OCM Private Wealth LLC

Item 5 - Fees and Compensation

General Fee Information
Fees paid to ARENA are exclusive of all custodial and transaction costs paid to the client’s custodian,
brokers or other third-party consultants. Please see Item 12 - Brokerage Practices for additional
information. Fees paid to ARENA are also separate and distinct from the fees and expenses charged
by mutual funds, ETFs (exchange traded funds) or other investment pools to their shareholders
(generally including a management fee and fund expenses, as described in each fund’s prospectus
or offering materials). The client should review all fees charged by funds, brokers, ARENA and others
to fully understand the total amount of fees paid by the client for investment and financial-related
services.

Financial Planning Fees
Financial planning is often included as part of the investment advisory services to ARENA wealth
management clients. For those clients who separately retain ARENA to complete a full written
financial plan, ARENA will have a written estimate provided to them prior to the commencement of
work on the project. The agreed-upon fee is typically payable one-half in advance, and the balance
upon completion of the plan. Either OCM Private Wealth LLC or the client may terminate this
relationship at any time, subject to any written notice agreements in the agreement. In the event of
termination prior to the completion of the plan, partial refunds will be prorated based on the value
of the amount of work already performed on the plan.

Financial Planning Consultation Hourly Fees
In addition to full financial plans, ARENA offers hourly financial planning consultations. The fees for
this service are $250 per hour and is payable in arrears and are negotiable depending on the scope
and complexity of the plan, your situation, and your financial objectives. An estimate of the total
time/cost will be determined at the start of the advisory relationship. In limited circumstances, the
cost/time could potentially exceed the initial estimate. In such cases, we will notify you and request
that you approve the additional fee in writing. Services are completed and delivered inside of ninety
(90) days contingent upon timely delivery of all required documentation. Fees are due upon
completion of services rendered. Where applicable and with the proper client written
authorization, fees will be debited directly from client accounts.

Portfolio Management Fees
The annual fee schedule, based on a percentage of assets under management, is as follows:

          Assets Under Management             Annual Fee
          $0- $1,000,000                      1.25%
          $1,000,001- $5,000,000              1.00%
          $5,000,001-$10,000                  0.75%
          $10,000,001 and above               0.60%

Our annual investment management fee is billed and payable quarterly in advance, meaning that we
invoice you before the billing period, based on the value of your account on the last day of the previous
quarter. We will debit our fee directly from your account through the qualified custodian holding
your funds and securities. Where applicable and with the proper client written authorization, advisory
fees will be debited directly from your account(s).

Further, the qualified custodian will deliver an account statement to you at least quarterly. These
account statements will show all disbursements from your account. You should review all statements
for accuracy. Lower fees for comparable services may be available from other sources.

If management begins after the start of a quarter, fees will be prorated accordingly. Our advisory fee
is negotiable, depending on individual client circumstances.

Either ARENA or the client may terminate their Investment Advisory Agreement at any time, subject
to any written notice requirements in the agreement.

In the event of termination, any paid but unearned fees will be promptly refunded to the client based
on the number of days that the account was managed, and any fees due to ARENA from the client will
be invoiced or debited from the client’s account(s) prior to termination.

The Advisor may amend the Investment Advisory Agreement upon notification to Client. Unless
Client notifies Advisor to the contrary, in writing, the amendment shall become effective thirty (30)
days from such notification by Advisor. No term or provision of the Investment Advisory Agreement
may be amended by Client except in writing signed by Advisor.

At our discretion, we may combine the account values of family members living in the same
household to determine the applicable advisory fee. For example, we may combine account values
for you and your minor children, joint accounts with your spouse, and other types of related accounts.
Combining account values may increase the asset total, which may result in your paying a reduced
advisory fee based on the available breakpoints in our fee schedule stated above.

Third Party Advisor Fees
When utilized, Third Party Advisors will charge a fee to manage the client’s account. This fee is
separate from and in addition to the fee assessed by ARENA. In select situations, ARENA will enter
into a written agreement with other third parties for consulting services provided in support of
ARENA’s portfolio management services for certain accounts. In these situations, a portion of the
client’s advisory fee may be shared with the third-party consultant.

Other Compensation
Select personnel of the firm maintain licenses with various fixed annuity, life, and disability insurance
companies and will receive, if applicable, commissions for sales of insurance products in their
individual capacities (and not as an ARENA representatives). In all such circumstances, however, the
client will be notified of this payment in advance of the transaction, and under no circumstances will
the client pay both a commission to these individuals and a management fee to ARENA on the same
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Item 7 - Types of Clients

We offer investment advisory services to individuals, high net worth individuals and associated
trusts, estates, and other legal entities, including pooled investment vehicles and private funds.

Account Minimums
In general, we do not require a minimum dollar amount to open and maintain an advisory account;
however, we have the right to terminate your Account if it falls below a minimum size which, in our
sole opinion, is too small to effectively manage.