Maidstone Wealth Management LLC

Item 5 Fees and Compensation
ADVISORY FEES

The following information describes how Maidstone is compensated for the advisory services we
provide to our clients. The specific manner in which fees are charged and the compensation we
receive may differ between clients depending upon the individual Investment Management
Agreement or Financial Planning Agreement with each client. Maidstone reserves the right to
negotiate our compensation with clients depending on the scope of our advisory relationship,
and we may charge higher or lower fees than are available from other firms for comparable
services. Maidstone has the general discretion to waive all or a portion of our fees, but typically
only exercises this discretion for our employees.

Investment Management Fees. In consideration for providing investment management services
and pursuant to the Investment Management Agreement with the client, Maidstone charges an
annual asset-based fee ranging based on the client’s assets under management (“AUM”) as
valued by the custodian. Investment Management fees range from 0.5% to 1.0% based on the
following schedule:

                                          Fee Schedule
           Assets Under Management                        Annual Fee %
           $250,000 - $500,000             1.0%
           $500,000 - $2,000,000           1.0% Equities / 0.50% Fixed Income & Cash
           Greater than $2,000,000         Negotiable

Fees are negotiated with each client based on a variety of factors, such as the amount of assets
being managed, future deposits to the accounts under our management, the level and type of
services provided and/or the nature of the relationship with the client.

Maidstone Wealth Management, LLC                                                                6
Form ADV Part 2A

Maidstone bills our fees on a monthly basis in arrears. Clients must authorize the deduction of
our fees from their managed accounts by the qualified custodian, Interactive Brokers, and choose
the method by which our fees will be calculated. Clients may elect to have our advisory fees
calculated by our firm or Interactive Brokers and deducted from their accounts. The Client may
make this election when applying for their account at Interactive Brokers. Note, Clients are able
to opt in or out of the aforementioned election at any point during the lifetime of their account
with Interactive Brokers. All fees will be supported by an invoice to the client itemizing the fee.

Financial Planning Fees. In consideration for providing financial planning services and pursuant
to the Financial Planning Agreement with the client, Maidstone charges an hourly fee for our
financial planning and consulting services. The total estimated fee, as well as the ultimate fee
that we charge the client, is based on the scope and complexity of the services being provided.
Our hourly fees are generally set at $150 per hour.

Payment arrangements for our financial planning and consulting services are determined on a
case-by-case basis. Our financial planning fees may be billed separately as a unique service, or,
in most cases for our ongoing clients, integrated with our investment management fees and
deducted from the client’s managed account(s). We also have discretion to completely waive the
planning fees for certain clients based on the amount of the client’s assets already managed by
our firm which would justify a fee waiver.

Additional Fees and Expenses. Clients will incur transaction charges and/or brokerage fees when
purchasing or selling securities. These charges and fees are typically imposed by the broker-
dealer or qualified custodian through which account transactions are executed. For more
information on our brokerage practices, please refer to Item 12 of this Brochure.

The fees that clients pay to our firm for investment advisory services are separate and distinct
from the fees and expenses charged by mutual funds and/or exchange traded funds (described
in each fund’s prospectus) to their shareholders. The fees charged directly by mutual funds and
exchange traded funds will typically include a management fee and other fund expenses.

To fully understand the total costs associated with their investment portfolio, clients should
review all the fees charged by mutual funds, exchange traded funds, our firm and others.

Termination. The Investment Management Agreement or Financial Planning Agreement with our
clients may be terminated by either party at any time upon thirty (30) days written notice. Upon
termination of our status as the client’s investment adviser, Maidstone will not take any further
action with respect to the client’s account(s) unless specifically notified by the client in writing.
Clients will be responsible for instructing their custodian and monitoring their account for the
final disposition of assets.

Maidstone Wealth Management, LLC                                                                  7
Form ADV Part 2A

Refunds. Upon receipt of a proper notice of termination from the client, as described in the
Investment Management Agreement and Financial Planning Agreement, any earned unpaid fees
will be billed on a pro-rata basis based on the percentage of work completed by us to the point
of termination and clients will be sent an invoice for fees due.

Brokerage Commissions. Maidstone does not receive brokerage commissions from the sale of
securities or other investment products. Our compensation for recommending securities and
investment products is limited to the advisory fees described above.

ERISA Accounts: Maidstone is deemed to be a fiduciary to advisory clients that are employee
benefit plans or individual retirement accounts (IRAs) pursuant to the Employee Retirement
Income and Securities Act ("ERISA"), and regulations under the Internal Revenue Code of 1986
(the "Code"), respectively. As such, our firm is subject to specific duties and obligations under
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TYPES OF CLIENTS

Maidstone offers investment advisory services to a diversified group of clients including
individuals, high net worth individuals, trusts, estates, pension and profit sharing plans (other
than plan participants), charitable/non-profit organizations, corporations and other business
entities, and managed investment pools (e.g. hedge funds). Client relationships may vary in scope
and length of service.

Maidstone Wealth Management, LLC                                                                8
Form ADV Part 2A

ACCOUNT REQUIREMENTS

Maidstone generally requires a minimum account balance of $250,000 for our investment
management services. However, Maidstone in its sole discretion may waive or lower our
minimum account balance requirement based on various criteria (i.e., anticipated future
additional assets to be managed, related accounts, account composition, negotiations with the
client, etc.).