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| New York Life Investment Management LLC
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|---|---|
| CRD # | 109591 |
| SEC # | 801-57396 |
| CIK # | 0001133639, 0001033244 |
| AUM | $99.3 BB (2024-03-28) |
| Employees | 319 (4% Investors, 56% Brokers) |
| Phone | 888-474-7725 |
| Address | 51 Madison Avenue New York, NY 10010 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 0.5 | |
| AAPL | 2,382.8 | 0.5 | |
| NVDA | 399.6 | 0.4 | |
| AMZN | 1,093.0 | 0.2 | |
| GOOGL | 1,475.1 | 0.2 | |
| META | 434.9 | 0.2 | |
| GOOG | 1,482.6 | 0.1 | |
| LLY | 301.8 | 0.1 | |
| AVGO | 201.3 | 0.1 | |
| XOM | 385.5 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Nyliac Private Placement Variable Universal Life Seperate Account 101 | 2012-03-30 | 0.0 | |
| SA | Nylim Flatiron CLO 2004-1 Ltd | 2012-03-30 | 132.6 | |
| SA | Nylim Flatiron CLO 2005-1 Ltd | 2012-03-30 | 184.9 | |
| RE | Nylim-Grc Fund 1-2002 LP | 2012-03-30 | 0.2 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,056 | 0.6 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 81 | 96.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.9 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 17 | 1.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,160 | 99.3 |
| By Discretionary | ||
| Discretionary | 1,149 | 97.4 |
| Non-Discretionary | 11 | 1.9 |
| Total | 1,160 | 99.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.9 | |
| United States Persons | 98.4 | |
| Total | 1,160 | 99.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001033244] | |
| 13F-HR | [0001133639] | |
| 13F-NT | [0001133639] | |
| 3 | [0001133639] | |
| 4 | [0001133639] | |
| SC 13D | [0001133639] | |
| SC 13G | [0001133639] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
NYL Investors LLC
✚
|
NY | 300.9 |
|
New York Life Investment Management LLC
✚
|
NY | 99.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Boyd Watterson Asset Management LLC
✚
|
OH | 17.9 |
|
CenterSquare Investment Management LLC
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|
PA | 12.2 |
|
Nicola Wealth Management Ltd
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|
9.6 | |
|
ORG Portfolio Management LLC
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|
OH | 5.8 |
|
Twin Focus Capital Partners LLC
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|
MA | 3.6 |
|
Proficio Capital Partners LLC
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|
MA | 3.4 |
|
SIT Investment Associates Inc
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|
MN | 3.2 |
|
Bulltick Wealth Management LLC
✚
|
FL | 2.6 |
|
Colter Lewis Investment Partners LLC
✚
|
CT | 2.0 |
|
West Coast Financial LLC
✚
|
CA | 1.9 |