|
⚲
|
| M4A3 LLC
✚
|
|
|---|---|
| CRD # | 336172 |
| SEC # | 801-132765 |
| CIK # | |
| AUM | $322.0 M (2026-03-31) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 303-396-6204 |
| Address | 820 Pearl Street Boulder, CO 80302 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Auklet Fund III LP | [2026-03-31] | 0.0 | 8.2 |
| PE | Auklet Fund LP | [2026-03-31] | 0.0 | 1.0 |
| PE | Longspur Fund II LP | [2026-03-31] | 0.0 | 12.1 |
| PE | Longspur Fund I LP | [2026-03-31] | 0.0 | 6.0 |
| PE | Auklet Fund II LP | [2021-03-30] | 0.0 | 6.4 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 60 | 288.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 33.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 356 | 322.0 |
| By Discretionary | ||
| Discretionary | 324 | 284.0 |
| Non-Discretionary | 32 | 38.0 |
| Total | 356 | 322.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 322.0 | |
| Total | 356 | 322.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Sherman | 74 | 9 | ||
| Schoolcraft Capital LLC | 13 | 3 | ||
| Theodore Harris | 13 | 3 | ||
| Oana Bolton | 7 | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Twin Point Capital LLC
✚
|
NY | 0.4 |
|
Cottonwood Ventures LLC
✚
|
TX | 0.3 |
|
Millennial Advisers LLC
✚
|
NY | 0.3 |
|
OCM Private Wealth LLC
✚
|
IL | 0.3 |
|
Weik Capital Management Inc
✚
|
PA | 0.3 |
|
Sectoral Asset Management Inc
✚
|
0.3 | |
|
Boston Family Advisors LLC
✚
|
MA | 0.3 |
|
Impact Investors Inc
✚
|
0.3 | |
|
Adalta Capital Management LLC
✚
|
NY | 0.3 |
|
Blue Diamond Capital Investment Advisors LLC
✚
|
UT | 0.3 |