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| Mai Capital Management LLC
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| CRD # | 109807 |
| SEC # | 801-58104 |
| CIK # | 0001040197 |
| AUM | 52.10 B (2026-05-07) |
| Employees | 562 (41% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 216-920-4800 |
| Address | 6050 Oak Tree Blvd Cleveland, OH 44131 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) |
|---|---|---|
| Apple Inc | 0.6 | |
| Microsoft Corp | 0.4 | |
| Nvidia Corp | 0.3 | |
| Amazon Com Inc | 0.3 | |
| Alphabet Inc | 0.2 | |
| Broadcom Inc | 0.2 | |
| Alphabet Inc | 0.2 | |
| J P Morgan Chase & Co | 0.1 | |
| Johnson & Johnson | 0.1 | |
| AbbVie Inc | 0.1 |
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| RE | Mai Affordable Housing Fund LP | [2026-03-31] | 13.9 M | 14.6 M |
| Filed 2025-03-21 (D) · Exemption 506(b), 3(c), 3(c)(5) · Minimum $50,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mai Avenue Sports Fund LP | [2026-03-31] | 10.0 M | 8.2 M |
| Filed 2024-11-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $125,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mai Capital Income and Growth Fund VII LP | [2026-03-31] | ||
| Filed 2025-04-03 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Mai Captial Stargate Access Fund LP | [2026-03-31] | ||
| Filed 2025-06-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Mai Solamere Series IV Leaders Fund LP | [2026-03-31] | 16.8 M | 10.8 M |
| Filed 2025-03-17 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $150,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mai Capital GP Staking Fund Feeder LP | [2025-03-28] | 345.4 M | 9.3 M |
| Filed 2025-10-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Mai Capital Income and Growth Fund VI QC | [2025-03-28] | 18.6 M | |
| Offered $500,000,000 · Filed 2023-12-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $500,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mai Capital OTRO Sports Fund LP | 2025-03-28 | 7.3 M | |
| PE | Mai Capital Secondaries Infrastructure Solution LP | [2025-03-28] | 81.5 M | 18.8 M |
| Filed 2025-02-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Mai Capital Sports and Entertainment Seeding Fund LP | 2025-03-28 | 57.1 M | |
| RE | Mai Capital Income and Growth Fund VI QP | [2024-03-28] | 183.7 M | 157.0 M |
| Offered $500,000,000 · Filed 2023-12-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $316,325,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Intersect Ventures III LLC | [2023-03-31] | 0.5 M | 0.0 M |
| Offered $499,999 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures II LLC | [2023-03-31] | 0.4 M | 0.0 M |
| Offered $425,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures I LLC | [2023-03-31] | 2.1 M | 1.6 M |
| Offered $2,500,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $358,437 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures IV LLC | [2023-03-31] | 0.2 M | 0.1 M |
| Offered $250,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures IX LLC | [2023-03-31] | 1.5 M | 0.5 M |
| Offered $1,495,121 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures VIII LLC | [2023-03-31] | 1.0 M | 0.0 M |
| Offered $1,000,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures VII LLC | [2023-03-31] | 4.0 M | 2.2 M |
| Offered $5,000,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $1,050,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures VI LLC | [2023-03-31] | 4.1 M | 3.7 M |
| Offered $5,000,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $900,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures V LLC | [2023-03-31] | 1.0 M | 1.4 M |
| Offered $1,000,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures XIII LLC | [2023-03-31] | 0.1 M | 0.0 M |
| Offered $125,124 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures XII LLC | [2023-03-31] | 3.1 M | 0.5 M |
| Offered $5,000,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $1,900,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures Xi LLC | [2023-03-31] | 1.7 M | 2.6 M |
| Offered $3,000,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $1,335,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures XIV LLC | [2023-03-31] | 0.3 M | 1.6 M |
| Offered $350,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Intersect Ventures X LLC | [2023-03-31] | 0.5 M | |
| Offered $500,000 · Filed 2022-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Mai Capital GP Staking Fund LP | [2023-03-31] | 345.4 M | 170.9 M |
| Filed 2025-10-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Mai Diversified Real Estate Income Fund III LP | [2023-03-31] | 28.0 M | |
| Offered $100,000,000 · Filed 2020-02-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $100,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Mai Glade Brook Venture Fund LP | [2023-03-31] | 84.4 M | |
| Offered $125,000,000 · Filed 2021-08-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $125,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Mai Solamere Private Equity Fund LP | [2023-03-31] | 23.7 M | |
| Offered $125,000,000 · Filed 2021-07-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $125,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Mai Capital Income and Growth Fund V QC LP | [2021-03-31] | 12.6 M | |
| Offered $100,000,000 · Filed 2019-11-25 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $100,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | Mai Capital Income and Growth Fund V QP LP | [2021-03-31] | 110.3 M | |
| Offered $250,000,000 · Filed 2019-11-25 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $250,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mai Industrial Warehouse Fund LP | 2021-03-31 | 15.4 M | |
| PE | Mai Lending Fund LP | [2019-03-27] | 13.4 M | 8.0 M |
| Offered $26,000,000 · Filed 2018-08-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $12,630,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Mai Capital Income and Growth Fund IV LP | [2018-03-15] | 28.8 M | |
| Offered $100,000,000 · Filed 2017-02-02 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $100,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Mai Diversified Real Estate Income Fund II LP | [2018-03-15] | 30.9 M | 18.9 M |
| Offered $50,000,000 · Filed 2018-10-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $19,145,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Mai Diversified Real Estate Income Fund LP | [2018-03-15] | 28.9 M | 37.1 M |
| Offered $75,000,000 · Filed 2017-01-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $46,075,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Eden Park Investments LLC | [2017-11-20] | 3.6 M | 17.9 M |
| Offered $3,650,000 · Filed 2019-10-03 (D) · Exemption 506(c) · Minimum $200,000 · Duration One year or less · Net Assets $1 - $5,000,000 | ||||
| PE | MD Investment Partners LLC | [2017-11-20] | 3.4 M | |
| Offered $2,200,000 · Filed 2015-01-02 (D) · Exemption 506(b) · Minimum $100,000 · Remaining $2,200,000 · Duration One year or less · Revenue $1,000,001 - $5,000,000 | ||||
| RE | Mai Capital Income and Growth Fund III LP | [2017-03-16] | 33.5 M | 1.0 M |
| Offered $33,550,000 · Filed 2016-09-28 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(5) · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Mai Capital Income and Growth Fund II LP | [2016-03-24] | 0.6 M | |
| Filed 2015-10-02 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Mai Opportunity Fund LP | [2014-05-09] | 21.2 M | 9.8 M |
| Filed 2015-01-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Mai Strategic Equity Allocation Master Fund LP | [2013-03-28] | 32.5 M | 0.3 M |
| Filed 2011-09-07 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Hartwell Capital Partners LP | 2012-03-30 | 6.1 M | |
| HF | Mai Large Cap Core Fund LLC | 2012-03-30 | 19.3 M | |
| Other | Mai Managed Volatility Fund LP | [2012-03-30] | 81.7 M | 54.5 M |
| Filed 2021-09-10 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Commission $79,481 · Net Assets Decline to Disclose | ||||
| HF | Mai Multi Cap Opportunity Fund LLC | 2012-03-30 | 14.6 M | |
| HF | Mai Wealth Income Opportunity Master Fund LP | [2012-03-30] | 9.6 M | |
| PE | Mai Wealth Private Equity Fund LP | [2012-03-30] | 0.7 M | |
| Other | Fixed Opportunity Partners I LLC | [2012-03-28] | 14.4 M | 43.9 M |
| Filed 2013-06-19 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $52,000 · Remaining Indefinite · Duration More than one year · Net Assets $25,000,001 - $50,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 10,838 | 6.7 |
| (b) Individuals (high net worth individuals) | 4,902 | 27.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 33 | 2.5 |
| (g) Pension and profit sharing plans | 205 | 13.9 |
| (h) Charitable organizations | 90 | 0.4 |
| (i) State or municipal government entities | 5 | 0.0 |
| (j) Other investment advisers | 2 | 0.2 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 184 | 0.6 |
| (n) Other | 1 | 0.0 |
| Total | 48,547 | 52.1 |
| By Discretionary | ||
| Discretionary | 42,861 | 35.7 |
| Non-Discretionary | 5,686 | 16.4 |
| Total | 48,547 | 52.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 51.9 | |
| Total | 48,547 | 52.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| iCapital Pe GP LLC | Promoter | 551 | 9 | |
| John Carroll | Executive Officer | 166 | 7 | |
| Lauren Unger | Executive Officer | 31 | 3 | |
| Jay White | Executive Officer | 14 | 3 | |
| Thomas Bartos | Executive Officer | 10 | 3 | |
| Richard Buoncore | Executive Officer, Promoter | 32 | 2 | |
| Mai Capital Management LLC | Promoter | 24 | 2 | |
| iCapital Pe GP LLC | Promoter | 19 | 2 | |
| Joseph McLean | Executive Officer | 17 | 2 | |
| Thomas Lalley | Promoter | 10 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001040197] | |
| SC 13G | [0001040197] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Mai Capital Management | Trevi Therapeutics Inc | [2022-04-08] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.2B |
| Clients | 132 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 5493000NYSOXWHW8FS09 |
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