|
⚲
|
| Adalta Capital Management LLC
✚
|
|
|---|---|
| CRD # | 283771 |
| SEC # | 801-107823 |
| CIK # | 0001698926 |
| AUM | $295.7 MM (2023-01-19) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 212-832-5135 |
| Address | 445 Park Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| MSFT | 1,918,222.4 | 0.0 | |
| MRK | 232,371.9 | 0.0 | |
| BX | 69,051.8 | 0.0 | |
| HD | 277,648.0 | 0.0 | |
| QCOM | 147,392.0 | 0.0 | |
| UNP | 133,995.4 | 0.0 | |
| JPM | 340,169.2 | 0.0 | |
| TER | 15,256.1 | 0.0 | |
| WY | 24,858.8 | 0.0 | |
| PFX | 80.5 | 0.0 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Fund 2 | [2022-04-05] | 0.9 | 0.9 |
| PE | Fund 3 | [2022-04-05] | 0.5 | 0.5 |
| PE | Fund 4 | 2022-04-05 | 0.4 | |
| PE | Private Fund 2 | [2020-05-22] | 3.1 | 2.6 |
| PE | Fund I | [2018-04-06] | 1.9 | 2.4 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 33 | 9.2 |
| (b) Individuals (high net worth individuals) | 52 | 273.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 4.3 |
| (g) Pension and profit sharing plans | 0 | 1.3 |
| (h) Charitable organizations | 0 | 1.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 6.6 |
| (n) Other | 0 | 0.0 |
| Total | 190 | 295.7 |
| By Discretionary | ||
| Discretionary | 180 | 280.5 |
| Non-Discretionary | 10 | 15.2 |
| Total | 190 | 295.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 295.7 | |
| Total | 190 | 295.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Assure Fund Management II | 6166 | ||
| Richard Thoms | 6802 | ||
| Jeremy Neilson | 6656 | ||
| Navin Thukkaram | 7 | ||
| David Rappa | 5 | ||
| Adalta Capital Management LLC | 4 | ||
| Zoe Vlachos | 4 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001698926] | |
| SC 13G | [0001698926] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Adalta Capital Management LLC | Phenixfin Corp | [2023-02-13] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Clearpath Capital Partners LLC
✚
|
CA | 0.3 |
|
Weathervane Asset Management LLC
✚
|
FL | 0.3 |
|
Brownlie & Braden Advisors LLC
✚
|
TX | 0.3 |
|
ATON Financial LLC
✚
|
PR | 0.3 |
|
McNally Advisors LLC
✚
|
IL | 0.3 |
|
Clarity Capital Partners LLC
✚
|
CA | 0.3 |
|
LBJ Family Wealth Advisors Ltd
✚
|
TX | 0.3 |
|
Mills Wealth Advisors LLC
✚
|
TX | 0.3 |
|
Mainsail Asset Management LLC
✚
|
AL | 0.3 |
|
Weik Capital Management Inc
✚
|
PA | 0.3 |