Sun Group Wealth Partners LLC

Item 5: Fees & Compensation
& Compensation
How We Are Compensated for Our Advisory Services

Financial Planning & Consulting:

We charge on an hourly or flat fee basis for financial planning and consulting services. The total
estimated fee, as well as the ultimate fee that we charge you, is based on the scope and complexity of
our engagement with you. Our hourly fee is $350. Flat fees generally range from $2,000 to $5,000.

We require a retainer of fifty-percent (50%) of the ultimate financial planning or consulting fee with
the remainder of the fee directly billed to you and due to us within thirty (30) days of your financial
plan being delivered or consultation rendered to you. In all cases, we will not require a retainer
exceeding $1,200 when services cannot be rendered within 6 (six) months.

Pension Consulting:

We charge on an hourly, flat fee, or percentage of assets under management for pension consulting
services. The total estimated fee, as well as the ultimate fee that we charge you, is based on the scope
and complexity of our engagement with you.

For one-time engagements, our hourly fee is $350. Our flat fees generally range from $2,000 to
$5,000.

For ongoing monitoring and management, we charge based on a percentage of assets under
management up to 1.00%.

The fee-paying arrangements for pension consulting service will be determined on a case-by-case
basis and will be detailed in the signed Pension Consulting Agreement. Clients will either be invoiced
directly or fees may be withdrawn from their managed account.

LPL Sponsored Advisory Programs:

The account fee charged to the client for each LPL advisory program is negotiable, subject to the
following maximum account fees:

                  Advisory Program              Annual Percentage of Assets Charge
                 Manager Access Select                       3.00%
                Model Wealth Portfolios                      2.65%
                Guided Wealth Portfolios                     1.35%

Account fees are payable quarterly in advance. LPL Financial has a separate billing process which we
have no control over. In general, they will directly bill you and describe how this works in their
separate written disclosure documents. Unless otherwise noted in writing, our firm bills on cash.

Our firm receives compensation as a result of a client’s participation in an LPL program. Depending
on, among other things, the type and size of the account, type of securities held in the account,
changes in its value over time, the ability to negotiate fees or commissions, the historical or expected
size or number of transactions, and the number and range of supplementary advisory and client-
related services provided to the client, the amount of this compensation may be more or less than
what the our firm would receive if the client participated in other programs, whether through LPL or
another sponsor, or paid separately for investment advice, brokerage and other services.

The account fee may be higher than the fees charged by other investment advisors for similar
services. For instance, FutureAdvisor offers direct-to-consumer services similar to GWP. Therefore,
clients could generally pay a lower advisory fee for algorithm-driven, automated (“robo”) investment
advisory services through FutureAdvisor or other robo providers. However, clients using such direct
robo services will forgo opportunities to utilize LPL-constructed model portfolios or to work directly
with a financial advisor.

Clients should consider the level and complexity of the advisory services to be provided when
negotiating the account fee (or the advisor fee portion of the account fee, as applicable) with our firm.
With regard to accounts utilizing third-party portfolio managers under aggregate, all-in-one account
fee structures (including MAS, PWP and the legacy MWP fee structure), because the portion of the
account fee retained by our firm varies depending on the portfolio strategist fee associated with a
portfolio, our firm has a financial incentive to select one portfolio instead of another portfolio.

Please refer to the relevant LPL Form ADV program brochure for a more detailed discussion of
conflicts of interest.

Newsletters/Educational Seminars

We do not charge a fee for these services.

Other Types of Fees & Expenses

Wrap fee clients will receive our Form ADV, Part 2A, Appendix 1 (the “Wrap Fee Program Brochure”).
Wrap fee clients will not incur transaction costs for trades. More information about this is disclosed
in our separate Wrap Fee Program Brochure.

Termination & Refunds

We charge our advisory fees quarterly in advance. In the event that you wish to terminate our
services, we will refund the unearned portion of our advisory fee to you. You need to contact us in
writing and state that you wish to terminate our services. Upon receipt of your letter of termination,
we will proceed to close out your account and process a pro-rata refund of unearned advisory fees.

Commissionable Securities Sales

As registered representatives of LPL Financial, LLC (“LPL”), our adviser representatives may sell
securities for a commission. Our supervised persons may accept compensation for the sale of
securities or other investment products, including distribution or service (“trail”) fees from the sale
of mutual funds. You should be aware that the practice of accepting commissions for the sale of
securities:

   1) Presents a conflict of interest and gives our firm and/or our supervised persons an incentive
      to recommend investment products based on the compensation received, rather than on your
      needs. We generally address commissionable sales conflicts that arise when explaining to
      clients that commissionable securities sales creates an incentive to recommend products
      based on the compensation we and/or our supervised persons may earn and may not
...

Item 7: Types of Clients & Account Requirements

We have the following types of clients:
   • Individuals;
   • High Net Worth Individuals;
   • Trusts, Estates or Charitable Organizations;
   •  Pension and Profit-Sharing Plans; and

We do not require a minimum account size to open or maintain an account.