Maridea Wealth Management LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided
by the Adviser. Each Client engaging the Adviser for services described herein shall be required to enter
into one or more written agreements with the Adviser.

A. Fees for Advisory Services
Investment Management Services
Investment management fees are paid monthly or quarterly ("billing period”), in advance or arrears,
pursuant to the terms of the investment management or client advisory agreement. Investment
management fees are based on the market value of the assets in the account[s] during the respective
billing period. Investment management fees range up to 2.50% annually based on several factors,
including: the scope and complexity of the services to be provided; the level of assets to be managed; and
the overall relationship with the Adviser. Relationships with multiple objectives, specific reporting
requirements, portfolio restrictions and other complexities may be charged a higher fee.

The investment management fee in the first billing period of service is prorated from the inception date
of the account[s] to the end of the billing period. Fees may be negotiable at the sole discretion of the
Adviser. The Client’s fees will take into consideration the aggregate assets under management with the
Adviser. All securities held in accounts managed by Maridea will be independently valued by the

                                         Maridea Wealth Management LLC
                                     25 Kent Avenue, Suite 401, Brooklyn, NY 11249
                                                 Phone: (347) 289-5227
                                              https://marideawealth.com/

Custodian. The Adviser will conduct periodic reviews of the Custodian’s valuation to ensure accurate
billing. See Fee Billing below for further information.

The Adviser’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees,
and other related costs and expenses described in Item 5.C below, which may be incurred by the Client.
However, the Adviser shall not receive any portion of these commissions, fees, and costs.

Use of Independent Managers
For Clients referred by the Adviser to an Independent Manager, the Client’s fee may be separately billed
or deducted from the Client’s account[s] by or on behalf of the Independent Manager depending on the
nature of the relationship between the Adviser and the Independent Manager. In relationships where the
Independent Manager is responsible for providing certain investment-related, operational,
administrative, and billing services, it creates a conflict of interest because Maridea benefits when
Independent Managers perform services that it would otherwise operationally need to perform. In these
situations, and where the Independent Manager performs the billing function, they will deduct their fees
from the advisory fee before remitting the remainder to Maridea. Hence, there is no additional cost to
the Client. See Item 10 for additional information.

Assets Under Advisement
As part of the Adviser’s investment management services, Clients may also be charged fees for assets
under advisement with the Adviser. The fee charged for a Client’s assets under advisement will be outlined
in the investment management or client advisory agreement and based on the scope of services to be
provided to the Client.

Cash Management & Treasury Services
Maridea also offers cash management and treasury management services at a fixed fee agreed upon
based on the complexity of the scope. Fees will be charged either monthly in advance or in arrears
pursuant to the agreement.

Financial Planning Services
Maridea offers financial planning services either as a component of investment management services or
as a stand-alone engagement. Fixed financial planning fees range up to $10,000. Hourly financial planning
fees range up to $250 per hour. Fees may be negotiable based on the nature and complexity of the services
to be provided and the overall relationship with the Adviser. An estimate for total hours and overall costs
will be provided to the Client prior to engaging in these services.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged monthly or quarterly, in arrears or in advance,
pursuant to the terms of the retirement plan advisory agreement. Retirement plan fees are based on the
market value of assets under management at the end of the respective billing period. Fees range up to
1.00% and may be negotiable depending on the size and complexity of the Plan.

                                          Maridea Wealth Management LLC
                                      25 Kent Avenue, Suite 401, Brooklyn, NY 11249
                                                  Phone: (347) 289-5227
                                               https://marideawealth.com/

B. Fee Billing
Investment Management Services
Investment management fees are calculated by the Adviser or its delegate and either invoiced to the Client
or deducted from the Client’s account[s] at the Custodian. The Adviser shall send a fee billing calculation
to the Client, or invoice to the Custodian indicating the amount of the fees to be charged for the billing
period. Fees will be calculated and payable in advance or in arrears on a monthly or quarterly basis, as
determined by the investment management or client advisory agreement between the Client and the
Advisor. The annual percentage or fee rate will be pro-rated for the number of calendar days in the billing
period and applied to the market value of assets under management in the Client’s account[s] based on
the average daily balance for the billing period for fees calculated in arrears, and the beginning of period
balance for fees calculated in advance. For fees charged through the Custodian, Clients will be provided
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Item 7 – Types of Clients

Maridea offers investment advisory services to individuals, high net worth individuals, foundations, trusts,
estates, businesses, employer-sponsored retirement plans, charitable organizations, corporations, limited
liability companies, and retirement plans. Maridea generally requires a minimum relationship size of
$100,000 to effectively implement its investment process. This amount may be reduced or waived at the
Adviser’s sole discretion.