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| New York Life Investment Management LLC
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|---|---|
| CRD # | 109591 |
| SEC # | 801-57396 |
| CIK # | 0001033244, 0001133639 |
| AUM | 120.70 B (2026-03-30) |
| Employees | 364 (5% Investors, 53% Brokers) |
| Fees | |
| Minimum | |
| Phone | 888-474-7725 |
| Address | 51 Madison Avenue New York, NY 10010 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Tue, 30 Jun 2026 | New York Life Investment Management Debuts First Tokenized Bond Fund — Yahoo Finance |
| Tue, 30 Jun 2026 | New York Life Investment Management Bets on Tokenization — PYMNTS.com |
| Tue, 30 Jun 2026 | New York Life Investment Management makes first tokenized move partnering with Centrifuge on high-yield corporate bond strategy — The Block |
| Thu, 07 May 2026 | Fund Update: New $7.6M $CIEN stock position opened by NEW YORK LIFE INVESTMENT MANAGEMENT LLC — Quiver Quantitative |
| Wed, 06 May 2026 | New York Life Investment Management Debuts Investment Grade CLO ETF, Expanding Access to High-Quality Income — Business Wire |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.6 | ||
| Apple Inc | 0.6 | ||
| Microsoft Corp | 0.4 | ||
| Amazon Com Inc | 0.3 | ||
| Alphabet Inc | 0.3 | ||
| Broadcom Inc | 0.2 | ||
| Alphabet Inc | 0.2 | ||
| Facebook Inc | 0.2 | ||
| Tesla Motors Inc | 0.2 | ||
| Lilly Eli & Co | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Nyliac Private Placement Variable Universal Life Seperate Account 101 | 2012-03-30 | ||
| SA | Nylim Flatiron CLO 2004-1 Ltd | 2012-03-30 | 132.6 M | |
| SA | Nylim Flatiron CLO 2005-1 Ltd | 2012-03-30 | 184.9 M | |
| RE | Nylim-GRC Fund 1-2002 LP | 2012-03-30 | 0.2 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 808 | 0.6 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 105 | 116.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 1.1 |
| (g) Pension and profit sharing plans | 0 | 0.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 1.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.1 |
| (m) Corporations or other businesses not listed above | 18 | 1.4 |
| (n) Other | 0 | 0.0 |
| Total | 939 | 120.7 |
| By Discretionary | ||
| Discretionary | 928 | 118.6 |
| Non-Discretionary | 11 | 2.1 |
| Total | 939 | 120.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.9 | |
| United States Persons | 119.8 | |
| Total | 939 | 120.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001033244] | |
| 13F-HR | [0001133639] | |
| 13F-NT | [0001133639] | |
| 3 | [0001133639] | |
| 4 | [0001133639] | |
| SC 13D | [0001133639] | |
| SC 13G | [0001133639] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $200.1B |
| Clients | 1 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Real Estate |
| LEI | IGJ1X7QLRC5K7CY9GE11 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
NYLI MacKay Muni Income Opportunities Fund MMIVX
Class A3 Shares
|
2024-03-25 | Buy | 2,500 | $10.00 | 25,000 |
|
NYLI MacKay Muni Income Opportunities Fund MMIOX
Class I Shares
|
2024-03-25 | Buy | 4,982,500 | $10.00 | 49,825,000 |
|
NYLI MacKay Muni Income Opportunities Fund MMIPX
Class A1 Shares
|
2024-03-25 | Buy | 2,500 | $10.00 | 25,000 |
|
NYLI MacKay Muni Income Opportunities Fund MMIRX
Class A2 Shares
|
2024-03-25 | Buy | 2,500 | $10.00 | 25,000 |
| Related Firms | State | AUM |
|---|---|---|
|
NYL Investors LLC
✚
|
NY | 329.20 B |
|
New York Life Investment Management LLC
✚
|
NY | 120.70 B |
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