Marathon Wealth Management Inc

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one of
more written agreements with the Advisor.

                                            Marathon Wealth Management, Inc.
                                       105 Maxess Road, Suite 124, Melville, NY 11747
                                        Phone: (631) 760-8385 * Fax: (631) 760-8391
                                                 https://marathonwealth.net/

A. Fees for Advisory Services
Wealth Management Services
Wealth management fees include both investment management and financial planning services. Wealth
management fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the wealth
management agreement. Wealth management fees are fixed and based on several factors, including: the scope
and complexity of the services to be provided; the level of assets to be managed; and/or the overall relationship
with the Advisor. The Advisor will also take into consideration the following, which is not intended to be an
exhaustive list: amount of financial planning required, number and type of accounts, net worth, life transitions,
number of household members, business interests, real estate ownership, and trust arrangements. Clients that
established Wealth Management Agreements prior to September 4, 2019 will be grandfathered under their
previously executed Client Agreement. The fixed fee will generally range from $9,000 annually or $2,250 quarterly
to $50,000 annually or $12,500 quarterly. All securities held in accounts managed by Marathon will be
independently valued by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to
ensure accurate billing.

The Advisor also offers wealth management services on the following tiered schedule:

                 Assets Under Management ($)                Annual Rate (%)
                 First $1,000,000                                 1.25%
                 Next $3,000,000 (up to $4,000,000)               0.75%
                 Over $4,000,000                                  0.50%

Comprehensive Financial Life Planning and Consulting Services
Marathon offers stand-alone comprehensive financial life planning and consulting services on either a fixed fee
subscription basis or a one-time project basis. Subscription engagements start at $500 monthly and require an
annual commitment. One-time project engagements are at an hourly rate of up to $350 per hour. Fees may be
negotiable based on the nature and complexity of the services to be provided and the overall relationship with the
Advisor. An estimate for total hours and/or overall costs will be provided to the Client prior to engaging for these
services.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 0.50%, billed
quarterly, pursuant to the terms of the agreement. Retirement plan fees are based on the market value of assets
under management at the end of the prior calendar quarter. Fees may be negotiable depending on the size and
complexity of the Plan.

Use of Independent Managers
For Clients referred by the Advisor to an Independent Manager, the Client’s fee will be deducted from the Client’s
account[s] with the respective Independent Manager and a portion of the fee may be provided to Marathon based
on Marathon’s agreement with the Client or billed separately by Marathon. Marathon is responsible for
negotiating the fees with the Independent Manager on behalf of the Client. Marathon may charge a fee of up to
2.25% for relationships utilizing a third-party money manager.

B. Fee Billing
Wealth Management Services
Clients have the choice to select how wealth management fees will be paid to the Advisor. These options include
the authorized deduction of fees from Client account[s] held at their selected Custodian; by check; and utilizing a
third-party vendor (AdvicePay) to process their payment. When fees are deducted through the Client’s selected
Custodian, the Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from
the Client’s account[s] at the beginning of each quarter. Clients will be provided with a statement, at least quarterly,
from the Custodian reflecting deduction of the wealth management fee. It is the responsibility of the Client to verify
the accuracy of these fees as listed on the Custodian’s brokerage statement as the Custodian does not assume this
responsibility. Clients provide written authorization permitting advisory fees to be deducted by Marathon directly

                                            Marathon Wealth Management, Inc.
                                       105 Maxess Road, Suite 124, Melville, NY 11747
                                        Phone: (631) 760-8385 * Fax: (631) 760-8391
                                                 https://marathonwealth.net/

from their account[s] held by the Custodian as part of the management agreement and separate account forms
required by the Custodian.

Comprehensive Financial Life Planning and Consulting Services
For subscription engagements, an initial deposit of $500 is due at the start of the engagement and monthly
installments of $500 are due at the end of each month thereafter until completion of the engagement deliverables.

For one-time financial life planning and consulting engagements, Marathon is paid in advance of the engagement
deliverables. At the Advisors discretion it may allow Clients to pay for one-time engagements by depositing 50% of
the fee in advance with the remaining 50% due upon completion of the engagement.

Retirement Plan Advisory Services
Fees may be directly invoiced to the Plan Sponsor or deducted from the assets of the Plan, depending on the terms
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Item 7 – Types of Clients

Marathon offers wealth management and investment advisory services to individuals, high net worth individuals,
trusts, estates, businesses and retirement plans. The amount of each type of Client is available on Marathon’s
Form ADV Part 1A. These amounts may change over time and are updated at least annually by the Advisor.
Marathon generally does not impose a minimum size for establishing a relationship. However there is a minimum
fee of $2,250 per quarter. Fees may be negotiable, and the Advisor reserves the right to decline situations in
which we consider not complicated enough to warrant our minimum fee. Alternately, we may agree to negotiate a
lower fee for simpler situations.