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| Medley Capital LLC
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| CRD # | 167354 |
| SEC # | 801-77920 |
| CIK # | 0001490349, 0001494087 |
| AUM | |
| Employees | 42 (45% Investors, 0% Brokers) |
| Phone | 212-759-0777 |
| Address | 100 Park Avenue New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Aspect-Medley Investment Platform B LP | 2019-03-31 | 29.3 | |
| PE | Caddo Investor Holdings I LLC | 2019-03-31 | 52.2 | |
| PE | Medley Chiller Holdings LLC | 2019-03-31 | 0.0 | |
| PE | Medley Opportunity Fund Offshore III LP | 2018-03-30 | 8.3 | |
| PE | Medley Tactical Opportunities LLC | 2018-03-30 | 1.1 | |
| PE | Aspect-Medley Investment Platform A LP | 2017-03-31 | 14.4 | |
| PE | Medley Credit Opportunity Fund LP | [2017-03-31] | 35.4 | 28.6 |
| PE | Medley Credit Strategies KOC LLC | 2017-03-31 | 38.1 | |
| PE | Medley Real D Annuity LLC | 2017-03-31 | 0.0 | |
| PE | Medley Opportunity Fund III LP | [2015-03-31] | 111.8 | 70.3 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 14 | 1.5 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 23 | 1.8 |
| By Discretionary | ||
| Discretionary | 12 | 0.8 |
| Non-Discretionary | 11 | 1.1 |
| Total | 23 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 1.8 | |
| Total | 23 | 1.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Richard Allorto Jr | 5 | ||
| Seth Taube | 4 | ||
| Brook Taube | 3 | ||
| MOF III Management LLC | 1 | ||
| MCOF GP LLC | 1 | ||
| MCOF Management LLC | 1 | ||
| John Fredericks | 1 | ||
| MOF III GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001490349] | |
| 10-Q | [0001490349] | |
| 3 | [0001490349] | |
| 4 | [0001490349] | |
| 5 | [0001490349] | |
| 8-K | [0001490349] | |
| SC 13D | [0001490349] | |
| SC 13G | [0001490349] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
MCC Advisors LLC
✚
|
NY | 0.0 |
|
Medley Capital LLC
✚
|
NY | 0.0 |
|
SIC Advisors LLC
✚
|
NY | 0.0 |
|
SOF Advisors LLC
✚
|
NY | 0.0 |
|
STRF Advisors LLC
✚
|
NY | 0.0 |