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| Happy Holidays!! thanks for using AUM13F!! |
| Moors & Cabot Inc
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| CRD # | 594 |
| SEC # | 801-48726 |
| CIK # | 0001607239 |
| AUM | $3.1 B (2024-09-27) |
| Employees | 145 (50% Investors, 100% Brokers) |
| Phone | 800-426-0501 |
| Address | One Federal Street Boston, MA 02110 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Texas Pacific Land Corp | 0.1 | ||
| Amazon Com Inc | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Grayscale Bitcoin Trust BTC | 0.0 | ||
| VISA Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,168 | 2.2 |
| (b) Individuals (high net worth individuals) | 115 | 0.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 128 | 0.1 |
| (h) Charitable organizations | 75 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 23 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4,881 | 3.1 |
| By Discretionary | ||
| Discretionary | 4,288 | 2.9 |
| Non-Discretionary | 593 | 0.2 |
| Total | 4,881 | 3.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.1 | |
| Total | 4,881 | 3.1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001607239] |
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The Burney Company
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VA | 3.1 |
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Evensky & Katz LLC
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FL | 3.1 |
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Valor Advisors LLC
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FL | 3.1 |
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LaSalle Investment Management Securities LLC
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MD | 3.1 |
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Courier Capital LLC
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PFG Advisors LLC
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North Star Asset Management Inc
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WI | 3.1 |
|
Advus Financial Partners LLC
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FL | 3.1 |
|
Equity Investment Corporation
✚
|
GA | 3.1 |
|
Wealthcare Capital Management LLC
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|
VA | 3.0 |