|
⚲
|
| Keyboard |
| New England Professional Planning Group Inc
✚
|
|
|---|---|
| CRD # | 108868 |
| SEC # | 801-15330 |
| CIK # | 0001540867 |
| AUM | 1,316.4 M (2026-03-26) |
| Employees | 16 (56% Investors, 62% Brokers) |
| Fees | |
| Minimum | |
| Phone | 401-596-2800 |
| Address | 9 Granite Street Westerly, RI 02891 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Raymond James Financial Inc | 6.8 | ||
| Apple Inc | 1.2 | ||
| iShares Silver Trust | 1.2 | ||
| Union Pacific Corp | 1.0 | ||
| Nvidia Corp | 0.6 | ||
| Pfizer Inc | 0.6 | ||
| Broadcom Inc | 0.5 | ||
| Cisco Systems Inc | 0.5 | ||
| Analog Devices Inc | 0.5 | ||
| Bank of America Corp /DE/ | 0.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 903 | 353.6 |
| (b) Individuals (high net worth individuals) | 378 | 948.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 11 | 14.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,395 | 1,316.4 |
| By Discretionary | ||
| Discretionary | 2,159 | 1,245.1 |
| Non-Discretionary | 236 | 71.3 |
| Total | 2,395 | 1,316.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,316.4 | |
| Total | 2,395 | 1,316.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001540867] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Serves | Institutional, Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
Payne Capital Management LLC
✚
|
NY | 1,340.5 M |
|
Centennial Securities Company Inc
✚
|
MI | 1,335.2 M |
|
Evermay Wealth Management LLC
✚
|
VA | 1,329.6 M |
|
Chatterton & Associates the Wealth Management Team Inc
✚
|
CA | 1,328.2 M |
|
Live Oak Private Wealth LLC
✚
|
NC | 1,320.4 M |
|
Wallington Asset Management LLC
✚
|
IN | 1,317.6 M |
|
Beacon Retirement Planning Services Inc
✚
|
TX | 1,304.2 M |
|
Pbmares Wealth Management LLC
✚
|
VA | 1,302.0 M |
|
Pinnacle Investments LLC
✚
|
NY | 1,293.6 M |
|
Triangle Securities Wealth Management Inc
✚
|
NC | 1,290.7 M |