MAIA Wealth LLC

ITEM 5 - FEES AND COMPENSATION
Investment Management Fees and Compensation

                                                     Maia Wealth, LLC
                                                   FORM ADV 2A Brochure

Maia Wealth charges a fee as compensation for providing Investment Management services on your account.
These services include advisory services, trade entry, investment supervision, and other account-maintenance
activities. Our recommended custodian charges may include transaction costs, custodial fees, redemption fees,
retirement plan and administrative fees or commissions. See Additional Fees and Expenses below for additional
details.

Investment advisory fees are paid monthly in arrears, at the end of each month, and are based on the market
value of assets under management on the last day of the calendar month. The investment advisory fee in the
first month of service is prorated from the inception date of the account[s] to the end of the first month.

The maximum annual advisory fee for accounts paying a percentage of assets under management is 1.50%. The
specific advisory fees are set forth in your Investment Advisory Agreement. Fees may vary based on the size of
the account, complexity of the portfolio, extent of activity in the account or other reasons agreed upon by us and
you as the client.

The market value will be determined as reported by the Custodian. Maia Wealth will not have the authority or
responsibility to value portfolio securities. Fees are assessed on all assets under management. Cash and money
market balances will be included in billing. Margin balances are excluded from advisory fee billing. In certain
circumstances, our fees and the timing of the fee payments may be negotiated. Our employees and their family-
related accounts are charged a reduced fee for our services.

Unless otherwise instructed by the client, we will aggregate asset amounts in accounts from your same household
together to determine the advisory fee for all your accounts. We would do this, for example, where we also
service accounts on behalf of your minor children, individual and joint accounts for a spouse, and/or other types
of related accounts. This consolidation practice is designed to allow you the benefit of an increased asset total,
which could potentially cause your account(s) to be assessed a lower advisory fee.

The independent qualified custodian holding your funds and securities will debit your account directly for the
advisory fee and pay that fee to us. You will provide written authorization permitting the fees to be paid directly
from your account held by the qualified custodian. Further, the qualified custodian agrees to deliver an account
statement at least quarterly directly to you indicating all the amounts deducted from the account including our
advisory fees. At our discretion, you may pay the advisory fees by check. You are encouraged to review your
account statements for accuracy.

The investment advisory Agreement may be terminated by the client without penalty. upon written notice to the
other party. The management fee will be pro-rated to the date of termination, for the month in which the
cancellation notice was given and the unearned fee refunded to you. Upon termination, you are responsible for
monitoring the securities in your account, and we will have no further obligation to act or advise with respect to
those assets. In the event of client’s death or disability, Maia Wealth will continue management of the account
until we are notified of client’s death or disability and given alternative instructions by an authorized party.

Use of Independent Managers
As noted in Item 4, the Advisor will implement all or a portion of a Client’s investment portfolio utilizing one or
more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation

                                                  Maia Wealth, LLC
                                                FORM ADV 2A Brochure

from an Independent Manager. The Advisor will only earn its investment advisory fee as described above.
Independent Managers typically do not offer any fee discounts but may have a breakpoint schedule which will
reduce the fee with an increased level of assets placed under management with an Independent Manager. The
terms of such fee arrangements are included in the Independent Manager’s disclosure brochure and applicable
contract[s] with the Independent Manager. The total blended fee, including the Advisor’s fee and the Independent
Manager’s fee, will not exceed 2.00% annually.

Financial Planning Fees
Maia Wealth will negotiate the planning fees with you. Fees may vary based on the extent and complexity of your
individual or family circumstances and the amount of your assets under our management. We will determine
your fee for the designated financial advisory services based on a fixed fee arrangement described below.

Financial Planning fees are fixed fees only and range from $1,000 to $25,000. Fees will be agreed in advance of
services being performed. The fee will be determined based on factors including the complexity of your financial
situation, agreed upon deliverables, and whether or not you intend to implement any recommendations through
Maia Wealth.

Typically, we complete a plan within a month and will present it to you within 90 days of the contract date,
provided that you have provided us all information needed to prepare the financial plan. Timing and payment of
fees are negotiable and outlined in the financial planning agreement.

You may terminate the financial planning agreement by providing us with written notice. Upon termination, fees
will be prorated to the date of termination and any unearned portion of the fee will be refunded to you based on
an hourly rate of $250.00. We will not require prepayment of more than $1,200 in fees per client, six (6) or more
months in advance of providing any services.
...

ITEM 7 - TYPES OF CLIENTS
We provide investment advice to individuals, high net worth individuals, trusts, estates, corporations or
businesses. We do not have a minimum initial account value.