Lombard Odier Asset Management USA Corp

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Lombard Odier Asset Management USA Corp
CRD #153582
SEC #801-72554
CIK #0001491719
AUM 7,484.7 M (2026-03-31)
Employees 64 (42% Investors, 0% Brokers)
Phone212-295-6200
Address452 Fifth Avenue
New York, NY 10018
Source [IAPD] [EDGAR]
Total AUM ($B)
10.08.06.04.02.00.02010201520212027
Sector Form 13F Holdings Value ($B)
AMR Corp 0.1
Apple Inc 0.1
Rivian Automotive Inc / de 0.0
AVIS Budget Group Inc 0.0
Bristol Myers Squibb Co 0.0
Gilead Sciences Inc 0.0
Comcast Corp 0.0
Citigroup Inc 0.0
Merck & Co Inc 0.0
Pfizer Inc 0.0
View All
Holdings by Sector ($B)
6.04.83.62.41.20.02011201620212027
Type Form D Funds Date Sold AUM
Other 1798 TP Fund Ltd 2025-08-18 31.9 M
HF Global Carbon Opportunity Cayman Fund Ltd 2022-12-12 62.3 M
HF 1798 Tail Systematic Master Fund Ltd [2022-11-28] 81.1 M 25.4 M
Filed 2025-11-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF 1798 Cedrus Master Fund Ltd 2022-03-30 94.1 M
HF 1798 Volantis Catalyst III Ltd 2022-03-01 77.8 M
HF 1798 Adapt Master Fund Ltd [2020-03-30] 1,825.0 M 2,241.8 M
Filed 2025-12-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF 1798 Q Master Fund Ltd [2019-03-01] 17.3 M 79.7 M
Filed 2020-10-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF 1798 Torgos Master Fund Ltd 2018-11-28 119.9 M
HF 1798 Sagebrush Master Fund Ltd [2018-04-11] 9.0 M 31.3 M
Filed 2024-10-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF 1798 UK Small Cap Best Ideas Fund Ltd [2017-08-28] 181.9 M 156.6 M
Filed 2025-11-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 18 6.9
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 9 0.6
Total 27 7.5
By Discretionary
Discretionary 27 7.5
Non-Discretionary 0 0.0
Total 27 7.5
By Non-United States Persons
Non-United States Persons 7.5
United States Persons 0.0
Total 27 7.5
Form D Directors Role # Filings # Firms 2011 - 2026
Sean Flynn Director 165 41
Patrick Harrigan Director 135 40
Stacey Kirkconnell Director 55 18
Robert Bovet Director 78 8
Hugh Ward Director 11 4
James Keane Director 10 4
Neil Honebon Director 5 4
Harry Romney Director 4 3
Alexandre Meyer Director 20 2
Patrick Zurstrassen Director 14 2
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0001491719]
SC 13G [0001491719]
Form 13D/13G Filer Form 13D/13G Subject Filed
Lombard Odier Asset Management USA Corp Silence Therapeutics PLC [2021-02-16]
Lombard Odier Asset Management USA Corp Celladon Corp [2016-02-16]
Lombard Odier Asset Management USA Corp Pieris Pharmaceuticals Inc [2016-02-16]
Lombard Odier Asset Management USA Corp Retrophin Inc [2015-02-11]
Lombard Odier Asset Management USA Corp CymaBay Therapeutics Inc [2015-02-11]
Lombard Odier Asset Management USA Corp BON Ton Stores Inc [2013-02-11]
Lombard Odier Asset Management USA Corp Fairpoint Communications Inc [2013-02-11]
Firm Profile (Form ADV)
Discretionary AUM$3.8B
Clients11 (81 non-US)
ServesInstitutional
Fund TypesHedge Fund
LEIRVC75Z0ML69V71Q2KW95
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