Marest Capital LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Referrals to Third Party Money Managers:

The maximum annual fee charged to clients utilizing Third Party Managers will not exceed 1.40%.
Our firm will debit fees for this service as disclosed in the executed advisory agreement between the
client and our firm. This fee shall be in addition to any fees assessed by the chosen third party money
manager. The third party money managers we recommend will not directly charge you a higher fee
than they would have charged without us introducing you to them. Third party money managers
establish and maintain their own separate billing processes over which we have no control. They will
directly bill you and describe how this works in their separate written disclosure documents.

Other Types of Fees & Expenses

Wrap clients will not incur transaction costs for trades. More information about this can be found in
our separate Wrap Fee Program Brochure. Additionally, LPL Financial offers a trading platform with
select exchange traded funds (“ETFs”) that do not charge transaction fees. The no-transaction-fee
ETF trading platform is available to clients participating in LPL Financial’s Strategic Wealth
Management (“SWM”) and Strategic Asset Management (“SAM”) programs. Clients will be subject to
transaction fees charged by LPL Financial for ETFs not included in LPL Financial’s platform and for
other types of securities. The limited number of ETFs available on LPL Financial’s no-transaction fee
platform may have higher overall expenses than other types of securities and ETFs not included in
the platform. Other major custodians have eliminated transaction fees for all ETFs and U.S. listed
equities, so clients may pay more for investing in the same securities at LPL Financial.

Clients may also pay holdings charges imposed by the chosen custodian for certain investments,
charges imposed directly by a mutual fund, index fund, or exchange traded fund, which shall be
disclosed in the fund’s prospectus (e.g., fund management fees and other fund expenses), distribution
fees, surrender charges, variable annuity fees, IRA and qualified retirement plan fees, mark-ups and
mark-downs, spreads paid to market makers, fees for trades executed away from custodian, wire
transfer fees and other fees and taxes on brokerage accounts and securities transactions. Our firm
does not receive a portion of these fees.

ADV Part 2A – Firm Brochure                     Page 5                                     Marest Capital, LLC

Termination & Refunds

Either party may terminate the advisory agreement signed with our firm for Wrap Comprehensive
Portfolio Management services by providing written notice to the other party at any time. Upon
notice of termination, our firm will process a pro-rata refund of any unearned portion of the advisory
fees charged in advance.

Commissionable Securities Sales

Our firm and representatives do not sell securities for a commission in advisory accounts.

Item 7: Types of Clients & Account Requirements

Our firm has the following types of clients:
   • Individuals and High Net Worth Individuals;
   • Trusts, Estates or Charitable Organizations;
   • Pension and Profit Sharing Plans;
   • Corporations, Limited Liability Companies and/or Other Business Types

Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging
us.