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| Summit Trail Advisors LLC
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| CRD # | 220519 |
| SEC # | 801-99352 |
| CIK # | 0001698478 |
| AUM | $19.9 B (2026-05-26) |
| Employees | 94 (33% Investors, 27% Brokers) |
| Phone | 212-812-7010 |
| Address | 2 Grand Central Tower New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Broadcom Inc | 0.2 | ||
| Apple Inc | 0.2 | ||
| Ollie's Bargain Outlet Holdings Inc | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Dlocal Ltd | 0.1 | ||
| Amphenol Corp /DE/ | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Ascent Private Co-Investment Fund IV LP | [2026-03-31] | 15.3 | 8.3 |
| PE | Ascent Private Investment Fund IV LP | 2025-03-31 | 0.0 | |
| PE | Ascent Private Co-Investment Fund III LP | [2024-03-28] | 15.6 | 28.7 |
| PE | Ascent Private Co-Investment Fund II LP | [2024-03-28] | 0.0 | 18.0 |
| PE | Ascent Private Co-Investment Fund I LP | [2024-03-28] | 0.0 | 16.4 |
| Other | HSB Family Life LLC | 2024-03-28 | 10.9 | |
| Other | MNV Capital Investment LLC | 2024-03-28 | 30.8 | |
| Other | New Mountain Group | 2024-03-28 | 40.3 | |
| Other | ZMB & ZWB Life LLC | 2024-03-28 | 10.6 | |
| RE | Ascent Private Real Assets Lending Fund LP | [2023-03-31] | 91.3 | 112.6 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 51 | 0.2 |
| (b) Individuals (high net worth individuals) | 588 | 16.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 38 | 0.0 |
| (h) Charitable organizations | 9 | 0.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 56 | 2.5 |
| (n) Other | 0 | 0.0 |
| Total | 9,778 | 19.9 |
| By Discretionary | ||
| Discretionary | 5,100 | 11.1 |
| Non-Discretionary | 4,678 | 8.9 |
| Total | 9,778 | 19.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 19.9 | |
| Total | 9,778 | 19.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Thomas Fortin | 90 | 4 | ||
| General Partner iCapital Advisors LLC | 20 | 2 | ||
| Thomas Harms | 13 | 2 | ||
| iCapital Advisors | 9 | 2 | ||
| A Delaware Limited Liability Company Summit Trail Advisors LLC | 8 | 2 | ||
| Joseph Erigo | 7 | 2 | ||
| John Saxe | 4 | 2 | ||
| Sole Member of General Partner Institutional Capital Network | 3 | 2 | ||
| A Delaware Limited Liability Company Ascent Private Investment Fund III GP LLC | 5 | 1 | ||
| A Delaware Limited Liability Company Ascent Private Real Assets Lending Fund GP LLC | 1 | 1 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001698478] | |
| SC 13G | [0001698478] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Summit Trail Advisors LLC | Star Group LP | [2024-01-30] |
| Summit Trail Advisors LLC | XCEL Brands Inc | [2024-01-30] |
| Summit Trail Advisors LLC | Ollie's Bargain Outlet Holdings Inc | [2024-01-30] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Oxford Financial Group Ltd LLC
✚
|
IN | 23.3 |
|
Jordan Park Group LLC
✚
|
CA | 23.3 |
|
Ehrenkranz Partners LP
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|
NY | 21.5 |
|
Gordian Capital Singapore Private Limited
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|
21.1 | |
|
Offit Capital Advisors LLC
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|
NY | 20.6 |
|
Fiera Capital Inc
✚
|
NY | 17.3 |
|
Gresham Partners LLC
✚
|
IL | 13.8 |
|
Valeo Financial Advisors LLC
✚
|
IN | 13.0 |
|
CURI Capital LLC
✚
|
IL | 11.6 |
|
Gerber/Taylor Management LLC
✚
|
TN | 11.4 |