All | ||||
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Legalist Inc
✚
|
CA | 1.9 |
|
Carousel Capital Management Company LP
✚
|
NC | 1.9 |
|
Saratoga Management Company LLC
✚
|
NY | 1.9 |
|
Beecken Petty O'Keefe & Company LLC
✚
|
IL | 1.9 |
|
Bow Wave Capital Management LP
✚
|
NY | 1.9 |
|
Clarion Capital Partners LLC
✚
|
NY | 1.9 |
|
DVSM LP
✚
|
OR | 1.9 |
|
Granite Equity Partners LLC
✚
|
MN | 1.9 |
|
TriGuard Management LLC
✚
|
CA | 1.9 |
|
Access Ventures Capital Management LLC
✚
|
NY | 1.9 |