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| Medley Capital LLC
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|---|---|
| CRD # | 167354 |
| SEC # | 801-77920 |
| CIK # | 0001490349, 0001494087 |
| AUM | |
| Employees | 42 (45% Investors, 0% Brokers) |
| Phone | 212-759-0777 |
| Address | 100 Park Avenue New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Aspect-Medley Investment Platform B LP | 2019-03-31 | 29.3 M | |
| PE | Caddo Investor Holdings I LLC | 2019-03-31 | 52.2 M | |
| PE | Medley Chiller Holdings LLC | 2019-03-31 | 0.0 M | |
| PE | Medley Opportunity Fund Offshore III LP | 2018-03-30 | 8.3 M | |
| PE | Medley Tactical Opportunities LLC | 2018-03-30 | 1.1 M | |
| PE | Aspect-Medley Investment Platform A LP | 2017-03-31 | 14.4 M | |
| PE | Medley Credit Opportunity Fund LP | [2017-03-31] | 35.4 M | 28.6 M |
| Filed 2017-07-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Medley Credit Strategies KOC LLC | 2017-03-31 | 38.1 M | |
| PE | Medley Real D Annuity LLC | 2017-03-31 | 0.0 M | |
| PE | Medley Opportunity Fund III LP | [2015-03-31] | 111.8 M | 70.3 M |
| Offered $800,000,000 · Filed 2017-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining $688,200,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 14 | 1.5 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 23 | 1.8 |
| By Discretionary | ||
| Discretionary | 12 | 0.8 |
| Non-Discretionary | 11 | 1.1 |
| Total | 23 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 1.8 | |
| Total | 23 | 1.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Seth Taube | Executive Officer | 6 | 3 | |
| Richard Allorto Jr | Executive Officer | 5 | 3 | |
| Brook Taube | Executive Officer | 3 | 2 | |
| Mof III GP LLC | Executive Officer | 1 | 1 | |
| Mof III Management LLC | Executive Officer | 1 | 1 | |
| Mcof GP LLC | Executive Officer | 1 | 1 | |
| Mcof Management LLC | Promoter | 1 | 1 | |
| John Fredericks | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001490349] | |
| 10-Q | [0001490349] | |
| 3 | [0001490349] | |
| 4 | [0001490349] | |
| 5 | [0001490349] | |
| 8-K | [0001490349] | |
| SC 13D | [0001490349] | |
| SC 13G | [0001490349] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.9B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2026-03-03 | Buy | 11,500 | $42.56 | 489,440 |
|
PhenixFIN Corp PFX
COMMON STOCK
|
2025-12-24 | Buy | 572 | $46.05 | 26,341 |
|
PhenixFIN Corp PFX
COMMON STOCK
|
2025-12-23 | Buy | 133 | $45.59 | 6,063 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-12-23 | Buy | 150 | $45.33 | 6,800 |
|
PhenixFIN Corp PFX
COMMON STOCK
|
2025-12-22 | Buy | 1,000 | $45.44 | 45,440 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-12-22 | Buy | 6 | $45.00 | 270 |
|
PhenixFIN Corp PFX
COMMON STOCK
|
2025-12-17 | Buy | 908 | $44.74 | 40,624 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-12-17 | Buy | 37 | $44.00 | 1,628 |
|
PhenixFIN Corp PFX
COMMON STOCK
|
2025-12-16 | Buy | 138 | $44.45 | 6,134 |
|
PhenixFIN Corp PFX
COMMON STOCK
|
2025-12-15 | Buy | 100 | $44.33 | 4,433 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-08-18 | Buy | 100 | $49.03 | 4,903 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-08-15 | Buy | 15 | $48.87 | 733 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-08-14 | Buy | 132 | $48.90 | 6,455 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-08-14 | Buy | 350 | $49.25 | 17,238 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-08-12 | Buy | 36 | $49.13 | 1,769 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-08-11 | Buy | 101 | $49.13 | 4,962 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-08-08 | Buy | 27 | $49.00 | 1,323 |
|
PhenixFIN Corp PFX
COMMON STOCK, $0.001 par value
|
2025-06-23 | Buy | 1 | $48.12 | 48 |
|
PhenixFIN Corp PFX
COMMON STOCK
|
2025-06-18 | Buy | 300 | $49.56 | 14,868 |
|
PhenixFIN Corp PFX
Common Stock, $0.001 par value
|
2025-06-17 | Buy | 157 | $50.04 | 7,856 |
| showing 20 of 200 most recent transactions | |||||
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