KUHN Wealth Management Inc

Item 5: Fees and Compensation

A. Fee Schedule
Portfolio Management Services Fees
KWM calculates and bills client accounts quarterly in arrears. KWM calculates the advisory fee based on average
daily balance, meaning we will aggregate the billable balance for each day in the previous quarter and divide that sum
by the total number of days in the billing cycle to calculate the average. Fees are debited directly from the client’s
account. A prorated inception fee will be charged for the initial partial quarter when an account is opened. The actual
fee rates paid by the client will be set forth in the client’s advisory agreement.
Clients may terminate the Investment Advisory Contract with KWM without penalty, for full refund of KWM’s fees,
within five business days of signing agreement. Thereafter, clients may terminate the Investment Advisory Contract
generally with one day’s written notice.
Advisory Account Fee
KWM’s fee for advisory accounts (“Advisory Fee”) is typically 1.0% of assets under management. The fees charged
by KWM are negotiable. If a Third-Party Manager is used to manage client assets, clients will also pay a Third-Party
Manager Fee, as described below. The maximum total fee a client will pay is 2.0% per year.
Third-Party Manager Fees
If KWM recommends a Third-Party Manager, the Third-Party Manager charges a separate fee up to 1.0% for its
services (“Third-Party Manager Fee”) in addition to KWM’s Advisory Fee. Please refer to our Wrap Fee Brochure
for more information. Third-Party Manager fees are typically billed quarterly in advance based on the prior quarter’s
assets under management. Some Third-Party Managers may bill in arrears or monthly. Please see the Brochure for
each Third-Party Manager for discussion of their billing practices.
Financial Planning Fees
Hourly Fees
KWM charges $250 per hour for financial planning services up to $5000. There is no minimum net worth
requirement to receive financial planning services and the fee for these services will not vary in price depending on
the investment adviser representative who provides these services.
Financial planning may include, without limitation: investment planning, life insurance, tax concerns, retirement
planning, college planning, and debt/credit planning. Each service is further detailed above.
It is anticipated that each financial planning service listed above will take approximately 3-5 hours of financial planning.
The time to complete a financial plan will depend on the services required by each client. For example, the financial
plan for a client requiring only investment planning, retirement and life insurance planning will usually require 9-15
hours.

Clients may terminate the financial planning agreement, without penalty, for full refund of KWM’s fees, within five
business days of signing the financial planning agreement. Thereafter, clients may terminate the financial planning
agreement generally with one day’s written notice.

B. Payment of Fees
Payment of Portfolio Management Fees
Advisory Fees are withdrawn directly from the client’s accounts with the client’s written authorization. Fees are paid
quarterly and billed in arrears. Typically, the more assets a client has in an advisory account, the more the client will
pay in fees, and we may therefore have an incentive to encourage clients to increase the assets in their account. We
mitigate this conflict of interest by ensuring that our advisory recommendations are made in a client’s best interests.
Third Party Manager Fee Payment
The timing, frequency, and method of paying fees for Third-Party Manager accounts will depend on the specific
Third-Party Manager selected and will be disclosed to the client prior to entering into a relationship with the Third-
Party Manager.
Payment of Financial Planning Fees
Hourly Financial Planning fees are more fully described in the Financial Planning Agreement between KWM and the
client. Financial Planning fees are typically paid via check and are collected when the work is completed.

C. Transaction and Other Fees
For accounts in the KWM Wrap Program, KWM will pay the brokerage transaction fees. Clients assets managed by
Third-Party Managers may be subject to transaction-based fees depending on the Third-Party Manager utilized. These
charges and fees are typically imposed by the broker-dealer or custodian through whom your account transactions are
executed. Please see Item 12 of this Brochure regarding broker/custodian. Additionally, please refer to our Wrap Fee
Brochure for more information.

D. Prepayment of Fees
KWM does not require prepayment of fees. KWM collects advisory fees in arrears.

E. Outside Compensation For the Sale of Securities and Insurance Products to Clients
Our Firm and investment adviser representatives do not receive commissions for selling securities in advisory
accounts.
Registered Representatives of a Broker-Dealer
Our representatives are also registered representatives of DAI Securities, LLC, a securities broker-dealer. In their
separate capacity as registered representatives, they receive commissions for the sale of securities products. This
represents a conflict of interest in that it provides an incentive to recommend products based on commissions received
rather than on the client’s needs. We manage this conflict by requiring all supervised persons who are registered
representatives of a broker-dealer to assure that the recommendation to purchase securities is in the client’s best
interest. In addition, we require all supervised persons who are registered representatives to: 1) seek prior approval of
any outside employment activity so that we may ensure that any conflicts of interest are properly disclosed, and 2) fully
disclose to a client when a particular transaction will result in the receipt of commissions or other associated fees and
the conflicts of interest associated therewith. Investment products are available through other channels and clients are
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Item 7: Types of Clients
KWM generally provides advisory services to individuals and high net worth individuals. We do not impose a
minimum account size.