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| M4A3 LLC
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| CRD # | 336172 |
| SEC # | 801-132765 |
| CIK # | |
| AUM | 322.0 M (2026-03-31) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 303-396-6204 |
| Address | 820 Pearl Street Boulder, CO 80302 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Auklet Fund III LP | [2026-03-31] | 8.2 M | |
| Filed 2020-10-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Auklet Fund LP | [2026-03-31] | 1.0 M | |
| Filed 2020-10-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Longspur Fund II LP | [2026-03-31] | 12.1 M | |
| Filed 2020-10-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Longspur Fund I LP | [2026-03-31] | 6.0 M | |
| Filed 2020-10-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Auklet Fund II LP | [2021-03-30] | 6.4 M | |
| Filed 2020-10-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 60 | 288.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 33.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 356 | 322.0 |
| By Discretionary | ||
| Discretionary | 324 | 284.0 |
| Non-Discretionary | 32 | 38.0 |
| Total | 356 | 322.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 322.0 | |
| Total | 356 | 322.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Sherman | Executive Officer | 74 | 8 | |
| Schoolcraft Capital LLC | Executive Officer | 13 | 3 | |
| Theodore Harris | Executive Officer | 13 | 3 | |
| Oana Bolton | Executive Officer | 7 | 2 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
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