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| Oxford Financial Group Ltd LLC
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| CRD # | 105303 |
| SEC # | 801-20692 |
| CIK # | 0001245862 |
| AUM | 23.33 B (2026-03-31) |
| Employees | 156 (23% Investors, 0% Brokers) |
| Phone | 317-843-5678 |
| Address | 11711 North Meridian Street Carmel, IN 46032 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) |
|---|---|---|
| Intuitive Surgical Inc | 167.7 | |
| Lilly Eli & Co | 119.2 | |
| Apple Inc | 42.0 | |
| McDonalds Corp | 25.1 | |
| Nvidia Corp | 20.1 | |
| Microsoft Corp | 14.4 | |
| J P Morgan Chase & Co | 13.2 | |
| S Y Bancorp Inc | 9.7 | |
| Copart Inc | 9.3 | |
| Kimball Electronics Inc | 8.1 |
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Regent Street Co-Investment Fund 2025 LLC | [2026-03-31] | 13.3 M | |
| Filed 2025-10-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Regent Street Partners Fund 2026 LLC | [2026-03-31] | 34.4 M | |
| Filed 2025-11-06 (D) · Exemption 506(b) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Exeter Partnership 2024 LLC | [2025-03-28] | 133.6 M | |
| Offered $200,000,000 · Filed 2025-11-24 (D/A) · Exemption 506(b) · Minimum $250,000 · Remaining $66,384,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Regent Street Partners Fund 2025 LLC | [2025-03-28] | 11.8 M | 32.4 M |
| Filed 2024-11-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Baseline Fitness Mayfair LLC | [2024-03-27] | 168.4 M | 217.4 M |
| Offered $171,000,000 · Filed 2023-12-19 (D) · Exemption 506(b) · Remaining $2,612,500 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Regent Street Co-Investment Fund 2023-1 LLC | [2024-03-27] | 42.6 M | 104.1 M |
| Filed 2023-07-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Regent Street Partners Fund 2024 LLC | [2024-03-27] | 4.2 M | 60.9 M |
| Filed 2023-11-08 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Regent Street Consumer Growth Fund P 2022-3 LLC | [2023-03-24] | 22.0 M | 30.6 M |
| Offered $21,968,000 · Filed 2022-11-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Regent Street Healthcare Buyout Fund RG 2022-2 LLC | [2023-03-24] | 15.8 M | 2.7 M |
| Offered $15,751,000 · Filed 2022-09-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Regent Street Industrial Buyout C 2022-1 LLC | [2023-03-24] | 11.5 M | 14.9 M |
| Offered $11,451,000 · Filed 2022-04-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 38 | 0.0 |
| (b) Individuals (high net worth individuals) | 551 | 13.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 48 | 4.5 |
| (g) Pension and profit sharing plans | 29 | 3.3 |
| (h) Charitable organizations | 18 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 11 | 1.1 |
| (n) Other | 0 | 0.0 |
| Total | 6,593 | 23.3 |
| By Discretionary | ||
| Discretionary | 5,201 | 11.5 |
| Non-Discretionary | 1,392 | 11.8 |
| Total | 6,593 | 23.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 23.3 | |
| Total | 6,593 | 23.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Rosen | Director, Promoter | 34 | 4 | |
| Mark Green | Executive Officer | 22 | 3 | |
| Tim Dean | Director, Executive Officer | 49 | 2 | |
| Lisa Walker | Executive Officer | 44 | 2 | |
| Oxford Financial Group Ltd | Director, Executive Officer, Promoter | 31 | 2 | |
| Catherine Farley | Executive Officer | 30 | 2 | |
| Jeffrey Thomasson | Director, Executive Officer | 29 | 2 | |
| Robert Ramsey III | Executive Officer | 25 | 2 | |
| Financial Group Ltd Oxford | Director | 12 | 2 | |
| Robert Ramsey | Director, Executive Officer | 8 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001245862] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 254900D7YSI9NJDD0J14 |
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