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| Neuberger Berman Canada ULC
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|---|---|
| CRD # | 284803 |
| SEC # | 801-108509 |
| CIK # | 0001531987 |
| AUM | $11.2 BB (2024-08-19) |
| Employees | 22 (59% Investors, 32% Brokers) |
| Phone | 416-883-6904 |
| Address | 181 Bay Street Toronto Ontario, Canada |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001531987 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Microsoft Corp | 1,918.2 | 5.3 | |
| Apple Inc | 2,382.8 | 3.6 | |
| Nvidia Corp | 399.6 | 3.4 | |
| Amazon Com Inc | 1,093.0 | 3.1 | |
| J P Morgan Chase & Co | 340.2 | 2.0 | |
| Alphabet Inc | 1,482.6 | 1.7 | |
| Alphabet Inc | 1,475.1 | 1.7 | |
| Lilly Eli & Co | 301.8 | 1.3 | |
| FPL Group Inc | 150.2 | 1.1 | |
| Metropcs Communications Inc | 166.8 | 1.0 | |
| Facebook Inc | 434.9 | 1.0 | |
| Procter & Gamble Co | 338.1 | 1.0 | |
| ASML Holding NV | 197.4 | 0.9 | |
| McGraw-hill Companies Inc | 113.1 | 0.9 | |
| Home Depot Inc | 277.6 | 0.9 | |
| Costco Wholesale Corp /NEW | 207.6 | 0.9 | |
| VISA Inc | 419.3 | 0.8 | |
| Analog Devices Inc | 77.2 | 0.8 | |
| Exxon Mobil Corp | 385.5 | 0.8 | |
| Johnson & Johnson | 465.6 | 0.8 | |
| Danaher Corp /DE/ | 183.1 | 0.8 | |
| Oracle Corp | 182.8 | 0.7 | |
| Thermo Fisher Scientific Inc | 209.7 | 0.7 | |
| Mastercard Inc | 309.6 | 0.7 | |
| Progressive Corp/Oh/ | 67.5 | 0.7 | |
| Motorola Inc | 35.2 | 0.7 | |
| Qualcomm Inc/DE | 147.4 | 0.7 | |
| Wal Mart Stores Inc | 335.4 | 0.7 | |
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| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | NB Breton Hill Multi-Style Premia Master Fund LP | [2017-12-18] | 313.9 | 263.9 |
| HF | BHC Macro Master Fund LP | [2016-10-05] | 52.0 | 55.2 |
| HF | NB Breton Hill Velocity Master Fund LP | [2016-10-05] | 109.0 | 25.0 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 777 | 0.3 |
| (b) Individuals (high net worth individuals) | 310 | 1.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 23 | 6.6 |
| (g) Pension and profit sharing plans | 4 | 0.0 |
| (h) Charitable organizations | 17 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.6 |
| (l) Sovereign wealth funds and foreign official institutions | 2 | 0.8 |
| (m) Corporations or other businesses not listed above | 208 | 1.5 |
| (n) Other | 1 | 0.0 |
| Total | 1,344 | 11.2 |
| By Discretionary | ||
| Discretionary | 1,344 | 11.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,344 | 11.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 8.6 | |
| United States Persons | 2.6 | |
| Total | 1,344 | 11.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Yolanda Banks McCoy | 38 | ||
| Yolanda McCoy | 33 | ||
| Keith Day | 13 | ||
| Breton Hill Capital Ltd | 4 | ||
| Evgeny Dunaevsky | 3 | ||
| Neuberger Berman Breton Hill ULC | 3 | ||
| BHC Macro Fund GP Ltd | 1 | ||
| BHC Macro Investment Management LLC | 1 | ||
| Neuberger Berman Canada ULC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001531987] | |
| 13F-NT | [0001531987] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
SIT Fixed Income Advisors II LLC
✚
|
MN | 12.3 |
|
Wellington Management Hong Kong Limited
✚
|
11.8 | |
|
Guardian Capital LP
✚
|
11.6 | |
|
Chartwell Investment Partners LLC
✚
|
PA | 11.4 |
|
Caledonia Private Investments PTY Limited
✚
|
11.0 | |
|
Williams Jones Wealth Management LLC
✚
|
NY | 10.6 |
|
Zacks Investment Management Inc
✚
|
IL | 10.6 |
|
Gamco Asset Management Inc
✚
|
NY | 10.4 |
|
Gardner Russo & Quinn LLC
✚
|
PA | 10.1 |
|
National Investment Services of America LLC
✚
|
WI | 9.8 |