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| Happy Holidays!! thanks for using AUM13F!! |
| New York Life Investment Management LLC
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| CRD # | 109591 |
| SEC # | 801-57396 |
| CIK # | 0001033244, 0001133639 |
| AUM | $113.2 B (2025-07-08) |
| Employees | 349 (6% Investors, 54% Brokers) |
| Phone | 888-474-7725 |
| Address | 51 Madison Avenue New York, NY 10010 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 0.5 | ||
| Nvidia Corp | 0.5 | ||
| Apple Inc | 0.5 | ||
| Amazon Com Inc | 0.3 | ||
| Facebook Inc | 0.2 | ||
| Broadcom Inc | 0.2 | ||
| Alphabet Inc | 0.1 | ||
| Tesla Motors Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Nyliac Private Placement Variable Universal Life Seperate Account 101 | 2012-03-30 | 0.0 | |
| SA | Nylim Flatiron CLO 2004-1 Ltd | 2012-03-30 | 132.6 | |
| SA | Nylim Flatiron CLO 2005-1 Ltd | 2012-03-30 | 184.9 | |
| RE | Nylim-Grc Fund 1-2002 LP | 2012-03-30 | 0.2 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 919 | 0.6 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 103 | 109.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.5 |
| (g) Pension and profit sharing plans | 0 | 0.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 1.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 18 | 1.3 |
| (n) Other | 0 | 0.0 |
| Total | 1,047 | 113.2 |
| By Discretionary | ||
| Discretionary | 1,036 | 111.2 |
| Non-Discretionary | 11 | 1.9 |
| Total | 1,047 | 113.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 112.3 | |
| Total | 1,047 | 113.2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001033244] | |
| 13F-HR | [0001133639] | |
| 13F-NT | [0001133639] | |
| 3 | [0001133639] | |
| 4 | [0001133639] | |
| SC 13D | [0001133639] | |
| SC 13G | [0001133639] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
NYL Investors LLC
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|
NY | 312.2 |
|
New York Life Investment Management LLC
✚
|
NY | 113.2 |
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|---|---|---|
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OH | 18.3 |
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PA | 13.4 |
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10.0 | |
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ORG Portfolio Management LLC
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OH | 6.0 |
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Hamilton Capital LLC
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OH | 4.4 |
|
Twin Focus Capital Partners LLC
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MA | 4.0 |
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SIT Investment Associates Inc
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MN | 3.4 |
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IFC Advisors LLC
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CA | 2.3 |
|
Colter Lewis Investment Partners LLC
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CT | 2.3 |
|
Condor Capital Management
✚
|
NJ | 2.0 |