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| Lombard Odier Asset Management USA Corp
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|---|---|
| CRD # | 153582 |
| SEC # | 801-72554 |
| CIK # | 0001491719 |
| AUM | $8.3 BB (2024-05-01) |
| Employees | 79 (58% Investors, 0% Brokers) |
| Phone | 212-295-6200 |
| Address | 452 Fifth Avenue New York, NY 10018 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAL | 8.8 | 0.2 | |
| Z | 8.2 | 0.1 | |
| CCL | 12.1 | 0.1 | |
| AAPL | 2,382.8 | 0.1 | |
| KBH | 2.5 | 0.1 | |
| X | 5.0 | 0.1 | |
| BHC | 3.2 | 0.0 | |
| UAL | 12.1 | 0.0 | |
| SLN | 0.3 | 0.0 | |
| NCLH | 5.3 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Global Carbon Opportunity Cayman Fund Ltd | 2022-12-12 | 54.3 | |
| HF | 1798 Tail Systematic Master Fund Ltd | [2022-11-28] | 35.6 | 33.1 |
| HF | 1798 Cedrus Master Fund Ltd | 2022-03-30 | 94.1 | |
| HF | 1798 Volantis Catalyst III Ltd | 2022-03-01 | 95.7 | |
| HF | 1798 Adapt Master Fund Ltd | [2020-03-30] | 134.4 | 2,241.8 |
| HF | 1798 Q Master Fund Ltd | [2019-03-01] | 17.3 | 79.7 |
| HF | 1798 Torgos Master Fund Ltd | 2018-11-28 | 119.9 | |
| HF | 1798 Terreneuve Master Fund Ltd | [2018-04-11] | 9.0 | 125.1 |
| HF | 1798 UK Small Cap Best Ideas Fund Ltd | [2017-08-28] | 181.5 | 211.7 |
| HF | 1798 Volantis Catalyst Fund II Ltd | 2017-08-28 | 163.8 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 24 | 7.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 9 | 0.9 |
| Total | 35 | 8.3 |
| By Discretionary | ||
| Discretionary | 35 | 8.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 35 | 8.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.7 | |
| United States Persons | 7.6 | |
| Total | 35 | 8.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Sean Flynn | 165 | ||
| Patrick Harrigan | 134 | ||
| Alexandre Meyer | 20 | ||
| Patrick Zurstrassen | 14 | ||
| Jeanpascal Porcherot | 12 | ||
| 1798 Global Partners Cayman Islands Ltd | 10 | ||
| Lombard Odier Asset Management USA Corp | 7 | ||
| Aziz Nahas | 3 | ||
| Christophe Khaw | 3 | ||
| Jan Straatman | 2 | ||
| 1798 Global Partners LLC | 4 | ||
| Lombard Odier Asset Mgmt USA Corp | 3 | ||
| Hubert Keller | 3 | ||
| c/o Lombard Odier Asset Mgmt USA Corp | 2 | ||
| Laura Keeler | 2 | ||
| Alexandre Mayer | 1 | ||
| Eliott Frank | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001491719] | |
| SC 13G | [0001491719] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Silver Creek Advisory Partners LLC
✚
|
WA | 8.5 |
|
Pentwater Capital Management LP
✚
|
FL | 8.4 |
|
Samlyn Capital LLC
✚
|
NY | 8.3 |
|
Eminence Capital LP
✚
|
NY | 8.3 |
|
Allspring Global Investments UK Limited
✚
|
8.3 | |
|
Starboard Value LP
✚
|
NY | 8.3 |
|
The WindAcre Partnership LLC
✚
|
TX | 8.3 |
|
Axium Infrastructure Inc
✚
|
8.1 | |
|
Parallax Volatility Advisers LP
✚
|
CA | 8.1 |
|
Silver Rock Financial LP
✚
|
CA | 8.1 |