|
⚲
|
| Nelson Securities Inc
✚
|
|
|---|---|
| CRD # | 14377 |
| SEC # | 801-41346 |
| CIK # | |
| AUM | $242.5 MM (2024-08-09) |
| Employees | 15 (60% Investors, 73% Brokers) |
| Phone | 509-838-1313 |
| Address | 9718 N Morton Ct Spokane, WA 99218 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,052 | 239.7 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 1.5 |
| (h) Charitable organizations | 0 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 1.1 |
| (n) Other | 0 | 0.0 |
| Total | 2,061 | 242.5 |
| By Discretionary | ||
| Discretionary | 1,938 | 227.9 |
| Non-Discretionary | 123 | 14.6 |
| Total | 2,061 | 242.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 242.5 | |
| Total | 2,061 | 242.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Sjbenen Advisory LLC
✚
|
NC | 0.3 |
|
Landmark Wealth Management LLC
✚
|
NY | 0.3 |
|
Rise Advisors LLC
✚
|
NY | 0.3 |
|
SWMG LLC
✚
|
TX | 0.2 |
|
Boulder Wealth Advisors LLC
✚
|
CO | 0.2 |
|
Maguire Investments LLC
✚
|
PA | 0.2 |
|
Commonwealth Retirement Investments LLC
✚
|
VA | 0.2 |
|
Sandeep Varma Wealth Strategies LLC
✚
|
CA | 0.2 |
|
GER Loftin Wealth Advisors LLC
✚
|
GA | 0.2 |
|
Claris Financial LLC
✚
|
VA | 0.2 |