Openair Financial LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 OpenAir offers discretionary direct asset management services to advisory Clients. OpenAir
 charges an annual investment advisory fee based on the total assets under management as
 follows:
       Assets Under Management              Annual Fee                   Quarterly Fee
      First $500,000 ($0-$500,000)            1.25%                        .3125%
        Next $500,000 ($500,001-              1.00%                         .250%
               $1,000,000)
      Next $1,000,001 – $2,000,000             0.90%                          .225%
       Next 2,000,001 - $5,000,000             0.80%                          .200%
        Amounts over $5,000,001                                  Negotiable
 This is a tiered/blended fee schedule, the asset management fee is calculated by applying
 different rates to different portions of the portfolio. OpenAir may group certain related
 Client accounts for the purposes of achieving the minimum account size and determining
 the annualized fee.
 For example (based on monthly/quarterly billing period):
 Client with $2,500,000 under management would pay $7,700.00 on a quarterly basis.
              AUM                  Quarterly fee        Total
              First $500,000       x 0.3125% =          $1,562.50
              Next $500,000        x 0.2500% =          $1,250
              Grand total for the quarter               $2,812.50
 The annual fee may be negotiable based upon certain criteria (e.g., historical relationship,
 type of assets, anticipated future earning capacity, anticipated future additional assets,
 dollar amounts of assets to be managed, related accounts, account composition,
 negotiations with Clients, etc.).
 Fees are billed quarterly in advance based on the amount of assets managed as of the close
 of business on the last business day of the previous quarter. Lower fees for comparable
 services may be available from other sources. Clients may terminate their account within
 five (5) business days of signing the Investment Advisory Agreement with no obligation

 and without penalty. Clients may terminate advisory services with thirty (30) days written
 notice. For accounts opened or closed mid-billing period, fees will be prorated based on the
 days services are provided during the given period. All unpaid earned fees will be due to
 OpenAir. Additionally, all unearned fees will be refunded to the Client. Client shall be given
 thirty (30) days prior written notice of any increase in fees. Any increase in fees will be
 acknowledged in writing by both parties before any increase in said fees occurs.
 When a client selects or is placed on a third-party investment platform or with a third-
 party money manager, the client will not pay any fees in addition to OpenAir’s advisory
 fees.
 Clients will receive disclosures and fee schedules from the platform provider and/or
 money manager, which vary by program and strategy. Clients should review these
 disclosures carefully.
 FINANCIAL PLANNING AND CONSULTING
 OpenAir charges a fixed fee for financial planning. Prior to the planning process the Client
 will be provided an estimated plan fee. Services are completed and delivered inside of
 thirty (30) days contingent upon timely delivery of all required documentation. Client may
 cancel within five (5) business days of signing Agreement with no obligation and without
 penalty. If the Client cancels after five (5) business days, any unearned fees will be
 refunded to the Client, or any unpaid earned fees will be due to OpenAir. OpenAir reserves
 the right to waive the fee should the Client implement the plan through OpenAir.
        FIXED FEES
        Financial Planning Services are offered based on a flat fee of $5000.
 Fees for financial plans are billed 50% in advance with the balance due upon plan delivery.
 SEMINARS AND WORKSHOPS
 OpenAir holds seminars and workshops to educate the public on different types of
 investments and the different services they offer. The seminars are educational in nature
 and no specific investment or tax advice is given.
 OpenAir does not charge a fee for attendance to these seminars.
Client Payment of Fees
 Investment management fees are billed quarterly in advance, meaning that we invoice you
 before the billing period. Fees are usually deducted from a designated Client account to
 facilitate billing. The Client must consent in advance to direct debiting of their investment
 account.
 Fees for financial plans are billed 50% in advance with the balance due upon plan delivery.
 OpenAir, in its sole discretion, may waive its minimum fee and/or charge a lesser
 investment advisory fee based upon certain criteria (e.g., historical relationship, type of
 assets, anticipated future earning capacity, anticipated future additional assets, dollar
 amounts of assets to be managed, related accounts, account composition, negotiations with
 Clients, etc.).

Additional Client Fees Charged
 Custodians may charge transaction fees on purchases or sales of certain mutual funds,
 equities, and exchange-traded funds. These charges may include mutual fund transaction
 fees, postage and handling and miscellaneous fees.
 For more details on the brokerage practices, see Item 12 of this brochure.
Prepayment of Client Fees
 OpenAir does not require any prepayment of fees of more than $1200 per Client and six
 months or more in advance.
 Fees for financial plans are billed 50% in advance with the balance due upon plan delivery
 Investment management fees are billed quarterly in advance.
 If the Client cancels after five (5) business days, any unearned fees will be refunded to the
 Client, or any unpaid earned fees will be due to OpenAir.
External Compensation for the Sale of Securities to Clients
 OpenAir does not receive any external compensation for the sale of securities to Clients,
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Item 7: Types of Clients
Description
 OpenAir generally provides investment advice to individuals, high net worth individuals,
 trusts, estates, or charitable organizations, corporations or business entities.
 Client relationships vary in scope and length of service.
Account Minimums
 OpenAir does not require a minimum to open an account.