Naples Wealth Planning LLC

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the Advisor.
Each Client shall sign one or more agreements that detail the responsibilities of NWP and the Client.

A. Fees for Advisory Services

                                              Naples Wealth Planning, LLC
                               3301 Bonita Beach Road, Suite 308, Bonita Springs, FL 34134
                                                 Phone: (239) 260-9386
                                             www.napleswealthplanning.com

Investment Management Services
Investment management fees are paid monthly, in advance of each calendar month, pursuant to the terms of the
investment management agreement. Investment management fees are based on the market value of assets
under management at the end of the prior month. Wealth management fees range from 0.50% to 2.50% annually.
based on several factors, including, but not limited to the services offered to the Client, the complexity of the services
to be provided, the level of Client assets managed by the Advisor, and/or the overall relationship with the Advisor.

The investment management fee in the first month of service is prorated from the inception date of the account[s] to
the end of the first month. Fees may be negotiable at the sole discretion of the Advisor.

The fees above may include financial planning services at the sole discretion of the Advisor. The investment
advisory fee in the first month of service is prorated from the inception date of the account[s] to the end of the
first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with Advisor. All securities held in accounts managed by
NWP will be independently valued by the designated Custodian. NWP will not have the authority or responsibility
to value portfolio securities.

The Advisor typically offers a tiered, incremental fee schedule (as detailed above) where the rate is reduced as
assets under management increase. In certain circumstances, the Advisor may charge a fixed annual rate or fixed
fee for its services. The Client’s fees will take into consideration the aggregate assets under management with the
Advisor across all accounts, unless otherwise agreed in writing. All securities held in accounts managed by NWP
will be independently valued by the Custodian. NWP will not have the authority or responsibility to value portfolio
securities.

Clients may make additions to and withdrawals from their account[s] at any time, subject to NWP’s right to
terminate an account. Additions may be in cash or securities provided that NWP reserves the right to liquidate any
transferred securities or decline to accept particular securities into a Client’s account[s]. Clients may withdraw
account assets on notice to NWP, subject to the usual and customary securities settlement procedures. However,
NWP designs its portfolios as long-term investments, and the withdrawal of assets may impair the achievement of
a Client’s investment objectives. NWP may consult with its Clients about the options and ramifications of
transferring securities. However, Clients are advised that when transferred securities are liquidated, they are subject
to transaction fees, fees assessed at the mutual fund level (i.e. contingent deferred sales charge) and/or tax
ramifications.

Use of Independent Managers
For Client account[s] implemented through an Independent Manager, the Client’s overall fees may include NWP’s
investment advisory fee (as noted above) plus advisory fees and/or platform fees charged by the Independent
Manager[s], as applicable. The Independent Manager may assume responsibility for calculating the Client’s fees and
deduct all fees from the Client’s account[s]. In such instances, NWP will not charge its fee separately on those
assets.

Financial Planning Services
NWP may include financial planning services in an overall wealth management engagement or contract for these
services separately. The Advisor may also offer its services as a separate fixed project fee engagement ranging from
$1,000 to $10,000. The Advisor’s fee is based on the complexity of the services to be provided and the experience
level of the Advisory Person providing the services. An estimate for total costs will be provided to the Client prior to
engaging for these services.

NWP provides ongoing consulting services as a stand-alone service. The fees associated with ongoing consulting
range from $10,000 - $200,000. This fee is based on the complexity of the services to be provided and the experience
level of the Advisory Person providing this service. An estimate for total costs will be provided to the Client prior to
engaging for these services.

Fees for financial planning services may be negotiable at the sole discretion of the Advisor.

                                                Naples Wealth Planning, LLC
                                 3301 Bonita Beach Road, Suite 308, Bonita Springs, FL 34134
                                                   Phone: (239) 260-9386
                                               www.napleswealthplanning.com

B. Fee Billing
Investment Management Services
Investment advisory fees will be calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s] at the respective month-end date. The amount due is calculated by applying the average
daily rate to the total assets under management with NWP at the end of the prior month. Clients will be provided with
a statement, at least quarterly, from the Custodian reflecting deduction of the investment advisory fee. It is the
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Item 7 – Types of Clients
NWP provides investment advisory services to individuals, high net worth individuals, families, trusts, estates,
businesses, charitable organizations, and institutions. NWP requires a minimum relationship size of $250,000,
which may be reduced at its sole discretion.

                                              Naples Wealth Planning, LLC
                               3301 Bonita Beach Road, Suite 308, Bonita Springs, FL 34134
                                                 Phone: (239) 260-9386
                                             www.napleswealthplanning.com