Wealth Alliance Advisory Group LLC

Item 5. Fees and Compensation
      WAAG offers services on a fee basis, which includes fixed fees, as well as fees based upon assets under
      management. Additionally, certain of the Firm’s Supervised Persons, in their individual capacities, offers
      securities brokerage services and/or insurance products under a separate commission-based arrangement.

      Financial Planning and Consulting Fees

      WAAG charges a fixed fee for providing financial planning and consulting services under a stand-alone
      engagement. These fees are negotiable, but range from $500 to $10,000, depending upon the scope and
      complexity of the services and the professional rendering the financial planning and/or the consulting services.
      If the client engages the Firm for additional investment advisory services, WAAG may offset all or a portion of
      its fees for those services based upon the amount paid for the financial planning and/or consulting services.

      The terms and conditions of the financial planning and/or consulting engagement are set forth in the Advisory
      Agreement and WAAG requires one-half of the fee (estimated hourly or fixed) payable upon execution of the
      Advisory Agreement. The outstanding balance is due upon delivery of the financial plan or completion of the
      agreed upon services. The Firm does not, however, take receipt of $1,200 or more in prepaid fees in excess of
      six months in advance of services rendered.

      Investment Management Fees

      WAAG offers investment management services for an annual fee based on the amount of assets under the
      Firm’s management. This management fee varies up to 2%, depending upon the size and composition of a client’s
      portfolio and the type of services rendered, including whether such services are rendered through the Wrap
      Program.

      The annual fee is prorated and charged quarterly, in advance, based upon the market value of the assets being
      managed by WAAG on the last day of the previous billing period. If assets are deposited into or withdrawn from
      an account after the inception of a billing period, the fee payable with respect to such assets is adjusted to reflect
      the interim change in portfolio value. For the initial period of an engagement, the fee is calculated on a pro rata
      basis. In the event the advisory agreement is terminated, the fee for the final billing period is prorated through
      the effective date of the termination and the outstanding or unearned portion of the fee is charged or refunded
      to the client, as appropriate.

      Additionally, for asset management services the Firm provides with respect to certain client holdings (e.g., held-
      away assets, accommodation accounts, alternative investments, etc.), WAAG may negotiate a fee rate that
      differs from the range set forth above.

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 Disclosure Brochure                                       Wealth Alliance Advisory Group, LLC

      Retirement Plan Consulting Fees

      WAAG charges as fixed project-based fee to provide clients with retirement plan consulting services. Each
      engagement is individually negotiated and tailored to accommodate the needs of the individual plan sponsor, as
      memorialized in the Agreement. These fees are either asset-based or fixed and vary based on the scope of the
      services to be rendered and the amount of any assets to be managed.
      Fee Discretion
      WAAG may, in its sole discretion, negotiate to charge a lesser fee based upon certain criteria, such as
      anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed,
      related accounts, account composition, pre-existing/legacy client relationship, account retention and pro bono
      activities.

      Additional Fees and Expenses

      In addition to the advisory fees paid to WAAG, clients also incur certain charges imposed by other third parties,
      such as broker-dealers, custodians, trust companies, banks and other financial institutions (collectively
      “Financial Institutions”). These additional charges include securities brokerage commissions and transaction
      costs, custodial fees, fees attributable to alternative assets, margin costs, charges imposed directly by a mutual
      fund or ETF in a client’s account, as disclosed in the fund’s prospectus (e.g., fund management fees and other
      fund expenses),deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund
      fees, and other fees and taxes on brokerage accounts and securities transactions. The Firm’s brokerage
      practices are described at length in Item 12, below.

      Direct Fee Debit

      Clients provide WAAG and/or certain Independent Managers with the authority to directly debit their
      accounts for payment of the investment advisory fees. The Financial Institutions that act as the qualified
      custodian for client accounts, from which the Firm retains the authority to directly deduct fees, have agreed to
      send statements to clients not less than quarterly detailing all account transactions, including any amounts
      paid to WAAG. Alternatively, clients may elect to have WAAG send a separate invoice for direct payment.
      Use of Margin

      WAAG does not recommend the use of margin in the management of the client’s investment portfolio but
      may recommend certain clients utilize margin or other borrowing for capital needs.

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 Disclosure Brochure                                        Wealth Alliance Advisory Group, LLC

      Account Additions and Withdrawals

      Clients can make additions to and withdrawals from their account at any time, subject to WAAG’s right to
      terminate an account. Additions can be in cash or securities provided that the Firm reserves the right to liquidate
...

Item 7. Types of Clients
      WAAG offers services to individuals, banking or thrift institutions, pension and profit-sharing plans, trusts,
      estates, charitable organizations, corporations and business entities.