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| Happy Holidays!! thanks for using AUM13F!! |
| Nelson Securities Inc
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|---|---|
| CRD # | 14377 |
| SEC # | 801-41346 |
| CIK # | |
| AUM | $272.0 M (2025-07-21) |
| Employees | 15 (60% Investors, 73% Brokers) |
| Phone | 509-838-1313 |
| Address | 9718 N Morton Ct Spokane, WA 99218 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,016 | 266.8 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 1.6 |
| (h) Charitable organizations | 0 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 3.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,026 | 272.0 |
| By Discretionary | ||
| Discretionary | 1,896 | 247.7 |
| Non-Discretionary | 130 | 24.3 |
| Total | 2,026 | 272.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 272.0 | |
| Total | 2,026 | 272.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Stonebridge Financial Planning Group LLC
✚
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FL | 0.3 |
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Openair Financial LLC
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TX | 0.3 |
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CA | 0.3 |
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Skyview Financial Group LLC
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FL | 0.3 |
|
Worth Asset Management LLC
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TX | 0.3 |
|
Maguire Investments LLC
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PA | 0.3 |
|
Compass Wealth Management LLC
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|
GA | 0.3 |
|
Capital Market Strategies LLC
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|
FL | 0.3 |
|
Vital Wealth Management LLC
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|
IL | 0.3 |
|
JFR Financial Services Inc
✚
|
MI | 0.3 |