Lombard Odier Asset Management USA Corp

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Assets, Funds, Holdings

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Lombard Odier Asset Management USA Corp
CRD #153582
SEC #801-72554
CIK #0001491719
AUM $5.7 B (2025-03-26)
Employees 74 (57% Investors, 0% Brokers)
Phone212-295-6200
Address452 Fifth Avenue
New York, NY 10018
Source [IAPD] [EDGAR]
Total AUM ($B)
10.08.06.04.02.00.02011201620212026
Sector Form 13F Holdings Value ($B)
AMR Corp 0.1
AVIS Budget Group Inc 0.1
Norwegian Cruise Line Holdings Ltd 0.1
Rivian Automotive Inc / de 0.0
Biovail Corp 0.0
Bristol Myers Squibb Co 0.0
Herbalife Ltd 0.0
Comcast Corp 0.0
Gilead Sciences Inc 0.0
UAL Corp /DE/ 0.0
View All
Holdings by Sector ($B)
6.04.83.62.41.20.02012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
HF Global Carbon Opportunity Cayman Fund Ltd 2022-12-12 62.3
HF 1798 Tail Systematic Master Fund Ltd [2022-11-28] 47.1 36.3
HF 1798 Cedrus Master Fund Ltd 2022-03-30 94.1
HF 1798 Volantis Catalyst III Ltd 2022-03-01 153.8
HF 1798 Adapt Master Fund Ltd [2020-03-30] 1,259.0 2,241.8
HF 1798 Q Master Fund Ltd [2019-03-01] 17.3 79.7
HF 1798 Torgos Master Fund Ltd 2018-11-28 119.9
HF 1798 Sagebrush Master Fund Ltd [2018-04-11] 9.0 31.3
HF 1798 UK Small Cap Best Ideas Fund Ltd [2017-08-28] 181.9 182.4
HF 1798 Volantis Catalyst Fund II Ltd 2017-08-28 3.2
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 18 5.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 9 0.6
Total 27 5.7
By Discretionary
Discretionary 27 5.7
Non-Discretionary 0 0.0
Total 27 5.7
By Non-United States Persons
Non-United States Persons 5.2
United States Persons 0.6
Total 27 5.7
Form D Directors # Filings # Firms 2011 - 2025
Sean Flynn 165
Patrick Harrigan 134
Robert Bovet 77
Hugh Ward 11
Neil Honebon 4
Harry Romney 4
Alexandre Meyer 20
Patrick Zurstrassen 14
Jeanpascal Porcherot 12
Lombard Odier Asset Management USA Corp 12
1798 Global Partners Cayman Islands Ltd 10
Christophe Khaw 9
1798 Global Partners LLC 4
Aziz Nahas 3
Johannes Straatman 3
Jan Straatman 2
Hubert Keller 3
Lombard Odier Asset Mgmt USA Corp 3
c/o Lombard Odier Asset Mgmt USA Corp 2
Laura Keeler 2
Cedric Petros 1
Alexandre Mayer 1
Adapt Investment Managers Sa 1
Eliott Frank 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001491719]
SC 13G [0001491719]
Form 13D/13G Filer Form 13D/13G Subject Filed
Lombard Odier Asset Management USA Corp Silence Therapeutics PLC [2021-02-16]
Lombard Odier Asset Management USA Corp Celladon Corp [2016-02-16]
Lombard Odier Asset Management USA Corp Pieris Pharmaceuticals Inc [2016-02-16]
Lombard Odier Asset Management USA Corp Retrophin Inc [2015-02-11]
Lombard Odier Asset Management USA Corp CymaBay Therapeutics Inc [2015-02-11]
Lombard Odier Asset Management USA Corp Fairpoint Communications Inc [2013-02-11]
Lombard Odier Asset Management USA Corp BON TON Stores Inc [2013-02-11]
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NAYA Capital Management UK Limited
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